31 Regulatory Compliance jobs in Mumbai.

Hiring now: Risk Compliance Sr Profes @ Fiserv, Associate Mgr Tax And Reg @ Iq Eq Enti, Periodic Reporting Analys @ Blackrock, Head Of Legal India @ Nomura, Head Of Compliance @ Imc, Associate Mgr @ Iqeq Mu, Market Risk And Asset Lia @ Firstabudh, Compliance Governance Spe @ Unilever, Opsrc Reg Reporting Analy @ Nomura, Emir Spec Or Biz Analyst @ Luxoft.Explore more at jobswithgpt.com.

🔥 Skills

regulatory compliance (9) compliance (9) regulatory reporting (9) risk management (7) Risk Management (6) Compliance (4) Regulatory Reporting (4) EMIR (4) MIFID (4) Transaction Reporting (4)

📍 Locations

Mumbai (28) Thāne (3)
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Fiserv, Inc.

Risk & Compliance Senior Professional Thāne
Skills & Focus: regulatory compliance, risk management, financial services, data privacy, anti-bribery, money laundering, sanctions, financial products, compliance training, risk exposure
About the Company: Fiserv is a global leader in payments and financial technology with more than 40,000 associates proudly serving clients in more than 100 countries.
Experience: Minimum of 6 years’ experience in a regulatory compliance and risk role.
Advisor, Compliance Specialist Thāne
Skills & Focus: compliance, regulatory compliance, risk, financial crimes, anti-bribery, money laundering, data privacy, financial services, risk assessments, training
About the Company: Fiserv is a global leader in payments and financial technology with more than 40,000 associates proudly serving clients in more than 100 countries.
Experience: Minimum of 10 years’ experience in a regulatory compliance and risk role.
Company Secretary and Staff Counsel Thāne
Skills & Focus: legal services, Fintech, payments, contract drafting, negotiations, board meetings, corporate governance, advisory, risk management, team collaboration
About the Company: Fiserv is a global leader in Fintech and payments, connecting financial institutions, corporations, merchants, and consumers to one another millions of times a…
Experience: Minimum of 8 years PQE (Post qualification experience)

Iq Eq Entities

Associate Manager – Tax and Regulatory Compliances Mumbai
Skills & Focus: tax services, regulatory compliance, business model development, service level understanding, KPI achievement, tax changes tracking, client satisfaction, service offerings presentation, risk frameworks, quality control
About the Company: Provides tax and regulatory reporting services including to Funds and Capital Market clients, adhering to Indian Laws and cross-border regulations.
Type: Full-time

Blackrock

Periodic Reporting, Analyst Mumbai
Skills & Focus: regulatory operations, data production, quality control, regulatory reporting, financial reporting, cost data, performance statistics, automation, collaboration, financial well-being
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 2-5 years
Type: Full-time
Benefits: Comprehensive healthcare, strong retirement plan, tuition reimbursement, support for working parents and Flexible Time …

Nomura Holdings, Inc.

Head of Legal, India Mumbai
Skills & Focus: Legal, Compliance, Risk Management, Negotiation, Contracts, Financial Services, Leadership, Problem-Solving, Regulatory Compliance, Team Management
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…
Experience: At least 12 years of relevant experience in a legal role, preferably within the financial services industry
RSK-Credit Risk Mumbai
Skills & Focus: credit risk, covenant monitoring, portfolio management, risk management, analytical skills, financial reporting, legal documentation, credit exposure, early warning indicators, collateral management
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomur…
Experience: 1 - 3 years in analytical credit operations/middle office/collateral management
OPS-RC / Reg Reporting Mumbai
Skills & Focus: regulatory reporting, reconciliations, operational risk, stakeholders, audit and control, IT implementation, cross product, communication skills, team player, strategic solution
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. It services the needs of individuals, in…
Experience: 1-4 years

Imc

Head of Compliance Mumbai
Skills & Focus: compliance, regulatory, risk management, SEBI, audit, regulatory reporting, investigations, compliance culture, strategic recommendations, technology-driven solutions
About the Company: IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force i…
Experience: Over 10+ years of experience in compliance, secretarial, and risk management roles in the securities market.

Iq-Eq Mu

Associate Manager Mumbai
Skills & Focus: compliance, client relations, training, financial statements, regulatory reporting, team management, budget monitoring, performance review, relationship building, problem solving

Nomura Holdings, Inc.

Associate - RSK-Risk Methodology Group Mumbai
Skills & Focus: Risk Management, Operational Risk, Compliance, Risk Model Governance, Project Management, Reporting, Risk Appetite, Regulatory Requirements, Financial Services, Team Collaboration
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. The firm is built on a tradition of disc…
Experience: 5-6 years

Blackrock

Regulatory Implementations, Associate Mumbai
Skills & Focus: sustainability, data analysis, Excel, SQL, regulatory reporting, ESG, compliance, data validation, reporting standards, process improvement
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 5+ years
Type: Full-time
Benefits: A wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support f…

Firstabudhabibank

Market Risk and Asset Liability Risk Manager Mumbai
Skills & Focus: Market Risk, Liquidity Risk, Risk Reporting, Regulatory Reporting, Risk Governance, Risk Analytics, Liquidity Gap Reporting, Stress Testing, Funding Strategy, Risk Appetite

Unilever

COMPLIANCE GOVERNANCE SPECIALIST Mumbai
Skills & Focus: Compliance Governance, Risk Assessment, Regulatory Compliance, Training and Awareness, Documentation, Cross-Functional Collaboration, FMCG, Regulatory Knowledge, Project Management, Data Analysis
About the Company: With 3.4 billion people in over 190 countries using our products every day, Unilever is a business that makes a real impact on the world. Work on brands that a…
Experience: 4-5 years in FMCG or multinational companies; 4-5 years in Regulatory or R&D role; 1-2 years experience in a similar role
Salary: 44-64 K gross per year depending on background and experience
Benefits: Attractive total remuneration package; excellent company pension, bonus, share scheme; Flexible cross-disciplinary care…

Nomura Holdings, Inc.

OPS-RC / Reg Reporting Analyst Mumbai
Skills & Focus: Regulatory Reporting, Reconciliations, Operations, Risk Management, IT Implementation, Stakeholder Management, Operational Risk, Communication Skills, Trade Reporting, Performance Improvement
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. The firm offers services across Retail, …
Experience: 1-3 years

Luxoft

EMIR Specialist or Business Analyst Mumbai
Skills & Focus: EMIR, MIFID, Transaction Reporting, Post-Trade Transparency, Business Requirements Document, regulatory compliance, stakeholder management, UAT, regulatory reporting, project management
Experience: 2-3 years

Iq Eq

Associate Manager – Tax and Regulatory Compliances Mumbai
Skills & Focus: tax, regulatory compliance, business model, client satisfaction, KPI, service level understanding, risk policies, accounting, operations, information management

Nomura Holdings, Inc.

OPS-RC / Reg Reporting Analyst/Sr Analyst Mumbai
Skills & Focus: Regulatory Reporting, Reconciliations, Operations, Risk Management, Stakeholder Management, Audit, IT Implementation, Trade Repository, Exception Monitoring, Operational Risk
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. The firm offers services through its thr…
Experience: 1-4 years

Google

Nodal Lead, Google Pay Mumbai
Skills & Focus: compliance, risk management, investigation, auditing, legal, consulting, regulatory, external relationships, process improvement, customer complaint handling
About the Company: Google is a global technology company specializing in internet-related services and products.
Experience: 4 years

Apollo

Compliance Analyst/Associate Mumbai
Skills & Focus: investment compliance, control room, trade surveillance, conflicts of interest, regulatory compliance, analytical skills, communication, policy documentation, expert networks, compliance matters
About the Company: Apollo is a high-growth, global alternative asset manager providing clients excess return along the risk-reward spectrum with a focus on investment strategies …
Experience: Prior experience in a compliance role is a plus
Benefits: Meaningful coverage benefits for employees and their families.

Fiserv, Inc.

Director, Risk and Compliance Mumbai
Skills & Focus: Compliance, Risk Management, Regulatory Requirements, Audit, Risk Assessments, Training Programs, Policies and Procedures, Ethical Behaviour, Financial Technology, Payments Sector
About the Company: Fiserv is a global leader in Fintech and payments, delivering superior value for clients through leading technology and excellence.
Experience: 15+ years of experience in leading a comprehensive compliance mandate; 10+ years of experience with regulatory requirements in India in the banking/payments/financial sectors.
Type: Full-time

Nium

Head of Compliance Operations Mumbai
Skills & Focus: Compliance Operations, 1st Line of Defence, AML, fraud, screening, Quality Checking, regulatory requirements, client onboarding, risk appetites, performance SLAs
About the Company: Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With …
Compliance Team Member Mumbai
Skills & Focus: compliance, onboarding, regulatory standards, financial regulations, payments industry, global payments, cross-border payments, regulatory licenses, seamless onboarding, integrity
About the Company: Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With …
Experience: Experience in compliance or financial regulations preferred

Nomura Holdings, Inc.

RSK-Credit Risk Analyst Mumbai
Skills & Focus: credit risk, risk management, portfolio analysis, margin levels, collateral, regulatory compliance, derivative products, financial markets, risk exposure, analytics
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. The firm is built on a tradition of disc…
Experience: 0-3 years

Zeta

Tax Manager Mumbai
Skills & Focus: tax management, compliance, risk management, financial reporting, regulatory, cloud-native, API-enabled, embedded banking, customer experience, card programs
About the Company: Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future.
Experience: 5+ years in tax management
Type: Full-time

Nomura Holdings, Inc.

Regulatory Reporting Mumbai
Skills & Focus: Regulatory Reporting, Operations, Trade Lifecycle, Risk Management, Process Optimization, Performance Monitoring, Technology Integration, Audit & Control, Talent Development, Compliance
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomur…
Experience: 15 Years

Luxoft

EMIR/MIFID Specialist or Business Analyst Mumbai
Skills & Focus: EMIR, MIFID, Transaction Reporting, Post-Trade Transparency, regulatory reporting, Business Requirements Document, consultation, testing, stakeholder management, compliance
Experience: At Least 2-3 years

Adyen

Assistant Company Secretary Mumbai
Skills & Focus: corporate governance, regulatory compliance, Companies Act 2013, board management, stakeholder advisory, regulatory requirements, secretarial matters, payments industry, financial services, analysis of regulatory policies
About the Company: Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technolo…
Experience: 2-5 years post qualification experience in a secretarial/regulatory/legal role/compliance
Type: Full-time

Luxoft

EMIR/MIFID BAU Consultant Mumbai
Skills & Focus: EMIR, MIFID, regulatory reporting, Transaction Reporting, Post-Trade Transparency, control checks, issue investigation, data reconciliation, stakeholder coordination, User Acceptance Testing
Experience: 2-3 years
EMIR/MIFID Specialist or Business Analyst Mumbai
Skills & Focus: EMIR, MIFID, regulatory reporting, Transaction Reporting, Post-Trade Transparency, Business Requirements Document, stakeholder management, compliance, project management, UAT
Experience: At least 2-3 years

Zeta Suite

Global Company Secretary Mumbai
Skills & Focus: corporate governance, legal compliance, ethical conduct, stakeholder communication, regulatory compliance, legal filings, investor relations, compliance matters, Shareholder’s Agreements, ESOPs
About the Company: Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. Its flagship processing platform - Zeta Tac…