88 Regulatory Compliance jobs in New York City.

Hiring now: Head Of Fxconnect @ State Stre, Private Client Financial @ Citizens, Efr Global Markets Risk S @ Bank Of Am, Compliance Officer @ Dash Finan, Sr Corporate Governance S @ Stryker, Sr Mgr Payments Fraud @ Tapestry, Dir Retail Alternatives C @ Blackrock, Associate General Counsel @ Ascendis P, Analyst Compliance @ Blackstone, Credit Analyst Iv Ci @ Provident .Explore more at jobswithgpt.com.

🔥 Skills

compliance (29) regulatory compliance (19) risk management (13) Compliance (11) regulatory (11) Risk Management (9) training (9) regulatory guidance (9) Regulatory Compliance (6) project management (6)

đź“Ť Locations

New York City (64) Somerset (6) Jersey City (4) Clifton (3) Princeton (3) Mahwah (2) Elizabeth (1) North Bergen (1) Summit (1) Teaneck (1)
🔍 Go to full job search

State Street

Head of FXConnect Clifton
Skills & Focus: FXConnect, foreign exchange, trading technology, client solutions, business strategy, regulatory compliance, business opportunities, performance metrics, client relationships, inclusive environment
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. For more than two centuries, we’ve been helpi…
Experience: Minimum of 10 years’ experience in senior management capacity; Extensive experience in FX markets (15+ years preferred)
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Programs, development programs and educational suppor…
Head of Capital Basel Policy Review Clifton
Skills & Focus: Risk Management, Capital Risk, Recovery Resolution Planning, Financial Risk, Regulatory Requirements, Stress Testing, Data Analysis, Communication Skills, Team Collaboration, Analytical Skills
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re …
Experience: 7+ years of relevant experience in Treasury, Finance or Risk required
Salary: $125000 - $200000 Annual
Benefits: Generous medical care, insurance and savings plans, among other perks. Flexible Work Programs, development programs and…
Global Head of Currenex Clifton
Skills & Focus: P&L management, FX ECN market, client relationships, team collaboration, compliance, business development, performance metrics, diversity, employee engagement, regulatory aspects
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world, helping clients safeguard and steward investm…
Experience: Minimum of 10 years of work experience in foreign exchange and/or financial technology product offering, Minimum of 5 years of experience in sales/sales management capacities or 5+ years’ experience in a senior management capacity
Salary: $170,000 - $267,500 Annual
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Programs, development programs and educational suppor…

Citizens

Private Client Financial Advisor Elizabeth
Skills & Focus: Financial Advisor, Wealth Management, Private Banking, Client Relationships, Investment Strategies, Portfolio Management, Risk Assessment, Financial Planning, Customer Service, Compliance
About the Company: We’re committed to providing benefits, resources and programming to surface healthy habits and support the whole you, across all aspects of your life.
Experience: Professional
Type: Full Time

Bank Of America

EFR Global Markets Risk Sr Manager - IRR Jersey City
Skills & Focus: market risk management, risk analytics, portfolio analysis, regulatory compliance, analysis and reporting, risk exposure, challenge for front line units, monitoring and testing, communication with stakeholders, stress testing
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 3-4 years
Salary: $138,000.00 - $215,500.00
Type: Full-time
Benefits: We provide industry-leading benefits, access to paid time off, resources and support to our employees.

State Street

Vice President & Senior Counsel Jersey City
Skills & Focus: legal support, OTC derivatives, foreign exchange, interest rate products, legal counsel, CFTC regulations, negotiation, Dodd-Frank compliance, regulatory compliance, ISDA documentation
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re m…
Experience: 10+ years of relevant legal experience in derivatives, with specific expertise in OTC FX and interest rate products
Benefits: Generous medical care, insurance and savings plans, flexible Work Program, development programs and educational support.

Bank Of America

Reporting & Governance Sr. Analyst Jersey City
Skills & Focus: risk management, monitoring, testing, controls, governance, portfolio analysis, stakeholders, credit assessment, analytical thinking, regulatory compliance
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We are committed to being a di…
Experience: Experience managing time-sensitive and critical operational processes and technology projects.
Salary: $81,400.00 - $124,500.00 annualized
Type: Full-time
Benefits: This role is currently benefits eligible. We provide industry-leading benefits, access to paid time off, resources and …

Dash Financial Technologies

Compliance Officer Jersey City
Skills & Focus: Compliance, Regulatory environment, Business decisions, Order management solutions, Training team members, Options and equities, Regulations, Industry communication, DASH Compliance team, CCO involvement
About the Company: DASH Financial Technologies (part of ION Group) is the leading US options technology and execution provider, offering fully customizable routing and order mana…
Salary: $110,000 - $130,000
Type: Full-time
Benefits: Salary is negotiable, depending on experience and skills.

Stryker

Senior Corporate Governance Specialist Mahwah
Skills & Focus: corporate governance, legal compliance, documentation, legal entities, entity management, audits, meetings, board member appointments, document review, intercompany funding
About the Company: Stryker offers innovative products and services in MedSurg, Neurotechnology, and Orthopaedics that help improve patient and healthcare outcomes.
Experience: 2+ years of relevant experience with a Bachelor's degree or 8+ years with a high school diploma.
Salary: $77,200 - $160,800 plus bonus eligible
Type: Full Time
Benefits: Medical and prescription drug insurance, dental insurance, vision insurance, critical illness insurance, accident insur…
Compliance Manager - Customer Solutions Mahwah
Skills & Focus: compliance, risk management, training, investigation, policy development, auditing, communications, ethics, regulations, continuous improvement
About the Company: Stryker offers innovative products and services in MedSurg, Neurotechnology, and Orthopaedics that help improve patient and healthcare outcomes.
Experience: 8+ years of professional work experience required
Salary: $100,500 - 215,300 plus bonus eligible + benefits
Type: Full Time
Benefits: Health benefits include medical and prescription drug insurance, dental insurance, vision insurance, critical illness i…

Tapestry

Sr. Manager, Payments & Fraud North Bergen
Skills & Focus: Payments, Fraud, Compliance, Risk Management, Reporting, Analytics, Collaboration, Communication, Data Integration, Project Management
About the Company: Tapestry, Inc. is a global house of brands that includes Coach, Kate Spade New York, and Stuart Weitzman, built by unconventional entrepreneurs and unexpected …
Experience: 5+ years of payments and fraud experience
Salary: $105,000.00 to $130,000.00 Annually

Blackrock

Director, Retail Alternatives Contracts Princeton
Skills & Focus: contract negotiation, regulatory compliance, commercial outcomes, legal risk assessment, mutual funds, alternatives products, change management, contract lifecycle, collaborative work, legal contracts
About the Company: BlackRock is a global investment manager and fiduciary to our clients, helping people experience financial well-being. Since 1999, BlackRock has been a leading…
Experience: 10+ years in legal contract negotiation in the financial services industry
Salary: USD$194,000.00 - USD$270,000.00 (New York), USD$184,000.00 - USD$250,000.00 (Princeton, Boston)
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, healthcare benefits, leave benefits, and retirement benefits.

Ascendis Pharma

Associate General Counsel - Market Access Princeton
Skills & Focus: Market Access, Legal Support, Regulatory Compliance, Contract Drafting, Pricing Strategies, Fraud and Abuse, Healthcare Laws, Risk Mitigation, Client Counseling, Negotiation Skills
About the Company: Ascendis Pharma is a dynamic, fast-growing global biopharmaceutical company with locations in Denmark, Europe, and the United States, advancing programs in End…
Experience: A minimum of 10 years of relevant experience, preferably in an in-house legal department at a biotechnology or pharmaceuticals company.
Type: Full-time
Benefits: 401(k) plan with company match, Medical, dental, and vision plans, Company-offered Life and Accidental Death & Dismembe…

Blackrock

Vice President, Regulatory Disclosure Operations Princeton
Skills & Focus: regulatory compliance, documentation, prospectuses, financial reporting, project management, team leadership, process optimization, communication skills, analytical skills, continuous improvement
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 8+ years
Salary: USD$117,500.00 - USD$184,000.00
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, and benefits including health care, leave benefits, and retir…

Blackstone

Analyst - Compliance Somerset
Skills & Focus: compliance, regulatory, marketing materials, investor communications, due diligence, legal, Advisers Act, FINRA regulations, analytical skills, team player
About the Company: Blackstone is the world’s largest alternative asset manager, aiming to create positive economic impact and long-term value for investors, companies, and commun…
Experience: 1+ years of prior experience at a law firm and/or investment management firm; prior experience in a compliance role and/or J.D. required
Salary: $90,000 - $125,000
Type: Full-time
Benefits: Additional forms of compensation and benefits offered in connection with the role.
Associate - Compliance Somerset
Skills & Focus: compliance, marketing materials, legal, regulatory, investor communications, fundraising, due diligence, policies and procedures, training, risk assessment
About the Company: Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we…
Experience: 3+ years of prior experience at a law firm and/or investment management firm
Salary: $115,000 - $150,000
Type: Full-time
Benefits: Additional compensation not included in base salary; equal employment opportunities

Provident Bank

Credit Analyst IV - C&I Somerset
Skills & Focus: credit analysis, commercial lending, underwriting, financial institutions, risk analysis, loan approvals, vendor management, commercial loans, leadership, regulatory guidance
About the Company: Provident Bank is a successful and highly regarded multi-billion-dollar bank that continues to grow with branches in New Jersey, Eastern Pennsylvania and New Y…
Experience: 7 or more years in Commercial Banking.
Type: Full-time

Blackstone

AVP, Compliance Somerset
Skills & Focus: compliance, regulatory, marketing, investor communications, legal, Advisers Act, FINRA, hedge funds, supervise, project management
About the Company: Blackstone is the world’s largest alternative asset manager, managing $1.1 trillion in assets. We focus on creating positive economic impact through investment…
Experience: 5+ years of prior experience at a law firm and/or investment management firm; prior experience in a compliance role and/or J.D. required
Salary: $135,000 - $200,000
Type: Full-time
Benefits: Additional compensation offered; other benefits not specified
Analyst, Compliance Somerset
Skills & Focus: regulatory compliance, marketing materials, investor communications, third-party communications, legal, compliance matters, policy development, regulations, due diligence, risk assessment
About the Company: Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we…
Experience: 1+ years of prior experience at a law firm and/or investment management firm
Salary: $90,000 - $125,000
Type: Full-time

Citizens

Private Client Financial Advisor Somerset
Skills & Focus: Financial Advisor, Wealth Management, Private Banking, Client Service, Investment Strategies, Financial Planning, Portfolio Management, Customer Engagement, Sales Skills, Regulatory Compliance
About the Company: Citizens is a leading financial institution committed to building a diverse, inclusive, and high-performing culture where everyone feels valued, respected, and…
Experience: Professional
Type: Full Time
Benefits: Comprehensive benefits, resources, and programming for overall well-being.

Markel Group

Executive Business Process Compliance Specialist Summit
Skills & Focus: compliance, insurance, regulations, underwriting, policy lifecycle, oversight, documentation, analytical skills, communication, risk management
About the Company: Markel Group (NYSE – MKL) a fortune 500 company with over 60 offices in 20+ countries, is a holding company for insurance, reinsurance, specialist advisory and…
Experience: Minimum 10 years of experience in insurance regulatory compliance.
Salary: $90,500 - $150,900
Type: Full-time
Benefits: Competitive benefit programs including health, dental and vision insurance plan options, 401(k) with employer match, Em…

Cognizant

Sr. Product Specialist - Actimize Teaneck
Skills & Focus: Product Lifecycle Management, Governance Risk & Compliance, Actimize, Innovation, Regulatory Requirements, Risk Assessments, Stakeholder Engagement, Technical Solutions, Training Programs, Continuous Improvement
About the Company: Cognizant is one of the world's leading professional services companies, transforming clients' business, operating, and technology models for the digital era.
Experience: 8 to 10 years
Salary: $60,000 – $109,000
Type: Full-time
Benefits: Medical/Dental/Vision/Life Insurance, Paid holidays plus Paid Time Off, 401(k) plan and contributions, Long-term/Short-…

Citizens

Banker Union City
Skills & Focus: Banking, Finance, Customer Service, Loan Processing, Financial Products, Relationship Management, Sales, Compliance, Risk Management, Business Development
About the Company: Citizens is committed to building a diverse, inclusive, and high-performing culture where everyone feels valued, respected, and heard. It is a leading financia…
Experience: Professional level
Type: Full Time
Benefits: Citizens provides benefits and resources to support the wellbeing of its employees.

New York City Emergency Management (Nycem)

Financial Recovery and Compliance Specialist Brooklyn
Skills & Focus: compliance, financial oversight, audit, disaster cost recovery, FEMA, public assistance, grant funding, policy development, internal controls, communication
About the Company: NYCEM helps New Yorkers before, during, and after emergencies through preparedness, education, and response.
Type: Full-time
Benefits: Emergency Operations Center involvement, participation in trainings, potentially remote teamwork.

New York City Department Of Social Services (Dss)

Agency Attorney Level II - Regulatory Counsel New York City
Skills & Focus: regulatory guidance, incident reporting, compliance, agency operations, legal memoranda, Organizational Corrective Action Plans, enforcement conferences, non-compliant providers, contractual obligations, DHS compliance initiatives
About the Company: The DSS Accountability Office (DSS-AO) is responsible for protecting the integrity of social services programs administered by the New York City Department of …
Agency Attorney Level II - Regulatory Counsel New York City
Skills & Focus: regulatory guidance, incident reporting, compliance, agency operations, legal memoranda, Organizational Corrective Action Plans, enforcement conferences, non-compliant providers, contractual obligations, DHS compliance initiatives
About the Company: The DSS Accountability Office (DSS-AO) is responsible for protecting the integrity of social services programs administered by the New York City Department of …
Agency Attorney Level II - Regulatory Counsel New York City
Skills & Focus: regulatory guidance, incident reporting, compliance, agency operations, legal memoranda, Organizational Corrective Action Plans, enforcement conferences, non-compliant providers, contractual obligations, DHS compliance initiatives
About the Company: The DSS Accountability Office (DSS-AO) is responsible for protecting the integrity of social services programs administered by the New York City Department of …

3degrees

Policy Manager, Regulatory Affairs New York City
Skills & Focus: policy engagement, regulatory affairs, environmental policy, market analysis, carbon compliance, stakeholder engagement, advocacy, data analysis, strategic guidance, thought leadership
About the Company: 3Degrees is a leading B Corp in the environmental commodities market, on a mission to empower organizations to achieve a sustainable future.
Experience: 5+ years
Salary: $89,000 - $120,000
Type: Full-time
Benefits: Medical, dental, vision, 401k, flexible paid time off, and more.

Vimeo

Senior Director, Payments New York City
Skills & Focus: payment strategy, payment operations, fraud prevention, chargeback management, regulatory compliance, technical leadership, vendor management, data analysis, team management, customer satisfaction
About the Company: Vimeo (NASDAQ: VMEO) is the world's most innovative video experience platform. We enable anyone to create high-quality video experiences to better connect and …
Experience: Extensive experience in payment operations and management, with a proven track record of success in a leadership role, including managing engineering teams.
Salary: $234,000 - $321,000 for NYC Metro; $210,600 - $288,900 for other US cities
Type: Full-time
Benefits: Paid time off, generous 401k match, commuter benefits, Health Savings Account (HSA), Flexible Spending Account (FSA), f…

Btig

Compliance professional New York City
Skills & Focus: Compliance, Fixed Income, Trade reporting oversight, Regulatory monitoring, Data analysis, Electronic communication reviews, Team collaboration, Problem-solving, Analytical skills, MS Office proficiency
About the Company: BTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services.
Experience: 5+ years of Compliance and Fixed Income experience
Salary: $150,000.00 - $200,000.00 per year
Benefits: Competitive compensation and benefits package

Citizens

Head of Card Products New York City
Skills & Focus: Commercial Banking, Card Products, Leadership, Financial Services, Risk Management, Product Development, Team Management, Market Analysis, Customer Experience, Regulatory Compliance

Ramp

Compliance Lead New York City
Skills & Focus: compliance, KYC/KYB, BSA/AML, financial crimes, risk management, regulatory guidance, transaction monitoring, enhanced due diligence, suspicious activity reporting, fintech
About the Company: Ramp is a financial operations platform designed to save businesses time and money. Combining corporate cards with expense management, bill payments, vendor ma…
Experience: Minimum 6 years of experience in compliance or related operational teams
Type: Full-time
Benefits: 100% medical, dental & vision insurance coverage, 401k with employer match, Flexible PTO, Fertility HRA, WFH stipend, W…
Compliance Lead New York City
Skills & Focus: compliance, KYC/KYB, BSA/AML, financial crimes, risk management, regulatory guidance, transaction monitoring, enhanced due diligence, suspicious activity reporting, fintech
About the Company: Ramp is a financial operations platform designed to save businesses time and money. Combining corporate cards with expense management, bill payments, vendor ma…
Experience: Minimum 6 years of experience in compliance or related operational teams
Type: Full-time
Benefits: 100% medical, dental & vision insurance coverage, 401k with employer match, Flexible PTO, Fertility HRA, WFH stipend, W…
Compliance Lead New York City
Skills & Focus: compliance, KYC/KYB, BSA/AML, financial crimes, risk management, regulatory guidance, transaction monitoring, enhanced due diligence, suspicious activity reporting, fintech
About the Company: Ramp is a financial operations platform designed to save businesses time and money. Combining corporate cards with expense management, bill payments, vendor ma…
Experience: Minimum 6 years of experience in compliance or related operational teams
Type: Full-time
Benefits: 100% medical, dental & vision insurance coverage, 401k with employer match, Flexible PTO, Fertility HRA, WFH stipend, W…

Olaplex

Head of Regulatory Affairs and Safety New York City
Skills & Focus: regulatory compliance, product safety testing, global regulations, regulatory affairs, cross-functional collaboration, regulatory submissions, safety requirements, NPD project timelines, adverse event reporting, leadership in regulatory affairs
About the Company: A category-defining leader in prestige hair care, continuously seeks talented individuals to join in our mission to transform foundational hair health.
Experience: 15+ years of progressive experience and 8+ years of progressive leadership experience
Salary: $250,000-290,000
Benefits: Competitive compensation, flexible paid time off, wellness contributions, parental leave, 401k plan with match, profess…
Head of Regulatory Affairs and Safety New York City
Skills & Focus: regulatory compliance, product safety testing, global regulations, regulatory affairs, cross-functional collaboration, regulatory submissions, safety requirements, NPD project timelines, adverse event reporting, leadership in regulatory affairs
About the Company: A category-defining leader in prestige hair care, continuously seeks talented individuals to join in our mission to transform foundational hair health.
Experience: 15+ years of progressive experience and 8+ years of progressive leadership experience
Salary: $250,000-290,000
Benefits: Competitive compensation, flexible paid time off, wellness contributions, parental leave, 401k plan with match, profess…
Head of Regulatory Affairs and Safety New York City
Skills & Focus: regulatory compliance, product safety testing, global regulations, regulatory affairs, cross-functional collaboration, regulatory submissions, safety requirements, NPD project timelines, adverse event reporting, leadership in regulatory affairs
About the Company: A category-defining leader in prestige hair care, continuously seeks talented individuals to join in our mission to transform foundational hair health.
Experience: 15+ years of progressive experience and 8+ years of progressive leadership experience
Salary: $250,000-290,000
Benefits: Competitive compensation, flexible paid time off, wellness contributions, parental leave, 401k plan with match, profess…

Scotiabank

Manager, Compliance Testing New York City
Skills & Focus: Compliance, Testing, Regulatory, Audit, Investment Banking, Risk Management, Internal Inspections, Financial Services, Stakeholder Management, Reporting
About the Company: Scotiabank is a leading bank in the Americas, helping customers achieve success through a broad range of advice, products, and services including personal and …
Experience: A minimum of 5 years of compliance, audit or regulatory exam support experience with at least 3 of which should involve compliance testing or audit.
Salary: 90,000.00 - 167,200.00
Type: Full-time
Benefits: Flexible benefit programs designed to support unique family, financial, physical, mental, and social health needs.

Flow Traders

Compliance Officer, Regulatory New York City
Skills & Focus: regulatory updates, compliance advisory, market rules, monitoring controls, compliance risks, regulatory obligations, regulatory reporting, regulatory inquiries, compliance processes, FINRA
About the Company: Flow Traders is a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business.
Experience: 2-5 years of relevant working experience in regulatory, compliance or legal department
Salary: $112,000 to $140,000
Benefits: All employees are eligible to share in the company’s success through an annual discretionary variable remuneration allo…

Equityzen

Compliance Analyst New York City
Skills & Focus: compliance, securities laws, private placements, regulatory examinations, risk-based monitoring, project management, collaborative, team player, investors, FinTech
About the Company: EquityZen is a financial technology company, backed by leading venture and private equity investors. Since 2013, the EquityZen marketplace has made it easy to …
Experience: 3+ years’ experience in a compliance role at a broker-dealer, investment advisor, investment bank, or asset manager.
Salary: $90,000
Benefits: EquityZen offers full employee benefits (health, dental, vision), individual professional development and wellness budg…

Worldquant

Tax Associate New York City
Skills & Focus: Tax Compliance, Tax Reporting, Partnership Taxation, FATCA, K-1s, Tax Filings, Transfer Pricing, Regulatory Compliance, Research, Coordination
About the Company: WorldQuant develops and deploys systematic financial strategies across a broad range of asset classes and global markets. We seek to produce high-quality predi…
Experience: 5+ years of experience in taxation, with a focus on partnership taxation
Salary: $125,000 to $150,000
Benefits: Fully paid medical and dental insurance for employees and dependents, flexible spending account, 401k, fully paid paren…

Schonfeld Strategic Advisors

Global Markets Compliance Officer & Head of Control Room New York City
Skills & Focus: Global Markets Compliance, Control Room, capital markets, trading policy, MNPI, IPO, equity, debt offerings, mergers and acquisitions, regulatory change
About the Company: Schonfeld Strategic Advisors is a global multi-strategy, multi-manager investment platform that harnesses the transformative power of people to perform in all …
Experience: 5-7 years’ experience preferably in a multi-manager firm in a similar role
Salary: $200,000.00 - $230,000.00
Type: Full-time
Benefits: performance bonus and a competitive benefits package

Sotheby's

Compliance Counsel New York City
Skills & Focus: compliance, AML, financial crime, anti-bribery, due diligence, risk assessments, policies, training, stakeholder management, transaction monitoring
About the Company: Established in 1744, Sotheby’s is the world’s premier destination for art and luxury. Sotheby’s promotes access to and ownership of exceptional art and luxury …
Experience: 8+ years of professional experience at a large or boutique law firm; 3+ years of in-house experience is a plus.
Type: Full-time
Compliance Counsel New York City
Skills & Focus: compliance, AML, financial crime, anti-bribery, due diligence, risk assessments, policies, training, stakeholder management, transaction monitoring
About the Company: Established in 1744, Sotheby’s is the world’s premier destination for art and luxury. Sotheby’s promotes access to and ownership of exceptional art and luxury …
Experience: 8+ years of professional experience at a large or boutique law firm; 3+ years of in-house experience is a plus.
Type: Full-time

Chainalysis

Product Counsel New York City
Skills & Focus: Product Counsel, Legal, Corporate Functions, Remote, Equity, Bonus, US, Software companies, Crypto, Blockchain
Salary: $193K – $321K (Zone 1), $169K – $281K (Zone 2)
Type: Full time
Benefits: Offers Equity, Offers Bonus

Okx

Deputy General Counsel New York City
Skills & Focus: regulatory licensing, legal research, collaborate, crypto industry, managing team, strategic recommendations, blockchain technology, project management, legal advice, cross-functional
About the Company: OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX …
Experience: 12+ years of relevant regulatory licensing experience
Salary: competitive base salary and bonus structure
Type: Full-time
Benefits: excellent benefits
Senior Audit Manager New York City
Skills & Focus: Audit, Financial Crimes, AML, CTF, sanctions compliance, risk management, compliance frameworks, stakeholder management, audit execution, team management
About the Company: OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX …
Experience: Strong experience (8+ years) in internal audit, including leadership roles in Financial Crimes at a leading global financial institution, fintech, or Big 4 firm.
Salary: $127,000 - $228,000
Type: Full-time
Benefits: Competitive total compensation package, L&D programs, various team building programs, wellness, and meal allowances, co…

Authentic Brands Group

Manager, Royalty Audit New York City
Skills & Focus: audit, royalty, compliance, licensing, stakeholders, reporting, analysis, communication, management, improvement
About the Company: Authentic is a unified platform that integrates M&A, brand strategy, creativity and digital innovation to unlock the power of its global Lifestyle and Entertai…
Experience: 6 - 8 years
Salary: $125,000 - $150,000
Type: Full-time
Benefits: Equal opportunity employer

Narmi

Product & Commercial Counsel New York City
Skills & Focus: Product Counsel, Commercial Counsel, Legal Team, Banking, Digital Experience, Process Improvement, Policies, Product Initiatives, Growth Opportunities, Customer Engagement
About the Company: Narmi is how community financial institutions unlock the very latest capabilities in digital banking and account opening – so they can move faster, tap new gro…

Blackrock

Director, Retail Alternatives Contracts New York City
Skills & Focus: contract negotiation, regulatory compliance, commercial outcomes, legal risk assessment, mutual funds, alternatives products, change management, contract lifecycle, collaborative work, legal contracts
About the Company: BlackRock is a global investment manager and fiduciary to our clients, helping people experience financial well-being. Since 1999, BlackRock has been a leading…
Experience: 10+ years in legal contract negotiation in the financial services industry
Salary: USD$194,000.00 - USD$270,000.00 (New York), USD$184,000.00 - USD$250,000.00 (Princeton, Boston)
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, healthcare benefits, leave benefits, and retirement benefits.

Clear Street

Reg SHO Compliance Officer New York City
Skills & Focus: Reg SHO, compliance, operations, financial services, reporting, risk management, trading, SEC, FINRA, policies and procedures
About the Company: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure…
Experience: At least 5 years of professional experience in financial services working across compliance or operations functions.
Salary: $150,000 - $200,000
Type: Full-time
Benefits: Competitive compensation packages, company equity, 401k matching, gender neutral parental leave, and full medical, dent…

Bank Of America

Attorney – Global Payments Solutions – Deposits, Liquidity and Receivables New York City
Skills & Focus: legal counsel, contract negotiations, cash management, drafting, project management, liquidity, receivables, regulatory compliance, stakeholder management, problem solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5-12 years
Salary: $141,100.00 - $250,000.00
Type: Full-time
Benefits: Industry-leading benefits, access to paid time off, resources and support to employees.

January

Software Engineer, Compliance & Money Ops New York City
Skills & Focus: Software Engineer, Compliance, Money Operations, Systems, Agile development, Cloud platforms, Financial software, Scalable systems, Collaboration, Regulatory needs
About the Company: Our data-driven products help financial institutions streamline their collections, offering borrowers straightforward and compassionate solutions to regain fin…
Experience: 2+ years
Salary: $160K – $190K
Type: Full time
Benefits: Offers Equity

Okx

Senior Analyst - US Compliance New York City
Skills & Focus: Compliance, Regulatory obligations, Financial services, Risk management, AML/CFT, Crypto economy, Licenses maintenance, Customer lifecycle, Monitoring and reporting, Regulatory mapping
About the Company: At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and t…
Experience: 4+ years of experience in related compliance/risk function within financial services, FinTech or cryptocurrency industries.
Benefits: Market competitive total compensation package, Comprehensive insurance package including medical, dental, vision, disab…

Novo

Compliance Specialist New York City
Skills & Focus: Compliance, Risk management, Audit, Data-driven approach, Regulatory requirements, Stakeholder communication, Compliance programs, Reporting, Control testing, Data analysis
About the Company: Novo is a rapidly growing series B fintech startup with a mission-driven team that’s passionate about helping every small business in America.
Experience: At least 5 years of experience in audit, compliance, or risk management
Salary: 60k - 80k
Type: Full-time
Benefits: Learning and development budgets to help you grow and bond with your team. Positive, inclusive, supportive culture.

Ing

Non-Financial Risk - Director New York City
Skills & Focus: non-financial risk management, compliance, FBO, regulatory requirements, risk policies, cross-functional collaboration, risk assessments, training programs, strategic leadership, risk-aware culture
About the Company: ING offers a broad range of innovative financial products and services to domestic and international corporate and institutional clients.
Experience: 10+ years in non-financial risk management within banking or financial institution
Salary: $215K - $275K
Type: Full-time
Benefits: comprehensive health benefits, a generous 401k savings plan, competitive PTO, adoption, surrogacy, and fertility servic…

Mercury

Associate General Counsel for Product and Privacy New York City
Skills & Focus: privacy, compliance, product counseling, stakeholder engagement, legal advice, data protection, financial technology, collaboration, regulatory, growth
About the Company: Mercury is a financial technology company, not a bank. Banking services provided by Choice Financial Group, Column N.A., and Evolve Bank & Trust, Members FDIC.
Experience: 10+ years of legal experience (private practice, in-house, or with a government agency) with deep expertise in privacy and product counseling.
Salary: $257,400 - 321,700 (US employees in New York City, Los Angeles, Seattle, or the San Francisco Bay Area); $231,700 - 289,500 (US employees outside of these areas)
Benefits: Base salary, equity (stock options), and benefits. Competitive compensation packages shaped by market data.

Scotiabank

Senior Manager, Regulatory Relations Group New York City
Skills & Focus: regulatory, compliance, financial services, investment banking, communication, risk management, consulting, oversight, presentations, remediation
About the Company: Scotiabank is a leading bank in the Americas, helping customers succeed through a range of advice, products and services including personal and commercial bank…
Experience: At least seven years of experience at a Financial Services Firm, Consulting Firm, or Regulatory agency.
Salary: 117,400.00 - 224,700.00
Benefits: Flexible benefit programs supporting family, financial, physical, mental, and social health needs.

Galaxy Digital

Policy Researcher New York City
Skills & Focus: digital assets, policy, policymaking, legislation, regulatory, government policy, research, analysis, financial services, communication
About the Company: At Galaxy we are building products and services to help the world invest in economic progress. Our vision is a society where value and ownership flow as freely…
Experience: 3+ years of professional experience working in financial services policy
Salary: $150,000 - $200,000 USD
Benefits: Competitive base salary, bonus, and equity compensation; Flexible Time Off; 3% 401(k) contribution; Company-paid health…

Ross Stores

Director, Product Compliance & Regulatory Counsel New York City
Skills & Focus: product compliance, regulatory compliance, legal advice, project management, compliance training, risk management, product safety, legal research, vendor partners, business investigations
About the Company: Ross is the nation’s largest off-price retailer with over 2,000 stores, committed to providing an inclusive work environment and continuous learning opportunit…
Experience: 5-7+ years of legal/product compliance experience
Salary: $180,000 - $210,000
Type: Full-time

Jane Street

Attorney New York City
Skills & Focus: legal compliance, governance documents, capital raises, regulatory interpretation, legal advice, trading initiatives, commercial acumen, business judgment, project planning, cross-functional partnerships
About the Company: Jane Street is a global trading firm that operates on more than 200 electronic exchanges across three continents.
Experience: 3+ years of experience in a law firm
Type: Full-time

Falconx

Attorney - Legal Counsel New York City
Skills & Focus: regulatory compliance, corporate matters, legal guidance, risk assessment, mergers and acquisitions, digital asset, financial services, international legal, contract negotiation, global regulatory standards
About the Company: FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…
Experience: 9+ years practicing law; 4+ years in a global regulatory environment; 5+ years of experience with Financial Services or FinTech
Salary: $276,000 - $374,000
Type: Full-time
Benefits: Overtime compensation, relocation assistance, performance-linked bonus, paid time off (including sick time), paid Compa…

Industrious

Head of Legal New York City
Skills & Focus: legal strategy, commercial transactions, cross-functional, regulatory compliance, leadership, risk management, legal operations, privacy, cybersecurity, deal negotiations
About the Company: Industrious is the largest premium workplace-as-a-service provider and home to the highest-rated workplaces in the industry. We believe that what makes a great…
Experience: 15+ years of legal experience
Salary: $270,000 – $290,000
Type: Full-time
Benefits: Heavily subsidized healthcare plans, generous paid time off, wellness programs, professional development grants, 401k p…

Unit

OFAC/KYC Manager New York City
Skills & Focus: OFAC, KYC, compliance, financial technology, policies, procedures, technology stack, subject matter expert, regulatory, collaboration
About the Company: Unit is a market leader in embedded finance. We offer ready-to-launch financial services - like banking and capital - and serve millions of end-users across ~1…
Experience: 5+ years
Salary: $120K – $150K
Type: Full time
Benefits: generous benefits and may be eligible for equity and/or variable compensation

Procore

Senior Counsel, Compliance and Litigation New York City
Skills & Focus: compliance, litigation, risk management, SaaS, technology industry, commercial litigation, legal advisor, corporate policies, dispute resolution, investigations
About the Company: Procore is a technology company specializing in construction management software.
Experience: 8+ years as a practicing attorney with extensive experience in commercial litigation/arbitration; ideally 3+ years as in-house counsel at a SaaS or high-growth technology company.
Type: Full-time

Piermont Bank

Compliance Manager New York City
Skills & Focus: Compliance Manager, operational risk, compliance monitoring, risk reviews, Fintech, compliance policies, validation testing, consumer protection laws, analytical skills, Microsoft Office
About the Company: Piermont Bank is a digital commercial bank with a mission to serve fast growing companies at the speed they need. Entrepreneur-led and tech-forward, we offer a…
Experience: 3-7 years of proven and progressive experience in a compliance role with a financial institution.
Salary: $110,000 to $140,000
Benefits: Full range of medical, dental, vision, 401k, and other benefits.

Blackrock

Vice President, U.S. Government Affairs & Public Policy – Regulatory Affairs New York City
Skills & Focus: legislative proposals, regulatory proposals, public policy, advocacy, policy makers, stakeholders, comment letters, investment advisers act, securities act, financial services
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 5-7+ years of experience at a financial services company or at a law firm preferred.
Salary: USD$137,500.00 - USD$194,000.00 (New York), USD$127,500.00 - USD$184,000.00 (Washington, DC)
Benefits: Eligible for an annual discretionary bonus, healthcare, leave benefits, retirement benefits, tuition reimbursement, and…

Capco

Senior Consultant – AML Financial Crimes New York City
Skills & Focus: AML, KYC, CDD, EDD, Transaction Monitoring, Suspicious Activity Reports, Risk assessments, Audit, Regulatory compliance, Financial crimes investigations
About the Company: A global consulting firm specializing in financial services, offering expertise from strategy through implementation within risk management and regulatory advi…
Experience: Minimum of 3-5 years in Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), or financial crimes investigations.
Salary: $106,000 - $140,000 USD
Type: Full-time
Benefits: Competitive benefits including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement.

Scotiabank

Manager, Compliance Testing New York City
Skills & Focus: Compliance Testing, Regulatory Requirements, Audit, Risk Management, Financial Services, Broker-Dealer, Investment Banking, Controls Assessment, Stakeholder Management, Report Preparation
About the Company: Scotiabank is a leading bank in the Americas, providing a broad range of advice, products, and services, including personal and commercial banking, wealth mana…
Experience: A minimum of 5 years of compliance, audit or regulatory exam support experience with at least 3 of which should involve compliance testing or audit.
Salary: 90,000.00 - 167,200.00
Benefits: Scotiabank offers flexible benefit programs designed to support unique family, financial, physical, mental, and social …

Impact.Com

Associate Program Compliance Manager New York City
Skills & Focus: compliance, consumer protection, advertising regulations, customer service, performance marketing, detailed-oriented, team player, communication skills, fraud investigations, Regulated Compliance
Experience: 1+ years of customer service and support, ideally in a software application product environment; 1+ years of compliance/fraud investigations especially in the performance marketing space is a plus
Salary: $65,000.00 - $75,000.00 per year, plus an additional 5% variable annual bonus
Benefits: Medical, Dental, and Vision insurance; Unlimited responsible PTO; Parental Leave; Technology Stipend; Office-only cater…

Nomura Holdings, Inc.

Operations Regulatory Reporting - Temp New York City
Skills & Focus: Regulatory Reporting, Broker Dealer, Swap Dealer, Futures Commission Merchant, CFTC, SEC, FINRA, Analytical Skills, Communication, Microsoft Office
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…
Experience: 5+ years Securities Industry Operations
Salary: $50/hr
Type: Contract
Benefits: Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst competitors

Apollo Management Holdings, L.P.

Compliance Analyst New York City
Skills & Focus: regulatory compliance, federal securities laws, Investment Advisers Act, regulatory filings, Excel-based modeling, financial markets, compliance program, internal audits, collaborative environment, analytical skills
About the Company: A global team of alternative investment managers with over 30 years of expertise across Private Equity, Credit and Real Estate, known for strong investment per…
Experience: 1+ years of compliance or litigation paralegal experience
Salary: 75,000 - 100,000
Type: Full-time
Benefits: Discretionary annual bonus based on performance; equal opportunity employer; comprehensive benefits package

Opentable

Counsel - Marketing & Regulatory New York City
Skills & Focus: legal advice, marketing compliance, contract negotiation, advertising compliance, branding, intellectual property, consumer protection, cross-functional teams, regulatory frameworks, strategic partnerships
About the Company: With millions of diners, tens of thousands of restaurants, and 23+ years of experience, OpenTable, part of Booking Holdings, Inc., is an industry leader with a…
Experience: Minimum 3 years of legal experience
Salary: $130,000 - 155,000
Benefits: Generous paid vacation, Day off on your birthday, Company matched retirement plans, Health, dental and vision insurance…

Cais

Structured Notes Compliance, Vice President New York City
Skills & Focus: compliance, structured notes, regulatory requirements, risk control, trading desk, training, TRACE reporting, SEC rules, FINRA regulations, capital markets
About the Company: CAIS is the pioneer in democratizing access to and education about alternative investments and structured products for independent financial advisors, empoweri…
Experience: 3–7 years of experience in Compliance, Trade Support, or within a Capital Markets environment
Salary: $130,000 - $160,000
Type: Full-time
Benefits: Generously subsidized healthcare with 100% employer paid dental and vision insurance, employer matched retirement plan,…

Unit

Attorney New York City
Skills & Focus: embedded finance, regulatory matters, financial products, product lifecycle, legal experience, compliance, fintech, lending, stakeholder relationships, privacy regulation
About the Company: Unit is a market leader in embedded finance offering ready-to-launch financial services like banking and capital, serving millions of end-users across ~100 cus…
Experience: 4+ years of legal experience in a law firm, regulatory agency, or fast-paced in-house position in financial technology or financial services
Salary: $180,000 - $210,000
Type: Full-time
Benefits: Generous benefits and may be eligible for equity

Nomura Holdings, Inc.

Electronic and Algorithmic Trading Risk Manager New York City
Skills & Focus: E-Trading, Algorithmic, Risk Management, Compliance, Operational Risk, Market Risk, Governance, Policies, Management Information, Stakeholders
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…
Experience: At least 3 years relevant E-Trading/ Algorithmic experience
Salary: $145,000 to $175,000 /year
Benefits: Full range of medical, financial, and/or other benefits including 401(k) eligibility and various paid time off benefits.

Melio

Senior Associate, Enterprise Compliance New York City
Skills & Focus: compliance, financial services, risk assessments, governance structure, committee charters, policies and procedures, metrics and reporting, B2B payments, payment regulations, organizational skills
About the Company: Melio builds business-to-business (B2B) payment tools so small business owners can spend less time in the back office and more time on their craft. As the fast…
Experience: 3-5 years
Salary: $120,000 - $145,000
Type: Hybrid
Benefits: Medical, Dental, and Vision coverage, 401K matching and stock options, wellness programs, competitive time off policies…

Wisdomtree

Compliance Associate New York City
Skills & Focus: Compliance, FINRA, SEC, advertising review, ETFs, mutual funds, cryptocurrencies, tokenized funds, investment adviser, broker/dealer compliance
Experience: Experience with FINRA advertising review and familiarity with FINRA and SEC rules preferred.

Visa

Director of Engagement Strategy New York City
Skills & Focus: Payment Ecosystem, Risk Management, Stakeholder Engagement, Communication Strategy, Value Proposition, Regulatory Compliance, Strategic Initiatives, Project Management, Cross-functional Collaboration, Advocacy Group Strategy
About the Company: Global Risk function dedicated to safeguarding the security and integrity of the payment ecosystem from illegal and fraudulent activities.
Director of Engagement Strategy New York City
Skills & Focus: Payment Ecosystem, Risk Management, Stakeholder Engagement, Communication Strategy, Value Proposition, Regulatory Compliance, Strategic Initiatives, Project Management, Cross-functional Collaboration, Advocacy Group Strategy
About the Company: Global Risk function dedicated to safeguarding the security and integrity of the payment ecosystem from illegal and fraudulent activities.