17 Regulatory Compliance jobs in Philadelphia.

Hiring now: First Line Risk Mgr Consu @ Citizens, Dir Associate General Cou @ Sallie Mae, Regional Registered Princ @ Ameriprise, Dir Head Of Compliance Ex @ Blackrock, Vice Presidentdir Operati @ Onemain Fi, Principal Operational Com @ American W, Chief Compliance Officer @ Credit Gen, Sr Dir Compliance Coding @ Quest Diag, Analyst Compliance @ Lincoln Fi.Explore more at jobswithgpt.com.

🔥 Skills

risk management (5) Risk Management (4) communication skills (4) project management (4) Regulatory Requirements (3) Compliance (3) financial services (3) regulatory compliance (3) compliance (3) regulatory (3)

📍 Locations

Wilmington (6) Newark (4) Camden (2) Philadelphia (2) Mount Laurel (1) Norristown (1) Radnor (1)
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Citizens

First Line Risk Manager – Consumer Marketing and Communications Newark
Skills & Focus: Risk Management, Marketing Compliance, Advertising Collateral, Policy Implementation, Process Mapping, Regulatory Requirements, Risk Identification, Stakeholder Collaboration, Risk Awareness, Agility
About the Company: Citizens is committed to fostering an inclusive culture that enables colleagues to bring their best selves to work and where all are expected to be treated wit…
Experience: Bachelor’s degree OR at least 5 years working experience in the financial services industry with a focus on risk management, Compliance and/or Audit.
Salary: $79,109-$93,000
Type: Full-time
Benefits: Comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, flexible work arrang…
Sr Risk Manager – Consumer Marketing and Communications Risk Newark
Skills & Focus: Risk Management, Consumer Marketing, Communications Risk, Business Banking, Corporate Responsibility, Diversity and Inclusion, Career Growth, Wellness, Client Engagement, Financial Services
About the Company: Citizens is committed to building a diverse, inclusive, and high-performing culture where everyone feels valued, respected, and heard, while fostering growth f…
Type: Full-time
Benefits: Comprehensive benefits including resources for wellness and career growth.
First Line Sr Risk Manager – Consumer Marketing and Communications Newark
Skills & Focus: Risk Management, Compliance, Advertising, Business Processes, Governance, Process Mapping, Collaboration, Risk Assessment, Mitigation, Regulatory Requirements
About the Company: Citizens provides equal employment and advancement opportunities to all colleagues and applicants. The company is committed to fostering an inclusive culture a…
Experience: Bachelor’s degree OR at least 5 years working experience in the financial services industry with a focus on risk management, Compliance and/or Audit
Salary: $79,109-$93,000
Type: Full-time
Benefits: Comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, flexible work arrang…

Sallie Mae

Director, Associate General Counsel (Risk Mitigation) Newark
Skills & Focus: legal advice, litigation management, risk mitigation, consumer financial services, FDCPA, FCRA, TCPA, TILA, ECOA, cross-functional collaboration
About the Company: Sallie Mae is on a mission to power confidence as students begin their unique journey in higher education. They provide guidance to students throughout their e…
Experience: 7+ years of consumer and/or class action litigation experience within an in-house legal department or law firm
Type: Full-time
Benefits: Competitive base salaries, bonus incentives, generous PTO, flexible hybrid working arrangements, comprehensive medical/…

Ameriprise Financial

Regional Registered Principal Wilmington
Skills & Focus: supervision, financial services, investment advisor, regulatory policies, conflict management, communication skills, problem-solving, supervisory reviews, risk management, team practices
About the Company: We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in…
Experience: 5 - 7 years relevant experience required.
Salary: $77,100 - $133,100 / year
Type: Full-time
Benefits: Vacation time, sick time, 401(k), health, dental and life insurances.

Blackrock

Director, Head of Compliance Executive Support Wilmington
Skills & Focus: Compliance, Executive Support, Conflict Policies, Regulatory Requirements, Relationship Management, Risk Management, C-suite, Advisory, Employee Conduct, Operational Processes
About the Company: BlackRock is a global investment manager and fiduciary to clients, dedicated to helping more people experience financial well-being.
Experience: A minimum of 15 years of relevant working experience
Salary: USD$173,500.00 - USD$270,000.00 (NY); USD$153,000.00 - USD$225,000.00 (DE)
Type: Full-time
Benefits: Comprehensive healthcare, strong retirement plan, tuition reimbursement, flexible time off
Vice President, Regulatory Reporting & Compliance Wilmington
Skills & Focus: regulatory compliance, portfolio management, project management, analysis, stakeholder engagement, risk mitigation, data analysis, communication skills, investment management, strategic initiatives
About the Company: BlackRock is a global investment manager and fiduciary to our clients, committed to helping everyone experience financial well-being.
Salary: USD$108,000.00 - USD$153,000.00
Benefits: Annual discretionary bonus, comprehensive healthcare, strong retirement plan, tuition reimbursement, Flexible Time Off …

Onemain Financial

Vice President/Director - Operational Risk Wilmington
Skills & Focus: operational risk, issues management, credit card operations, compliance, first line of defense, KPI, dashboards, customer service, lending operations, regulatory requirements
About the Company: OneMain Financial (NYSE: OMF) is the leader in offering nonprime customers responsible access to credit and is dedicated to improving the financial well-being …
Experience: 8+ years of experience in lending operations, with much of that in the credit card space.
Type: Hybrid
Benefits: Health and wellbeing options including medical, prescription, dental, vision, hearing, accident, hospital indemnity, an…

Blackrock

Analyst, Investment Guidelines Compliance Wilmington
Skills & Focus: investment guidelines, compliance, coding, Aladdin, programming, SQL, financial technology, regulatory, portfolio compliance, interpersonal skills
About the Company: BlackRock is the world's largest asset manager, dedicated to helping individuals experience financial well-being.
Experience: Experience in the investment management industry and knowledge of investment products is preferred.
Salary: USD$0.00 - USD$0.00
Type: Full-time
Benefits: Benefits include a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents…
Vice President, Regulatory Disclosure Operations Wilmington
Skills & Focus: regulatory compliance, documentation, prospectuses, financial reporting, project management, team leadership, process optimization, communication skills, analytical skills, continuous improvement
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 8+ years
Salary: USD$117,500.00 - USD$184,000.00
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, and benefits including health care, leave benefits, and retir…

American Water Works Company Inc

Principal, Operational Compliance Camden
Skills & Focus: Operational Compliance, regulatory, utility, risk assessment, compliance training, strategic planning, federal laws, state laws, water regulatory requirements, project management
About the Company: American Water (NYSE: AWK) is the largest regulated water and wastewater utility company in the United States. With a history dating back to 1886, it provides …
Experience: 12+ years' experience in utility or regulatory operations
Benefits: Competetive salary and health benefits package, development opportunities.
Sr Principal Regulatory Analyst Camden
Skills & Focus: regulatory filings, financial modeling, statistical analysis, rate case, revenue requirement, compliance reporting, technical solutions, project management, customer impacts, cost of service
About the Company: American Water (NYSE: AWK) is the largest regulated water and wastewater utility company in the United States. With a history dating back to 1886, it provides …
Benefits: competitive salary and health benefits package, opportunities to develop, grow, and evolve your career.

Ameriprise Financial

Regional Registered Principal Mount Laurel
Skills & Focus: supervision, financial services, investment advisor, regulatory policies, conflict management, communication skills, problem-solving, supervisory reviews, risk management, team practices
About the Company: We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in…
Experience: 5 - 7 years relevant experience required.
Salary: $77,100 - $133,100 / year
Type: Full-time
Benefits: Vacation time, sick time, 401(k), health, dental and life insurances.

Citizens

Senior Risk Manager - Capital Markets and Advisory Philadelphia
Skills & Focus: risk management, capital markets, advisory risk, financial services, business banking, commercial banking, auditing, regulatory compliance, data analytics, financial analysis
About the Company: Citizens is a bank offering various financial services including business banking, mortgage, and corporate banking.
Experience: Professional
Type: Full Time
Benefits: Commitment to providing benefits, resources and programming to surface healthy habits and support the whole you.

Credit Genie

Chief Compliance Officer Philadelphia
Skills & Focus: compliance program, regulatory adherence, AML/KYC, U.S. consumer financial regulations, risk management, financial products, scalable compliance, product design, compliance strategy, financial ecosystem
About the Company: Credit Genie is a mobile-first financial wellness platform designed to help individuals take control of their financial future. We leverage artificial intellig…
Experience: 10+ years of experience in compliance, legal, or risk management roles within fintech, financial services, or adjacent regulated industries.
Salary: $250K – $350K
Type: Full-time
Benefits: 100% company-paid medical, dental, and vision coverage for you and your dependents on your first day of employment; Mon…

Quest Diagnostics

Sr Director, Compliance - Coding Product Offering, Billing, Reimbursements Norristown
Skills & Focus: Billing, Compliance, CPT Coding, Product Offering, Reimbursement, Government Agencies, Medicare, Medicaid, Legal Counsel, Audit Defense
About the Company: A leading provider of diagnostic information services, Quest Diagnostics empowers better health through diagnostic insights.
Type: Full-Time

Lincoln Financial Group

Analyst, Compliance Radnor
Skills & Focus: compliance, regulatory, inspections, broker-dealer, procedures, SEC, FINRA, risk management, insurance, audit
About the Company: Lincoln Financial Group helps people to plan, protect and retire with confidence. As of Dec. 31, 2023, approximately 17 million customers trust our guidance an…
Experience: 3-5 years of securities and/or insurance experience
Salary: $69,000 - $124,600
Type: Remote
Benefits: Clearly defined career tracks and job levels, along with associated behaviors for each Lincoln leadership Attribute, Le…