Last updated: 2025-07-01

52 Compliance And Due Diligence jobs in New York City.

OKX

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and t…

Senior Analyst - US Compliance

New York City

  • Skills: Compliance, Regulatory obligations, Financial services, Risk management, AML/CFT, Crypto economy, Licenses maintenance, Customer lifecycle, Monitoring and reporting, Regulatory mapping
  • Experience: 4+ years of experience in related compliance/risk function within financial services, FinTech or cryptocurrency industries.

Ramp

Ramp is a financial operations platform designed to save businesses time and money. Combining corporate cards with expense management, bill payments, vendor ma…

Fraud Strategy Team Member

New York City

  • Skills: fraud strategies, underwriting, KYC/B, data-driven, risk mitigation, SQL, Python, cross-functional teams, customer management, emerging trends
  • Experience: Minimum 5 years of experience in fraud risk management or quantitative strategy role
  • Type: Full-time

Anchorage Digital

Anchorage Digital is a crypto platform that enables institutions to participate in digital assets through custody, staking, trading, governance, settlement, an…

Member of Client Operations, Custody

New York City

  • Skills: operations, client transactions, custody operations, client experience, transaction reviews, operational processes, cross-functional teams, transaction approvals, institutional clients, product features

FalconX

FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets.

Global Chief Compliance Officer

New York City

  • Skills: compliance, regulatory, AML, KYC, digital assets, financial products, policies, procedures, training, team management
  • Experience: 12+ years of relevant compliance and regulatory experience in finance, fintech, or crypto exchanges
  • Type: Full-time

Unit

Unit is a market leader in embedded finance. We offer ready-to-launch financial services - like banking and capital - and serve millions of end-users across ~1…

OFAC/KYC Manager

New York City

  • Skills: OFAC, KYC, compliance, financial technology, policies, procedures, technology stack, subject matter expert, regulatory, collaboration
  • Experience: 5+ years
  • Type: Full time

Flourish

Flourish has been on a mission to help financial advisors evolve from holistic advice to holistic implementation to better serve their clients and achieve bett…

Broker Dealer Operations Lead

New York City

  • Skills: Broker Dealer Operations, cash reconciliation, process improvement, regulatory reporting, team lead, operational controls, risk monitoring, customer funds, algorithm optimization, fintech
  • Experience: 7+ years experience in operations and/or treasury focused function from fintech startup, asset manager, or large bank
  • Type: Full-time

TipLink

TipLink is a company merging the world of crypto and payments. Crypto rails can be cheaper, faster, and more global than traditional finance, enabling new prod…

Legal Counsel

New York City

  • Skills: Legal Counsel, Compliance, Regulatory compliance, BSA, AML, KYC, KYB, Sanctions, Fintech, Payments
  • Experience: Prior fintech/banking leadership experience in a compliance role, with experience building a compliance program from the ground up
  • Type: Full time

ION Group

We’re a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporati…

Associate

New York City

  • Skills: due diligence, research, analysis, investigative, communication, reporting, multinational team, client confidentiality, FCPA, AML
  • Experience: 1–2 Years of experience conducting due diligence, investigative research, or compliance assessments.
  • Type: Full-time

Mercury

Mercury is building a modern financial stack to power the next generation of startups.

Lead KYC Risk Program Manager

New York City

  • Skills: KYC, AML, compliance, risk management, financial services, program management, operations, regulatory, analytics, training
  • Experience: 5–10+ years

Unit

Unit is a market leader in embedded finance, offering ready-to-launch financial services and serving millions of end-users across ~100 customers, including Wix…

Risk Operations Manager

New York City

  • Skills: Risk Ops, KYC, Fraud Prevention, Policy Optimization, Operational Efficiency, Data Insights, Team Management, Client Communication, Banking Industry, Automation
  • Experience: 5+ years
  • Type: Full-time

FalconX

FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…

Head of Compliance, Americas

New York City

  • Skills: Compliance, AML/CFT, Sanctions, Regulatory compliance, Financial services, Crypto compliance, KYC, Due diligence, Regulatory relationships, Digital asset strategies
  • Experience: 10+ years of Compliance regulatory leadership experience in the financial services space (FinTech, Crypto or banking sector)
  • Type: Full-time

Ramp

Ramp is a financial operations platform designed to save companies time and money. Our all-in-one solution combines payments, corporate cards, vendor managemen…

Compliance Officer

New York City

  • Skills: BSA/AML, KYC, sanctions, compliance, financial crimes, regulatory reporting, internal monitoring, audits, policy development, training
  • Experience: Minimum 4 years of experience in compliance or related regulatory or operational teams
  • Type: Full-time

Nomura Holdings, Inc.

Nomura is a global financial services group providing investment banking, wealth management, and asset management services across multiple regions.

Client Relationship Management Associate

New York City

  • Skills: client relationship, asset management, performance, portfolio reviews, client inquiries, KYC, AML, RFP, DDQ, client onboarding
  • Experience: 4+ years client relationship experience
  • Type: Full-time

WisdomTree

WisdomTree is a global financial innovator, offering diversified exchange-traded products, models, solutions, and products leveraging blockchain technology. Th…

AML Analyst

New York City

  • Skills: AML, Digital Assets, Blockchain Technology, Financial Crimes, Transaction Monitoring, Sanctions, PEP Alerts, SAR Filings, Enhanced Due Diligence, Regulatory Compliance
  • Experience: 2+ years of prior experience
  • Type: Full-time

idb

Client Service Associate - Commercial Banking

New York City

  • Skills: customer inquiries, client transactions, account opening, KYC, funds transfer, client communication, problem-solving, compliance, team player, banking projects

Mercury

Mercury is building a financial stack for startups, providing banking services through partners such as Choice Financial Group, Column N.A., and Evolve Bank & …

AML Advisory Specialist

New York City

  • Skills: AML, Fraud, KYC, Compliance, Risk Management, Financial Crimes, Regulatory, Incident Investigation, Controls, Data Analysis
  • Experience: 5+ years in financial services, AML/Fraud functions, or compliance risk management
  • Type: Full-time

TipLink

TipLink is a company merging the world of crypto and payments. Crypto rails can be cheaper, faster, and more global than traditional finance, enabling new prod…

Risk Analyst

New York City

  • Skills: fraud detection, risk management, digital assets, AML, KYC, machine learning, data analysis, transaction monitoring, financial crime prevention, blockchain technology
  • Type: full_time

Fireblocks

Fireblocks’ platform and network provides the simplest and most secure way for companies to work with digital assets and is trusted by some of the largest fina…

Compliance Lead

New York City

  • Skills: compliance program, digital assets, blockchain analytics, risk reviews, customer due diligence, anti-bribery, anti-corruption, sanctions screening, OSINT tools, AML/CTF Compliance Programs
  • Type: full_time

BitGo

BitGo is the leading infrastructure provider of digital asset solutions, delivering custody, wallets, staking, trading, financing, and settlement services from…

Anti-Money Laundering Surveillance Manager

New York City

  • Skills: Anti-Money Laundering, transaction monitoring, financial crime, regulatory compliance, sanctions screening, AML regulations, investigations, digital asset, compliance documentation, data analysis
  • Type: full_time

Clear Street

Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure…

Client Onboarding Senior Associate

New York City

  • Skills: Client Onboarding, Equities Prime Brokerage, Futures Clearing, Security-Based Swaps, FINRA, SEC, Anti-Money Laundering, Know Your Customer, client relationships, modern tech-stack
  • Type: full_time

Rho

Rho is the banking platform with everything businesses need to manage cash, control spend, and automate finance busywork. Rho offers corporate cards, banking, …

Fraud Analyst

New York City

  • Skills: fraud analysis, fraudulent activity, audit-ready records, payment regulations, transaction monitoring, data analysis, client services, financial operations, investigation process, fraud risk exposure
  • Type: full_time

IDB Bank

For more than 70 years, IDB Bank has made it our mission to be the best bank for our clients by putting their needs first, and the success we’ve enjoyed fundam…

Customer Service Associate - Private Banking

Staten Island

  • Skills: Private Banking, customer service, case management, KYC, cash management, loan servicing, account opening, team player, problem-solving, operations
  • Type: full_time

BVNK

BVNK provides modern payment infrastructure for businesses. We unify banks and blockchains in a single platform, enabling businesses to send and receive stable…

Banking Partner Manager - US

New York City

  • Skills: banking, payments, relationship management, compliance, KYC, AML, PCI DSS, technical integration, stakeholder management, payment processing
  • Type: full_time

Bank of America

Treasury Sales Associate – Onboarding Specialist

New York City

  • Skills: onboarding, AML, KYC, financial services, treasury products, client management, asset management, private capital, compliance, problem-solving
  • Type: full_time

iCapital

iCapital is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, a…

Compliance Assistant Vice President or Vice President

New York City

  • Skills: Compliance, KYC, AML, Regulatory Requirements, Investment Company Act, Securities Act, Risk Management, Private Funds, Wealth Management, Financial Technology
  • Type: full_time

Blackstone

Blackstone is the world’s largest alternative asset manager, creating positive economic impact and long-term value for investors and the companies we invest in.

E-Comms Surveillance Analyst

Somerset

  • Skills: e-comms surveillance, compliance, regulatory requirements, data analysis, investigation, reporting, conduct risk, Anti-Money Laundering, financial services, broker-dealer compliance
  • Type: full_time

OKX

OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX …

Product Compliance Lead (Cefi)

New York City

  • Skills: compliance, regulatory requirements, crypto trading, risk assessment, product lifecycle, AML, KYC, trading products, controls frameworks, stakeholders
  • Type: other

Clear Street

Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure…

AML Compliance Analyst

New York City

  • Skills: AML Compliance, Customer Identification Program, Customer Due Diligence, Suspicious Activity Reports, KYC data, financial services, regulatory developments, analytical skills, surveillance reports, trading activity
  • Type: full_time

IDB Bank

For more than 70 years, IDB Bank has made it our mission to be the best bank for our clients by putting their needs first, and the success we’ve enjoyed fundam…

Ongoing Due Diligence KYC Analyst

New York City

  • Skills: KYC, AML, CDD, EDD, Bank Secrecy Act, USA PATRIOT Act, risk scoring, negative news review, Actimize, Jack Henry
  • Type: full_time

Bank of America

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.

GM KYC Client Outreach Specialist

New York City

  • Skills: Client Outreach, KYC, Due Diligence, Anti-Money Laundering, Compliance, Documentation Collection, Customer Engagement, Risk Management, Regulatory Requirements, Client Experience
  • Type: full_time

Jack Henry & Associates, Inc

At Jack Henry, we deliver technology solutions that are digitally transforming and empowering community banks and credit unions to provide enhanced and streaml…

2nd Shift Onsite Proof Operator (Bank/ Credit Union) II

Paterson

  • Skills: data entry, bank processing, verification, remittance processing, financial institutions, second shift, community banks, user experiences, digital banking, payments
  • Type: full_time

Xpansiv

Evolution Markets, an Xpansiv Company, is a dynamic and growing company offering unique career opportunities in energy and environmental trading markets.

Trade Assistant

New York City

  • Skills: commodity markets, trade execution, operations support, energy commodity, trade entry, KYC, onboarding, data and analytics, brokerage, financial markets
  • Type: full_time

Nomura Holdings, Inc.

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…

Americas Client On-Boarding Associate

New York City

  • Skills: Client On-Boarding, KYC, AML, Regulations, Project Management, Financial Services, Data Management, Communication, Operations, Regulatory Compliance
  • Type: full_time

Blue Owl

Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternativesĀ®.

Associate

New York City

  • Skills: M&A, KYC, AML, corporate transactions, contract lifecycle, commercial agreements, investor onboarding, regulatory compliance, document management, legal team support
  • Type: full_time

Galaxy

Galaxy is a global leader in digital assets and data center infrastructure, delivering solutions that accelerate progress in finance and artificial intelligenc…

Account Opening Compliance Analyst/Associate

New York City

  • Skills: account opening, KYC, AML, cryptocurrency, regulatory requirements, financial services, customer due diligence, process improvement, stakeholders, attention to detail
  • Type: full_time

IQ-EQ

We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investmen…

AML/KYC Reviewer

Uniondale

  • Skills: AML, KYC, investor, private equity, regulatory compliance, client communications, proprietary software, attention to detail, team collaboration, process development
  • Type: full_time

IQEQ

We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investmen…

AML/KYC Manager

Uniondale

  • Skills: AML, KYC, private equity, compliance, risk management, regulatory, client relationships, analytical skills, leadership, communication
  • Type: full_time

IDB Bank

For more than 70 years, IDB Bank has made it our mission to be the best bank for our clients by putting their needs first, and the success we’ve enjoyed fundam…

Ongoing Due Diligence KYC Analyst

New York City

  • Skills: KYC, CIP, CDD, EDD, AML, Actimize, risk scoring, compliance, customer onboarding, high risk reviews
  • Type: full_time

Betterment

Betterment is a leading, technology-driven financial services company that offers investing and retirement solutions for retail investors and investment adviso…

Vice President of Operations & Customer Support

New York City

  • Skills: operations management, customer support, KYC, AML, process improvement, performance metrics, vendor management, project management, fintech, leadership
  • Type: full_time

Sia

Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augment…

Senior Consultant - Legal, Regulatory, Compliance Project Management

New York City

  • Skills: project management, regulatory compliance, data privacy, legal operations, risk management, business analysis, agile, KYC, AML, go-to-market
  • Type: full_time