Last updated: 2025-08-11
32 Regulatory Compliance jobs in New York City.
FalconX
FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…
New York City
- Skills: General Counsel, Regulatory Compliance, Corporate Governance, Risk Management, Legal Strategy, Mergers & Acquisitions, Digital Assets, Institutional Trading, Legal Advice, Team Leadership
- Level: senior
- Type: full_time
iCapital
iCapital is powering the world’s alternative investment marketplace with a financial technology platform that has transformed how advisors, wealth management f…
New York City
- Skills: Regulatory compliance, Investment Company Act of 1940, Alternative investments, RIA, FINRA rules, Compliance testing, Investment management, Wealth management, Policies and procedures, Training and monitoring
- Level: mid
- Type: full_time
Lithic
Lithic creates card issuing and payment infrastructure for technology companies that just works. We help some of the world’s fastest-growing digital banks, fin…
New York City
- Skills: Risk Operations, Fraud, Dispute Operations, Chargeback, Operational Efficiency, Compliance, Standard Operating Procedures, Key Performance Indicators, Project Management, Federal Regulations
- Level: mid
- Type: full_time
Cybersecurity Law Report
The Cybersecurity Law Report is the leading information resource focused on the legal, regulatory, compliance and operational aspects of data privacy and cyber…
New York City
- Skills: cybersecurity, data privacy, regulatory compliance, legal analysis, information resource, best practices, risk management, reporting, analytics, multi-national companies
- Level: mid
- Type: full_time
Schonfeld Strategic Advisors
Schonfeld Strategic Advisors is a global multi-strategy, multi-manager investment platform that harnesses the transformative power of people to perform in all …
New York City
- Skills: Global Markets Compliance, Control Room, capital markets, trading policy, MNPI, IPO, equity, debt offerings, mergers and acquisitions, regulatory change
- Level: mid
- Type: full_time
The Farmer's Dog
The Farmer's Dog was born from a mission to change the landscape of pet health, providing dogs and their humans with honest, smart, and simple care. We're star…
New York City
- Skills: regulatory compliance, regulatory counsel, FDA and USDA regulations, food safety, product claims, marketing campaigns, legal strategies, compliance, risk mitigation, cross-functional collaboration
- Level: senior
- Type: full_time
Uniswap Labs
The Uniswap Labs team is building products to unlock value through universal exchange. We envision a future where digital economies flourish, and markets are t…
New York City
- Skills: regulatory function, financial services, technology regulatory, decentralized finance, blockchain technology, international growth strategy, legal advocacy, strong point of view, human resources, organizational skills
- Level: senior
- Type: full_time
New York City Department of Social Services (DSS)
The DSS Accountability Office (DSS-AO) is responsible for protecting the integrity of social services programs administered by the New York City Department of …
New York City
- Skills: regulatory guidance, incident reporting, compliance, agency operations, legal memoranda, Organizational Corrective Action Plans, enforcement conferences, non-compliant providers, contractual obligations, DHS compliance initiatives
- Level: mid
- Type: full_time
New York City Human Resources Administration (HRA)
The Office of Fiscal Operations is DSS/HRA/DHS’s primary payments and accounting office, handling payments and reimbursements for services delivered to clients.
New York City
- Skills: Quality Assurance, Payments, Accounting, Financial Analysis, Reporting, Stakeholder Communication, Operational Support, Process Improvement, Compliance, Audits
- Level: mid
- Type: full_time
Department of Homeless Services (DHS)
The Department of Homeless Services (DHS) is one of the largest organizations in New York City committed to preventing and addressing homelessness, managing ov…
New York City
- Skills: Compliance Analyst, case reviews, case management system, client activities, rehousing support, monitor compliance, incident reports, field visits, case conferences, Public Assistance appointments
- Level: mid
- Type: full_time
NYC Department of Social Services (DSS)
The Research and Policy Development Unit (RPD) within the Office of Policy, Procedures, and Training is responsible for ensuring that the most vulnerable New Y…
New York City
- Skills: policy compliance, research methods, program evaluation, social welfare, data analysis, legislative compliance, qualitative research, policy development, stakeholder engagement, programmatic initiatives
- Level: mid
- Type: full_time
Mayor’s Office of Risk Management and Compliance (MoRMC)
The Mayor’s Office of Risk Management and Compliance (MoRMC) was created by Mayor Eric Adams to assist City agencies in assessing operational, financial and co…
New York City
- Skills: risk management, compliance, policy analyst, financial risks, operational risks, improvement strategies, agency management, confidential documents, stakeholder meetings, quantitative assessment
- Level: mid
- Type: full_time
Apollo Management Holdings, L.P.
A global team of alternative investment managers with over 30 years of expertise across Private Equity, Credit and Real Estate, known for strong investment per…
New York City
- Skills: regulatory compliance, federal securities laws, Investment Advisers Act, regulatory filings, Excel-based modeling, financial markets, compliance program, internal audits, collaborative environment, analytical skills
- Level: entry
- Type: full_time
Mercury
Mercury is a financial technology company, not a bank. Banking services provided by Choice Financial Group, Column N.A., and Evolve Bank & Trust, Members FDIC.
New York City
- Skills: compliance, regulatory, financial technology, product development, consumer compliance, risk management, Regulation E, Regulation Z, financial crimes, regulatory reporting
- Level: mid
- Type: full_time
Adyen
Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technolo…
New York City
- Skills: OFAC regulations, US sanctions, compliance, advisory, due diligence, risk assessment, policies, training, reporting, analysis
- Level: mid
- Type: full_time
Writer
Writer is an equal-opportunity employer committed to diversity.
New York City
- Skills: AI governance, privacy, compliance, data protection, legal product functions, enterprise SaaS, regulations, contract negotiations, privacy-by-design, team collaboration
- Level: senior
- Type: full_time
New York City Department of Sanitation
The New York City Department of Sanitation (DSNY) keeps New York City healthy, safe, and clean by collecting, recycling, and disposing of waste, cleaning City …
New York City
- Skills: contracts, compliance, waste management, recycling, operations, contracts management, training, customer service, reporting, regulation
- Level: mid
- Type: full_time
Citizens
Citizens is a leading financial institution committed to building a diverse, inclusive, and high-performing culture where everyone feels valued, respected, and…
New York City
- Skills: Risk Management, Capital Markets, Advisory, Commercial Risk, Control Program, Financial Institution, Diversity, Inclusion, Professional Development, Community Engagement
- Level: mid
- Type: full_time
ING
ING is a global bank with a strong European base. More than 60,000 colleagues serve around 38 million customers and corporate clients in over 40 countries.
New York City
- Skills: Non-Financial Risk, operational risks, risk appetite, stakeholders, issue tracking, monitoring, risk assessments, policies, controls, collaboration
- Level: mid
- Type: full_time
Industrious
Industrious is the largest premium workplace-as-a-service provider and home to the highest-rated workplaces in the industry. We believe that what makes a great…
New York City
- Skills: legal strategy, commercial transactions, cross-functional, regulatory compliance, leadership, risk management, legal operations, privacy, cybersecurity, deal negotiations
- Level: senior
- Type: full_time