58 Regulatory Compliance jobs in San Jose.

San Jose

• Skills: compliance, financial industry, U.S. regulations, SEC requirements, internal controls, regulatory changes, risk management, compliance training, audits, Mandarin Chinese
• Experience: At least 5 years of experience in compliance or compliance-related roles in the financial industry; experience with VC/PE is a significant plus.
• Type: Full-time

San Jose

• Skills: compliance assurance, regulatory frameworks, risk management, internal audit, governance reporting, issue management, monitoring programs, control frameworks, audits, regulatory examinations
• Experience: 10+ years of experience in compliance, internal audit, or risk management within financial services, ideally in crypto, fintech, or banking.

Foster City

• Skills: compliance, sanctions, export control, regulatory, risk assessments, screening tools, training, audit, legal, risk management
• Type: Hybrid

Palo Alto

• Skills: product counseling, regulatory matters, legal compliance, blockchain applications, fintech, risk mitigation, business strategies, product development, cross-functionally, legal judgment
• Experience: 5+ years of legal experience (either in-house and/or at a law firm) with a background in product counseling or regulatory matters.
• Type: Full-time
• Salary: $196k- $250k

San Jose

• Skills: Compliance, Regulatory obligations, Financial services, Risk management, AML/CFT, Crypto economy, Licenses maintenance, Customer lifecycle, Monitoring and reporting, Regulatory mapping
• Experience: 4+ years of experience in related compliance/risk function within financial services, FinTech or cryptocurrency industries.

Mountain View

• Skills: enterprise compliance, anti-bribery, global trade, anti-trust, consumer protection, corporate governance, risk assessment, compliance risks, audit remediation, regulatory knowledge
• Experience: Minimum of 15 years of direct experience in compliance-related laws and regulations.
• Salary: Base pay range: Bay Area California $302,000 - $408,500; Southern California $284,500 - $384,500; Washington D.C. $269,000 - $364,000.

Santa Clara

• Skills: supply chain compliance, risk assessments, regulatory compliance, trade compliance, environmental regulations, due diligence, legal requirements, governance frameworks, training initiatives, transparency
• Experience: Proven experience in building or leading programs related to supply chain due diligence, risk assessment, trade compliance, human rights, environmental compliance, or security.
• Type: Full-time
• Salary: $149,000 – $224,000

Mountain View

• Skills: Compliance, Legal, Policy, Regulations, Governance, Risk Management, Enterprise, Counsel, Leadership, Strategy
• Type: Full-time

Sunnyvale

• Skills: fintech, banking infrastructure, embedded financial products, engineering manager, cloud-native, technical management, stakeholder management, development teams, oversight expertise, regulatory compliance

San Jose

• Skills: Export Compliance, Regulatory Analysis, Risk Assessment, Trade Regulations, U.S. Regulations, EAR, OFAC, Audit, Training, Documentation
• Experience: 5+ years of experience in export compliance
• Type: Full-time
• Salary: $115,000 - $132,000

Campbell

• Skills: compliance, regulations, mortgage, lending, risk assessments, audits, legal, TILA, RESPA, HMDA
• Experience: 3+ years in a compliance, risk, legal, or regulatory role within a fintech, bank, or mortgage company
• Type: Full time

Redwood City

• Skills: Enterprise Risk Management, Governance, Risk, Compliance, Cyber Risk, Operational Risk, Risk Assessments, Fraud Risk, Stakeholder Management, Mentorship
• Experience: 10+ years
• Salary: $190,000 - $263,500 USD

San Jose

• Skills: Fintech, Digital Marketplace, Financial Technology, Consumer Protections, Policy Advocacy, Regulatory Strategy, Financial Services, Artificial Intelligence, Cryptocurrency, Stakeholder Engagement
• Experience: Minimum of 5 years
• Type: Hybrid
• Salary: $85-$90K annually for Washington, D.C. metro area; $89-$95K annually for California

San Jose

• Skills: Financial Aid, Title IV, Eligibility, Compliance, Management, Coordination, Training, Supervision, Regulatory Requirements, Student Financial Aid
• Salary: 70k - 90k Depending on Financial Aid Experience

Sunnyvale

• Skills: credit analysis, underwriting, fintech, BaaS, portfolio management, risk mitigation, compliance, regulatory exams, mentorship, analytical skills
• Experience: 6+ years of experience in credit analysis, underwriting, or related areas
• Type: Full-time
• Salary: $137,630 - $167,143

Mountain View

• Skills: corporate governance, compliance, KYC checks, contract management, entity verification, regulatory compliance, project management, documentation, training support, stakeholder communication
• Experience: 3-5 years

San Carlos

• Skills: product strategy, execution, payments expertise, open banking, product innovation, user experience, security, compliance, problem-solving, cutting-edge technology

San Jose

• Skills: corporate governance, securities law compliance, M&A, equity plan compliance, executive compensation, NASDAQ compliance, disclosure and reporting, legal risk assessment, corporate entity compliance, mergers and acquisitions
• Experience: 4+ years of corporate and securities experience in a law firm and/or in-house environment
• Type: Full-time

San Jose

• Skills: corporate law, securities compliance, M&A, corporate governance, equity compensation, SEC reporting, NASDAQ compliance, legal risk assessments, team collaboration, practical advice
• Experience: 4+ years of corporate and securities experience in a law firm and/or in-house environment
• Type: Full-time

Mountain View

• Skills: legal counsel, financial services, payments, lending, regulations, compliance, consumer protection, commercial agreements, Fintech, legal projects
• Experience: Minimum of 10-12 of relevant legal experience
• Type: Full-time
• Salary: $320,000 - $351,875

Palo Alto

• Skills: mortgage lending, Loan Origination System, compliance, regulations, system configuration, digital lending platforms, automation, regulatory compliance, mortgage products, loan origination
• Experience: Minimum 7 years of retail mortgage lending experience
• Type: Full-time
• Salary: $130,000 - $145,000 USD plus equity and bonus

Menlo Park

• Skills: sanctions, investigations, compliance, regulations, investigative, risk, data-driven, enforcement, monitoring, team management
• Experience: 12+ years of experience in financial crime investigations, including dedicated experience overseeing sanctions investigations
• Type: Full Time
• Salary: $170,000/year to $242,000/year + bonus + equity + benefits

Foster City

• Skills: Payment Ecosystems, Product Development, Go-to-Market Strategy, Partnership Management, Operational Excellence, Team Leadership, Market Analysis, Financial Management, Risk and Compliance, Payment Services

San Jose

• Skills: conversational design, user experience, AI solutions, financial institutions, compliance, dialog flow architecture, LLM prompt engineering, user-centric design, project management, banking regulations
• Experience: 7+ years designing conversational experiences with at least 3 years leading design teams or complex programs in SaaS, FinTech, or other regulated industries.
• Type: Full-time
• Salary: $150,000 – $200,000

San Jose

• Skills: risk assessment, insurance management, claims resolution, financial reporting, policy administration, regulatory compliance, relationship management, training development, insurance principles, technology industry
• Type: full_time
• Salary: {'min': 140000.0, 'max': 172000.0, 'period': 'annual', 'currency': 'USD'}

Redwood City

• Skills: lending, payments law, regulatory compliance, fintech, legal advice, dispute management, banking services, cross-functional collaboration, analytical skills, problem-solving
• Type: full_time
• Salary: {'min': 176200.0, 'max': 215900.0, 'period': 'annual', 'currency': 'USD'}

San Jose

• Skills: Risk Assessment, Risk Mitigation, Insurance Management, Claims Management, Financial Reporting, Stakeholder Collaboration, Regulatory Compliance, Project Management, Policy Management, Training Development
• Type: full_time
• Salary: {'min': 140000.0, 'max': 172000.0, 'period': 'annual', 'currency': 'USD'}

Pleasanton

• Skills: Regulatory Affairs, Compliance, Salesforce, SaaS, Data Analytics, Sales Cycle, Regulatory Intelligence, Inspection Readiness, MedTech, Customer Focus
• Type: full_time
• Salary: {'min': None, 'max': None, 'period': '', 'currency': ''}

Foster City

• Skills: AML, ATF, sanctions, governance, compliance, financial crimes, regulatory, risk assessment, training program, quality assurance
• Type: full_time
• Salary: {'min': 160100.0, 'max': 245000.0, 'period': 'annual', 'currency': 'USD'}

Menlo Park

• Skills: regulatory compliance, cryptocurrency, financial services, legal counsel, risk assessment, product launches, interpersonal skills, negotiation, cross-functional collaboration, product ownership
• Type: other
• Salary: {'min': 202000.0, 'max': 238000.0, 'period': 'annual', 'currency': 'USD'}