OKX
At OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom. OKX began as a crypto exchange giving mil…
Head of Financial Crimes Audit
New York City
- Skills: financial crimes audit, Anti-Money Laundering, Counter-Terrorist Financing, sanctions compliance, fraud prevention, regulatory expectations, audit methodologies, data analytics, stakeholder engagement, cross-functional teams
- Experience: 12+ years in internal audit, including leadership roles in Financial Crimes at a leading global financial institution, fintech, or Big 4 firm.
Merkle Science
Merkle Science provides blockchain transaction monitoring and intelligence solutions for web3 companies, digital asset service providers, financial institution…
Not specified
New York City
- Skills: blockchain, transaction monitoring, intelligence solutions, web3 companies, cryptocurrencies, illicit use, financial institutions, law enforcement, compliant growth, digital asset service providers
Office of Fiscal Operations
The Office of Fiscal Operations is DSS/HRA/DHS’s primary payments and accounting office, responsible for managing payments and accounting functions for various…
Principal Administrative Associate III (Quality Assurance Analyst)
New York City
- Skills: Quality Assurance, Payments Processing, Data Analysis, Reporting, Audit, Policy Compliance, Vouchers, Internal Tracking System, Auditor Liaison, Special Projects
- Experience: Applicants must be permanent in the Principal Administrative Associate Civil Service title
- Type: Full-time
New York City Human Resources Administration (HRA)
The Office of Fiscal Operations is DSS/HRA/DHS’s primary payments and accounting office, handling payments and reimbursements for services delivered to clients.
Associate Staff Analyst
New York City
- Skills: Quality Assurance, Payments, Accounting, Financial Analysis, Reporting, Stakeholder Communication, Operational Support, Process Improvement, Compliance, Audits
- Experience: Permanent in the Associate Staff Analyst Civil Service title
- Type: Full-time
Department of Homeless Services (DHS)
The Department of Homeless Services (DHS) is one of the largest organizations in New York City committed to preventing and addressing homelessness, managing ov…
Community Coordinator - Compliance Analyst
New York City
- Skills: Compliance Analyst, case reviews, case management system, client activities, rehousing support, monitor compliance, incident reports, field visits, case conferences, Public Assistance appointments
- Type: Full-time
Bureau of Fraud Investigation (BFI)
Bureau of Fraud Investigation (BFI) is mandated to detect and deter Public Assistance fraud and misuse by conducting investigations of individuals and groups t…
Associate Fraud Investigator II
New York City
- Skills: Fraud Investigation, Civil Remedies, Criminal Remedies, Analytical Reports, Case Law Research, Investigative Policies, Data Analysis, System Improvements, Statistical Data, Project Management
- Experience: Permanent in the Associate Fraud Investigator Civil Service title
- Type: Full-time
Mayor’s Office of Risk Management and Compliance (MoRMC)
The Mayor’s Office of Risk Management and Compliance (MoRMC) was created by Mayor Eric Adams to assist City agencies in assessing operational, financial and co…
Strategic Initiative Specialist (HRA)
New York City
- Skills: risk management, compliance, policy analyst, financial risks, operational risks, improvement strategies, agency management, confidential documents, stakeholder meetings, quantitative assessment
- Type: Full-time
Department of Homeless Services (DHS)
The Division of Shelter Operations oversees the agency’s shelter systems, focusing on re-housing populations and ensuring that services for vulnerable individu…
Community Coordinator - Compliance Analyst
New York City
- Skills: Compliance, Case reviews, Case management, Safety regulations, Client activities, Monitoring compliance, Incident reports, Public Assistance, Documentation, Field visits
- Type: Full-time
Apollo Management Holdings, L.P.
Apollo Management Holdings, L.P. is an equal opportunity/affirmative action employer. The firm and its affiliates do not discriminate in employment because of …
Compliance Analyst/Associate
New York City
- Skills: regulatory compliance, due diligence, anti-money laundering, investment advisers act, financial markets, securities market regulation, critical thinking, collaboration, communication skills, multi-tasking
- Experience: 1-4 years of experience working in a related field
Aspire
Aspire is the leading all-in-one financial operating system built to empower the world’s innovators and entrepreneurs. We are on a mission to reinvent business…
Compliance Manager
New York City
- Skills: Compliance, AML, Licensing requirements, Fintech, Startups, Policy development, Risk monitoring, Regulatory compliance, US Money Transmitter License, Cross-functional collaboration
- Experience: Experience in fintech compliance, particularly in startups or fast-scaling environments.
- Type: Full-time
Mercury
Mercury is a financial technology company, not a bank. Banking services provided by Choice Financial Group, Column N.A., and Evolve Bank & Trust, Members FDIC.
Compliance Professional
New York City
- Skills: compliance, regulatory, financial technology, product development, consumer compliance, risk management, Regulation E, Regulation Z, financial crimes, regulatory reporting
- Experience: 5-7 years in compliance advisory role, ideally in fintech
- Type: Full-time
Adyen
Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technolo…
OFAC Specialist
New York City
- Skills: OFAC regulations, US sanctions, compliance, advisory, due diligence, risk assessment, policies, training, reporting, analysis
- Experience: 5+ years of relevant experience, preferably within a global financial institution, and/or within the payments industry, and/or within the credit card industry, and/or at a regulatory agency.
- Type: Full-time
New York City Department of Sanitation
The New York City Department of Sanitation (DSNY) keeps New York City healthy, safe, and clean by collecting, recycling, and disposing of waste, cleaning City …
Audit and Compliance Analyst
New York City
- Skills: audit, compliance, research, commercial waste, surveys, planning, documentation, collaboration, corrective actions, reporting
OKX
At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and t…
Senior Analyst - US Compliance
New York City
- Skills: Compliance, Regulatory obligations, Financial services, Risk management, AML/CFT, Crypto economy, Licenses maintenance, Customer lifecycle, Monitoring and reporting, Regulatory mapping
- Experience: 4+ years of experience in related compliance/risk function within financial services, FinTech or cryptocurrency industries.
Blackstone
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we…
BXMA Product Control – Regulatory Oversight and Reporting Professional, Associa…
New York City
- Skills: regulatory reporting, compliance, financial reporting, risk management, partnering, data governance, project management, communication, audit, regulatory filings
- Experience: 5+ years of relevant work experience
- Type: Full-time
Apollo Global Management, Inc.
Apollo is a global team of alternative investment managers with over 30 years of expertise across Private Equity, Credit, and Real Estate. They are known for t…
Compliance Director
New York City
- Skills: Compliance Director, broker-dealer compliance, alternative trading, investment platform, information barriers, FINRA rules, trading floor, analytical skills, regulatory guidance, capital markets
- Experience: 6-8+ years of prior experience as a Compliance Officer in a broker-dealer or in a capital markets/investment banking environment
Citizens
Citizens offers a range of financial products and services with a commitment to building a diverse, inclusive, and high-performing culture.
Risk Manager
New York City
- Skills: risk management, capital markets, commercial risk, operational risk, data risk, advisory, financial institution, AI oversight, program lead, multiple locations
- Type: Full-time
ING
ING is a global bank with a strong European base. More than 60,000 colleagues serve around 38 million customers and corporate clients in over 40 countries.
Non Financial Risk - Associate
New York City
- Skills: Non-Financial Risk, operational risks, risk appetite, stakeholders, issue tracking, monitoring, risk assessments, policies, controls, collaboration
- Experience: 3+ years
- Type: Full-time
Anchorage Digital
Anchorage Digital is a crypto platform that enables institutions to participate in digital assets through custody, staking, trading, governance, settlement, an…
Member of Compliance, Regulatory Relations
New York City
- Skills: digital assets, compliance, testing practices, emerging risks, control gaps, crypto, institutions, custody, trading, settlement
Clear Street
Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure…
Capital Markets Compliance Officer
New York City
- Skills: compliance, investment banking, regulatory, SEC, FINRA, monitoring, training, risk mitigation, policies, procedures
- Experience: At least five (5) years of professional experience implementing and maintaining compliance programs for investment banking and research.
- Type: Full-time
Ramp
Ramp is a financial operations platform designed to save businesses time and money. Combining corporate cards with expense management, bill payments, vendor ma…
Fraud Strategy Team Member
New York City
- Skills: fraud strategies, underwriting, KYC/B, data-driven, risk mitigation, SQL, Python, cross-functional teams, customer management, emerging trends
- Experience: Minimum 5 years of experience in fraud risk management or quantitative strategy role
- Type: Full-time
WilshireAdvisorsLLC
Cash Manager
New York City
- Skills: liquidity management, bank relationships, compliance, cash forecast, reporting, AML-KYC, payroll, transaction fees, legal compliance, investment performance
Melio
Melio builds business-to-business (B2B) payment tools so small business owners can spend less time in the back office and more time on their craft. As the fast…
Senior Associate, Enterprise Compliance
New York City
- Skills: compliance, financial services, risk assessments, governance structure, committee charters, policies and procedures, metrics and reporting, B2B payments, payment regulations, organizational skills
- Experience: 3-5 years
- Type: Hybrid
Ramp
Ramp is a financial operations platform designed to save businesses time and money. Combining corporate cards with expense management, bill payments, vendor ma…
Payments Operations Specialist
New York City
- Skills: Payments Operations, Payment Compliance, Payments Strategy, ACH, NACHA, Swift, Fraud Risk, Customer Service, Audit, Operational Efficiency
- Experience: Minimum 5 years in Payment Operations, Payment Compliance, Payments Strategy, or related experience
- Type: Full-time
Nomura Holdings, inc.
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…
Regulatory Risk Liaison Manager
New York City
- Skills: Risk Management, Regulatory, Analytical skills, Communication skills, Financial products, Stakeholders, Market risk, Credit risk, Operation risk, Business requirements
- Experience: At least 10-15 years of risk management experience
FalconX
FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets.
Global Chief Compliance Officer
New York City
- Skills: compliance, regulatory, AML, KYC, digital assets, financial products, policies, procedures, training, team management
- Experience: 12+ years of relevant compliance and regulatory experience in finance, fintech, or crypto exchanges
- Type: Full-time
Flow Traders
Flow Traders is a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business.
Compliance Officer, Regulatory
New York City
- Skills: regulatory updates, compliance advisory, market rules, monitoring controls, compliance risks, regulatory obligations, regulatory reporting, regulatory inquiries, compliance processes, FINRA
- Experience: 2-5 years of relevant working experience in regulatory, compliance or legal department
Mercury
Mercury is building a complete finance stack for startups, providing banking services to ambitious entrepreneurs while ensuring compliance within the U.S. fina…
Sanctions Product Advisor
New York City
- Skills: Sanctions, advisory, compliance, policy development, regulatory frameworks, screening software, risk assessment, communication, organizational skills, collaboration
- Experience: 5+ years of experience in Sanctions, with relevant experience in an advisory function
- Type: Full-time
OKX
OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX …
Senior Audit Manager
New York City
- Skills: Audit, Financial Crimes, AML, CTF, sanctions compliance, risk management, compliance frameworks, stakeholder management, audit execution, team management
- Experience: Strong experience (8+ years) in internal audit, including leadership roles in Financial Crimes at a leading global financial institution, fintech, or Big 4 firm.
- Type: Full-time
January
At January, we bring humanity to consumer finance. Using data intelligence, we create trust and deliver better outcomes for consumers and creditors alike. Our …
Compliance Analyst
New York City
- Skills: compliance, audit, risk management, stakeholder, policy, training, vendor management, project management, automate, financial services
- Experience: Minimum 2 years of experience in a compliance, legal operations, risk, or regulatory role at a high-growth, regulated technology company.
- Type: Full time
Unit
Unit is a market leader in embedded finance. We offer ready-to-launch financial services - like banking and capital - and serve millions of end-users across ~1…
OFAC/KYC Manager
New York City
- Skills: OFAC, KYC, compliance, financial technology, policies, procedures, technology stack, subject matter expert, regulatory, collaboration
- Experience: 5+ years
- Type: Full time
Rho
Rho is on a mission to make finance frictionless for organizations. Our team and technology power high-performing companies with an all-in-one, end-to-end fina…
Senior Manager, Risk Operations
New York City
- Skills: risk management, compliance, audits, financial services, fintech, cybersecurity, regulations, AML, BSA, NIST
- Experience: 5+ years of hands-on experience in risk operations within a financial services, fintech, or cybersecurity-focused environment
- Type: Full-time
Sony Corporation of America
Sony Corporation of America is the U.S. headquarters of Sony Group Corporation, based in Tokyo, Japan. Sony's principal U.S. businesses include Sony Electronic…
Staff Auditor
New York City
- Skills: audit, risk, financial, operational, SOX testing, data analytics, internal policies, stakeholders, teamwork, communication
- Experience: Minimum of 1 year of progressive experience in a public accounting firm or private industry internal audit or finance/accounting department
- Type: Hybrid
Flourish
Flourish has been on a mission to help financial advisors evolve from holistic advice to holistic implementation to better serve their clients and achieve bett…
Broker Dealer Operations Lead
New York City
- Skills: Broker Dealer Operations, cash reconciliation, process improvement, regulatory reporting, team lead, operational controls, risk monitoring, customer funds, algorithm optimization, fintech
- Experience: 7+ years experience in operations and/or treasury focused function from fintech startup, asset manager, or large bank
- Type: Full-time
TipLink
TipLink is a company merging the world of crypto and payments. Crypto rails can be cheaper, faster, and more global than traditional finance, enabling new prod…
Legal Counsel
New York City
- Skills: Legal Counsel, Compliance, Regulatory compliance, BSA, AML, KYC, KYB, Sanctions, Fintech, Payments
- Experience: Prior fintech/banking leadership experience in a compliance role, with experience building a compliance program from the ground up
- Type: Full time
Octus
Octus is a leading global provider of credit intelligence, data, and analytics. Since 2013, tens of thousands of professionals across hedge fund, investment ba…
Senior Compliance Specialist- Controls and Testing
New York City
- Skills: compliance, internal audit, risk management, regulations, policies, control testing, data retention, vendor oversight, financial sector, Agile
- Experience: 5+ years in compliance, internal audit, risk management or related field
- Type: Full-time
Contact Government Services, LLC
CGS is seeking a Senior Financial Investigator to join our team providing legal support and investigative services to a large federal agency. CGS brings motiva…
Senior Financial Investigator
New York City
- Skills: investigation, evidence, analysis, fraud, prosecutorial, compliance, law enforcement, financial, data, reporting
- Experience: Minimum of four years experience in planning and conducting civil or criminal complex investigations concerning misuse of public, private, or insurance funds.
- Type: Full-Time
CrossCountry Consulting
CrossCountry Consulting is dedicated to creating a positive experience not just for clients, but for their people too, focusing on collaboration, enthusiasm, g…
Associate Director - Regulatory Risk (Financial Services)
New York City
- Skills: Regulatory Risk, Financial Services, Risk Management, Compliance, Advisory, Transformation, Consulting, Client Engagement, Risk Assessments, Banking
- Experience: 9+ years of applicable consulting and delivery around Risk & Regulatory strategy and transformation projects
- Type: Full-time
ION Group
We’re a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporati…
Associate
New York City
- Skills: due diligence, research, analysis, investigative, communication, reporting, multinational team, client confidentiality, FCPA, AML
- Experience: 1–2 Years of experience conducting due diligence, investigative research, or compliance assessments.
- Type: Full-time
Mercury
Mercury is building a complete finance stack for startups. Since we launched Mercury in 2019, our customer base has grown to over 200,000 startups and small bu…
Senior Risk Investigator - KYC
New York City
- Skills: KYC, Risk Investigations, AML, Sanctions, Compliance, Quality Control, Quality Assurance, Financial Services, Customer Risk Ratings, Automation
- Experience: 5 - 10 years of KYC, Risk Investigations, AML, or Sanctions experience
- Type: Full-time
FalconX
FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…
Head of Compliance, Americas
New York City
- Skills: Compliance, AML/CFT, Sanctions, Regulatory compliance, Financial services, Crypto compliance, KYC, Due diligence, Regulatory relationships, Digital asset strategies
- Experience: 10+ years of Compliance regulatory leadership experience in the financial services space (FinTech, Crypto or banking sector)
- Type: Full-time
New York City Department of Housing Preservation Development
The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in …
Senior Compliance Analyst – M/WBE Compliance
New York City
- Skills: Compliance, M/WBE participation, Housing development, Regulations, Audits, Data analysis, Stakeholder engagement, Training, Risk mitigation, Economic Development
- Experience: Four (4) years of full-time satisfactory professional experience in fields like Public Administration, Business Administration, Accounting, etc.
Wintermute
Wintermute is a technology unicorn and one of the leading global players in the digital asset markets, providing liquidity across all major exchanges and tradi…
Chief Compliance Officer - Broker Dealer
New York City
- Skills: compliance, broker-dealer, SEC, FINRA, AML, trading, financial services, algorithmic trading, regulations, decentralized finance
- Experience: At least 8+ years of compliance experience, preferably in a senior role supporting a broker-dealer.
- Type: Full-time
Virtu Financial
Virtu is a leading financial firm that leverages cutting edge technology to deliver liquidity to the global markets and innovative, transparent trading solutio…
Compliance Surveillance Analyst
New York City
- Skills: compliance, surveillance, regulation, financial services, trading activity, asset classes, securities, CFTC, SEC, SQL
- Experience: 2-6 years of experience with a financial services firm, Fin-Tech, regulator or commensurate experience.
Ramp
Ramp is a financial operations platform designed to save companies time and money. Our all-in-one solution combines payments, corporate cards, vendor managemen…
Compliance Officer
New York City
- Skills: BSA/AML, KYC, sanctions, compliance, financial crimes, regulatory reporting, internal monitoring, audits, policy development, training
- Experience: Minimum 4 years of experience in compliance or related regulatory or operational teams
- Type: Full-time
Capstone Investment Advisors
Capstone is a global, alternative investment management firm operating across a broad range of derivatives-based strategies with a deep understanding of volati…
Compliance Officer
New York City
- Skills: Trade Compliance, Compliance program, Investigation, Trade surveillance, Compliance testing, Regulatory, Risk management, Operational compliance, Market Manipulation, Financial products
- Experience: 3 – 7 years of experience, preferably in compliance, risk, or business controls
- Type: Full-time
OKX
OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. Developed We…
Head of Monitoring & Testing
New York City
- Skills: compliance, monitoring, testing, risk management, regulatory, crypto, financial services, oversight, program development, team leadership
- Experience: 7+ years in compliance within financial services, FinTech or cryptocurrency industries; 4+ years in management roles
City Department of Social Services (DSS)
Supports the integrity of social services programs and ensures statutory, regulatory, and contractual compliance.
WisdomTree
WisdomTree is a global financial innovator, offering diversified exchange-traded products, models, solutions, and products leveraging blockchain technology. Th…
AML Analyst
New York City
- Skills: AML, Digital Assets, Blockchain Technology, Financial Crimes, Transaction Monitoring, Sanctions, PEP Alerts, SAR Filings, Enhanced Due Diligence, Regulatory Compliance
- Experience: 2+ years of prior experience
- Type: Full-time
Fortune 500 Financial Firm
Analyst, Operational Excellence
New York City
- Skills: operational risk, control environment, marketing communication, risk management, issue management, trend analysis, process assessment, control deficiencies, compliance, risk activities
- Type: Full-time
Tapestry
Tapestry, Inc. is a global house of brands that includes Coach, Kate Spade New York, and Stuart Weitzman, committed to innovation, diversity, and inclusion.
Sr. Manager, Payments & Fraud
North Bergen
- Skills: Payments, Fraud, Monitoring, Reporting, Data, Automation, Compliance, Risk, Analytics, Strategies
- Experience: 5+ years of payments and fraud experience
Flex
Flex is a growth-stage, NYC headquartered FinTech company that is creating the best rent payment experience.
Credit Risk Manager
New York City
- Skills: credit underwriting, risk management, financial risk, risk monitoring, credit policy, data analysis, modeling, risk mitigation, portfolio performance, decision-making policies
- Experience: Five (5) years including experience in quantitative fields and risk management
- Type: Full-time
Interactive Brokers Group, Inc.
Interactive Brokers Group, Inc. is a global financial services company known for technology and client commitment, providing electronic brokerage services for …
Regulatory Correspondence Counsel
New York City
- Skills: regulatory inquiries, legal advice, financial services, compliance reviews, law enforcement, regulators, risk assessment, regulatory regimes, financial markets, investigations
- Experience: Minimum of two (2) years of experience as a practicing attorney in the financial services industry
- Type: Full-time
Melio USA
Melio builds business-to-business (B2B) payment tools to help small business owners spend less time in the back office and more on their craft. As the fastest-…
Sanctions Lead
New York City
- Skills: Sanctions, Compliance, OFAC, Financial Crime, Regulations, Team Leadership, Risk Management, Sanctions Screening, Regulatory Environment, Operational Excellence
- Experience: 5+ years in sanctions compliance or financial crime within a financial institution or money service business, with at least 2 years in a leadership or supervisory role
- Type: Full-time
Meta
Meta builds technologies that help people connect, find communities, and grow businesses.
Sanctions Compliance Financial Intelligence Unit Head
New York City
- Skills: sanctions, investigations, compliance, regulations, investigative, risk, data-driven, enforcement, monitoring, team management
- Experience: 12+ years of experience in financial crime investigations, including dedicated experience overseeing sanctions investigations
- Type: Full Time
Charles River Associates
Charles River Associates is a leading global consulting firm that provides economic, financial, and business management expertise to major law firms, corporati…
Associate in Risk, Investigations & Analytics Practice
New York City
- Skills: investigations, public records, background research, forensic analysis, due diligence, fraud, corruption, asset tracing, litigation support, social media
- Experience: More than 4 years of relevant work experience
Popular
Popular is Puerto Rico’s leading financial institution and have been evolving since it was founded over a century ago. From a small bank it has developed into …
Senior CRA Compliance Officer
New York City
- Skills: CRA compliance, HMDA, data analysis, regulatory compliance, performance monitoring, risk assessment, community development, financial solutions, compliance training, stakeholder engagement
- Type: full_time
TipLink
TipLink is a company merging the world of crypto and payments. Crypto rails can be cheaper, faster, and more global than traditional finance, enabling new prod…
Risk Analyst
New York City
- Skills: fraud detection, risk management, digital assets, AML, KYC, machine learning, data analysis, transaction monitoring, financial crime prevention, blockchain technology
- Type: full_time
New York City Department of Investigation
The New York City Department of Investigation (DOI) is one of the oldest law enforcement agencies in the country with a mission of combating municipal corrupti…
Senior Investigative Auditor
New York City
- Skills: investigation, auditing, municipal corruption, compliance, contractual obligations, project documents, risk areas, recommendations, background investigation, law enforcement
- Type: full_time
Fireblocks
Fireblocks’ platform and network provides the simplest and most secure way for companies to work with digital assets and is trusted by some of the largest fina…
Compliance Lead
New York City
- Skills: compliance program, digital assets, blockchain analytics, risk reviews, customer due diligence, anti-bribery, anti-corruption, sanctions screening, OSINT tools, AML/CTF Compliance Programs
- Type: full_time
BitGo
BitGo is the leading infrastructure provider of digital asset solutions, delivering custody, wallets, staking, trading, financing, and settlement services from…
Anti-Money Laundering Surveillance Manager
New York City
- Skills: Anti-Money Laundering, transaction monitoring, financial crime, regulatory compliance, sanctions screening, AML regulations, investigations, digital asset, compliance documentation, data analysis
- Type: full_time
Robinhood Markets
Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood…
Internal Audit Senior Associate
New York City
- Skills: internal audit, compliance, operations, risk management, financial services, controls, audit procedures, collaboration, process improvements, evaluation
- Type: full_time
IQEQ
IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equit…
Compliance Officer
New York City
- Skills: compliance programs, regulatory requirements, financial services, investment adviser, SEC Exam, mock regulatory exams, internal control testing, broker-dealers, investment companies, business development
- Type: other
Bluevine
Bluevine is transforming small business banking with innovative solutions like checking, lending, and credit—all tailored to help entrepreneurs thrive. With be…
Product & Regulatory Counsel
Jersey City
- Skills: regulatory, lending, payments, fintech, legal advice, compliance, disputes, banking services, BAAS regulations, analytical skills
- Type: full_time
Rho
Rho is the banking platform with everything businesses need to manage cash, control spend, and automate finance busywork. Rho offers corporate cards, banking, …
Fraud Analyst
New York City
- Skills: fraud analysis, fraudulent activity, audit-ready records, payment regulations, transaction monitoring, data analysis, client services, financial operations, investigation process, fraud risk exposure
- Type: full_time
Novo
Novo is a rapidly growing fintech startup with a mission-driven team that’s passionate about helping every small business in America.
Senior Fraud Analyst
New York City
- Skills: fraud prevention, ACH, Checks, Wires, manual decisioning, ID verification, fraud investigations, banking laws, financial crime, critical analytics
- Type: full_time
FanDuel Group
FanDuel Group is the premier mobile gaming company in the United States and Canada, consisting of a portfolio of leading brands across mobile wagering includin…
Risk Mitigation Technology Senior Associate
New York City
- Skills: Risk Mitigation, Financial Crimes Compliance, Transaction Monitoring, Customer Risk Rating, Data Testing, Process Implementation, Governance, Quality Assurance, Data-Driven Insights, Regulatory Compliance
- Type: full_time
Melio
Melio builds business-to-business (B2B) payment tools so small business owners can spend less time in the back office and more time on their craft. As the fast…
Risk Operations Specialist
New York City
- Skills: risk operations, fraud, payment operations, ZenDesk, customer experience, KPIs, compliance, anti-money laundering, data sources, communication
- Type: full_time
B. Riley Securities, Inc.
B. Riley Securities provides a full suite of investment banking, corporate finance, advisory, research, and sales and trading services. Investment banking serv…
Compliance Associate
New York City
- Skills: Compliance, Investment banking, Broker dealer, Securities, Trade review, Regulatory inquiries, Due diligence, Research clearance, Documentation, Financial analysis
- Type: full_time
FalconX
FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…
Swap Dealer Compliance Program Manager
New York City
- Skills: Swap Dealer Compliance, CFTC regulations, NFA, SEC, compliance enhancements, regulatory inquiries, surveillance programs, non-compliance management, internal controls, digital assets
- Type: full_time
City of New York Department of Citywide Administrative Services (DCAS)
The New York City Department of Citywide Administrative Services (DCAS) handles the recruitment, hiring, and training of City employees, manages public buildin…
Investigator
New York City
- Skills: investigator, background investigations, eligibility, data management systems, interviews, narrative reports, criminal background, employment character evaluation, asset verification, evidence research
- Type: full_time
IDB Bank
For more than 70 years, IDB Bank has made it our mission to be the best bank for our clients by putting their needs first, and the success we’ve enjoyed fundam…
Compliance Officer
New York City
- Skills: compliance, regulations, fiduciary, banking, regulatory, management, oversight, policies, risk assessment, audit
- Type: full_time
BVNK
BVNK provides modern payment infrastructure for businesses. We unify banks and blockchains in a single platform, enabling businesses to send and receive stable…
Banking Partner Manager - US
New York City
- Skills: banking, payments, relationship management, compliance, KYC, AML, PCI DSS, technical integration, stakeholder management, payment processing
- Type: full_time
IDB Bank
For more than 70 years, IDB Bank has made it our mission to be the best bank for our clients by putting their needs first, and the success we’ve enjoyed fundam…
Audit Professional
New York City
- Skills: auditing, operational audits, financial audits, bank operations, audit lifecycle, risk assessment, control environment, internal controls, certifications, project management
- Type: full_time
Visa U.S.A. Inc.
Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial instituti…
Senior IT Auditor
New York City
- Skills: audit fieldwork, controls testing, internal audit, advanced data analytics, audit process automation, information security, financial institution audit, operational risk, regulatory environment, complex business applications
- Type: full_time
ION Group
We’re a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporati…
Compliance Officer - Options/Equity Trading
New York City
- Skills: Compliance, Broker-Dealer, FINRA, SEC, regulatory oversight, equity trading, risk management, personal trading, regulatory filings, financial services
- Type: full_time
Global Atlantic Financial Group
Global Atlantic Financial Group is a leading insurance company meeting the retirement and life insurance needs of individuals and institutions.
Compliance Officer
New York City
- Skills: compliance, regulatory oversight, investment management, risk assessment, insurance regulations, market abuse, conflicts of interest, policy drafting, compliance training, stakeholder coordination
- Type: full_time
iCapital
iCapital is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, a…
IQEQ
IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equit…
Compliance Position
New York City
- Skills: compliance, regulatory, investment adviser, financial controls, SEC, CFTC, Advisers Act, risk assessment, training, analytical
- Type: full_time
Virtus
Virtus is dedicated to the success of employees and helping everyone on our team achieve their goals. We are a dynamic, fast-growing organization with the reso…
Compliance Manager
New York City
- Skills: compliance, regulations, ethics, personal trading, advisers, investments, audit trails, STARCompliance, data analysis, problem-solving
- Type: full_time
Blackstone
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we…
Global Transfer Agent Oversight Manager
New York City
- Skills: Transfer Agent, Investor Transactions, Regulatory Compliance, Performance Metrics, Vendor Relationships, Operational Efficiency, AML/KYC, FATCA/CRS Reporting, Technology Solutions, Cross-Functional Initiatives
- Type: full_time