Last updated: 2025-08-06

5 Regulatory Compliance jobs in Mumbai.

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Paytm Money

Manager - Internal Audit

Mumbai

  • Skills: internal audit, risk management, compliance, regulatory standards, audit planning, audit execution, data analytics, BFSI, SEBI, stakeholder collaboration
  • Level: mid
  • Type: full_time

Zeta

Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future.

Tax Manager

Mumbai

  • Skills: tax management, compliance, risk management, financial reporting, regulatory, cloud-native, API-enabled, embedded banking, customer experience, card programs
  • Level: mid
  • Type: full_time

Apollo

Apollo is a leading provider of capital solutions to companies, focusing on helping organizations build stronger businesses and addressing significant global c…

Operations Solutions Team Member

Mumbai

  • Skills: counterparty relationship management, account onboarding, KYC documentation, financial services, derivative trading agreements, project management, organizational skills, communication skills, data management, team collaboration
  • Level: mid
  • Type: full_time

Nomura Holdings, inc.

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…

Head of Legal, India

Mumbai

  • Skills: Legal, Compliance, Risk Management, Negotiation, Contracts, Financial Services, Leadership, Problem-Solving, Regulatory Compliance, Team Management
  • Level: senior
  • Type: full_time

Nomura Holdings, Inc.

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. The firm is built on a tradition of dis…

COM-Central Compliance

Mumbai

  • Skills: Compliance Testing, Monitoring, Risk Management, Regulatory Requirements, Control Testing, Documentation, Improvement, Data Analytics, Financial Services, Audit
  • Level: senior
  • Type: full_time

Nomura Holdings, inc.

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions, providing services in Wealth Management…

COM-Business Compliance

Mumbai

  • Skills: Compliance, Risk Management, Operational Risk, Control Framework, Surveillance, Testing Plan, KPI, Reporting, Regulatory Developments, Stakeholder Management
  • Level: mid
  • Type: full_time

FAB India

FAB India is a leading banking institution in India, focusing on providing seamless financial services across various sectors.

Subject Matter Expert - Audits

Mumbai

  • Skills: audit, regulatory compliance, risk assessment, Cybersecurity, Information Technology, IT Governance, Data management, Risk management, Regulatory Audits, Assurance
  • Level: mid
  • Type: full_time

Nium

Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today.

Director - Compliance Operations

Mumbai

  • Skills: Compliance, AML, KYC, Fintech, Payments, Regulatory, Operational policies, Quality Checking, Stakeholder management, Automation
  • Level: senior
  • Type: full_time

Paytm Money Limited

Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository servi…

Compliance Manager

Mumbai

  • Skills: compliance, risk management, regulatory filings, SEBI regulations, financial markets, investment products, analytical skills, documentation, business development, training
  • Level: senior
  • Type: full_time

Apollo

Apollo is a high-growth, global alternative asset manager that provides clients with investment expertise across a fully integrated platform, offering innovati…

Treasury Analyst

Mumbai

  • Skills: Treasury activities, bank account opening, cash management, KYC, financial close processes, SOX controls, data management, regulatory compliance, analysis, collaboration
  • Level: mid
  • Type: full_time

Paytm Money

Be part of a rapidly growing SEBI-registered broking platform.

KYC/AML Compliance Officer

Mumbai

  • Skills: KYC, AML, regulatory compliance, surveillance, SEBI, FIU, transaction monitoring, risk classification, broking, financial services
  • Level: senior
  • Type: full_time

BlackRock

BlackRock is a global investment manager and fiduciary to our clients, helping everyone experience financial well-being since 1999.

Regulatory Solutions Product Oversight & Governance, Vice-President

Mumbai

  • Skills: regulatory compliance, oversight, operational models, cross-functional teams, stakeholder management, governance, compliance obligations, risk assessment, automation solutions, change management
  • Level: mid
  • Type: full_time

Apotex

Apotex Inc. is a Canadian-based global health company that produces high-quality, affordable medicines for patients around the world. Apotex employs almost 7,2…

Executive, GRA PLCM

Mumbai

  • Skills: regulatory affairs, product life-cycle management, submission preparation, regulatory compliance, quality regulatory submissions, deficiency responses, change control documents, SOPs, collaboration, post-approval supplements
  • Level: mid
  • Type: full_time

Kroll

Kroll is the premier global valuation and corporate finance advisor with expertise in complex valuation, disputes and investigations, M&A, restructuring, and c…

Senior Associate, Regulatory Consulting

Mumbai

  • Skills: Regulatory Consulting, AML legislation, financial crime compliance, customer due diligence, transaction monitoring, client proposals, project management, risk assessment, compliance, governance
  • Level: mid
  • Type: full_time

Givaudan SA

Givaudan is the global leader in the creation of flavours and fragrances, collaborating with food, beverage, consumer product and fragrance partners to develop…

Senior Regulatory Specialist

Mumbai

  • Skills: regulatory support, formula reviews, customer relations, regulatory compliance, mentorship, food regulatory affairs, regulatory systems, documentation, operations efficiency, training programs
  • Level: mid
  • Type: full_time

Citi

Citi provides a broad range of financial services and products to consumers, corporations, governments, and institutions. With a global network spanning 90+ co…

Regulatory Reporting Analyst - C09

Mumbai

  • Skills: Regulatory Reporting, Data Analysis, TTS Products, Process Improvement, Risk Management, Quality Assurance, Compliance, Telehealth Options, KPI, Stakeholder Engagement
  • Level: entry
  • Type: full_time

Zeta

Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. It was founded by Bhavin Turakhia and Ramki…

Assistant Company Secretary

Mumbai

  • Skills: corporate governance, statutory compliance, MCA filings, RBI filings, corporate records, banking technology, API-enabled, cloud-native, fintech, transformation
  • Level: mid
  • Type: full_time

Interactive Brokers Group, Inc.

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. W…

AML Compliance Officer

Mumbai

  • Skills: AML, EDD, due diligence, compliance, risk assessment, financial services, transaction analysis, money laundering, customer research, project management
  • Level: mid
  • Type: full_time

Visa

Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial instituti…

Senior Director Consulting Practices

Mumbai

  • Skills: consulting, payments, analytics, strategy, business development, client relationship management, financial institutions, project management, digital payments, risk management
  • Level: mid
  • Type: full_time

Kroll

Kroll is the premier global valuation and corporate finance advisor with expertise in complex valuation, disputes and investigations, M&A, restructuring, and c…

Analyst, Regulatory Consulting

Mumbai

  • Skills: AML, financial crime compliance, due diligence, transaction monitoring, risk assessment, project management, client proposals, compliance, analytical skills, report writing
  • Level: mid
  • Type: full_time