18 Compliance And Due Diligence jobs in Mumbai.

Hiring now: Job Title Not Provided @ Zeta, Fiu Surveillance Analyst @ Interactiv, Branch Ops Mgr @ Fab First , Reconciliation Mgr @ Nium, Cdd Analyst @ Modulr, Cdd Analyst @ Blenheim C, Opsba Iwm @ Nomura, Research Analyst @ Ion, Trade Clearancesettlement @ Blackrock, Ops Solutions Team Member @ Apollo.Explore more at jobswithgpt.com.

🔥 Skills

KYC (8) Risk Management (4) compliance (4) AML (3) banking (2) fintech (2) fraud (2) analytical skills (2) Compliance (2) regulatory licenses (2)

đź“Ť Locations

Mumbai (18)
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Zeta

[Job Title Not Provided] Mumbai
Skills & Focus: banking, fintech, cloud-native, API-enabled, processing, issuance, lending, core banking, fraud, risk
About the Company: Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. Our flagship processing platform - Zeta Tac…
Experience: [Required Experience Not Provided]
Salary: [Salary Not Provided]
Type: [Job Type Not Provided]
Benefits: [Benefits Not Provided]

Interactive Brokers Group, Inc.

FIU Surveillance Analyst Mumbai
Skills & Focus: AML/CTF Rules, cashiering transactions, surveillance systems, regulatory changes, market conduct, quantitative skills, analytical skills, problem-solving skills, client service experience, technology in business
About the Company: Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. W…
Experience: Familiarity with AML/CTF Rules and relevant qualifications
Salary: Competitive salary package
Type: Full-time
Benefits: Performance-based annual bonus (cash and stocks), Hybrid working model (3 days office/week), Group Medical & Life Insur…

Fab (First Abu Dhabi Bank)

Branch Operations Manager Mumbai
Skills & Focus: Banking Operations, Compliance, RBI, Customer Service, Team Leadership, Operational Efficiency, Risk Management, Audit Compliance, Information Technology, Vendor Management
About the Company: FAB is a leading bank in the UAE providing a variety of banking products and services to individuals and businesses.
Experience: 5+ years in banking operations or branch management
Type: Full-time

Nium

Reconciliation Manager Mumbai
Skills & Focus: real-time payments, cross-border transactions, customer obsession, transaction processing, payments infrastructure, regulatory licenses, payout network, SLAs, seamless onboarding, compliance
About the Company: Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With …
Type: Full-time

Modulr

CDD Analyst Mumbai
Skills & Focus: KYC, KYB, Client onboarding, Regulatory compliance, Stakeholder management, Quality checks, Risk mitigation, Operational performance, Multi-tasking, Analytical skills
About the Company: Modulr provides businesses with an automated and efficient payments and account infrastructure via API, enabling them to manage payments and client onboarding …
Experience: 2 years in KYC/KYB/Client Onboarding

Blenheim Chalcot

CDD Analyst Mumbai
Skills & Focus: KYB, KYC, Client Onboarding, stakeholder management, compliance, risk management, process owner, quality checks, multi-task, analytical skills
About the Company: Blenheim Chalcot is one of the leading venture builders in the world. We have been building exciting and disruptive businesses for over 26 years across sectors…
Experience: 2 years
Type: Full-time
Benefits: 24 days of annual leave & 10 public holiday days, Private Medical for you and your immediate family & Life Insurance fo…

Interactive Brokers Group, Inc.

Document Processor Mumbai
Skills & Focus: Document validation, KYC documentation, Compliance coordination, Client communication, Regulatory checks, OFAC checks, Analytical skills, Interpersonal skills, Microsoft Office, Team collaboration
About the Company: Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. W…
Experience: 0-2 years related to account opening and Global KYC documentation of individual and corporate clients
Salary: Competitive salary package
Type: Full-time
Benefits: Competitive salary package, Performance-based annual bonus (cash and stocks), Hybrid working model (3 days office/week)…

Nomura Holdings, Inc.

OPS-BA / IWM Mumbai
Skills & Focus: Fund Operations, Capital Markets, KYC, Trade Processing, Asset Servicing, Risk Management, Client Services, Reconciliation, Stakeholder Management, Negotiation Skills
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. The firm serves individuals, institution…
Experience: 10-15 years

Ion

Research Analyst Mumbai
Skills & Focus: Research, PEP, Sanctions, Adverse Media, Anti-Money Laundering (AML), Combating Terrorism Financing (CTF), Data scraping, Automation, Data extraction, Content curation
About the Company: We’re a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporati…
Experience: Experience in research, financial crime analysis, or data scraping
Type: Full-time

Blackrock

Trade Clearance/Settlement, Analyst Mumbai
Skills & Focus: Credit, Syndicated Loan, Private Equity, Settlement Process, Data Capture, Documentation, KYC, Loan Instruments, Client Service, Analytics
About the Company: BlackRock is a global investment manager and fiduciary to clients, dedicated to creating an environment where colleagues feel welcomed, valued and supported.
Experience: 2-5 years
Type: Full-time
Benefits: Wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for…

Nomura Holdings, Inc.

COM-Central Compliance Mumbai
Skills & Focus: Financial Crime, Compliance, Risk Management, KYC, AML, Investigation, Surveillance, Sanctions, Advisory, Stakeholder Management
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. It services the needs of individuals, i…

Nium

Head of Compliance Operations Mumbai
Skills & Focus: Compliance Operations, 1st Line of Defence, AML, fraud, screening, Quality Checking, regulatory requirements, client onboarding, risk appetites, performance SLAs
About the Company: Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With …
Compliance Team Member Mumbai
Skills & Focus: compliance, onboarding, regulatory standards, financial regulations, payments industry, global payments, cross-border payments, regulatory licenses, seamless onboarding, integrity
About the Company: Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With …
Experience: Experience in compliance or financial regulations preferred

Apollo

Operations Solutions Team Member Mumbai
Skills & Focus: counterparty relationship management, account onboarding, KYC documentation, financial services, derivative trading agreements, project management, organizational skills, communication skills, data management, team collaboration
About the Company: Apollo is a leading provider of capital solutions to companies, focusing on helping organizations build stronger businesses and addressing significant global c…
Experience: 3-6 years of experience in a complex financial services firm supporting a markets/trading business line
Type: Full-time
Benefits: Comprehensive benefits program for employees and their families.

Nomura Holdings, Inc.

OPS-CSG / Client Sales Sup Mumbai
Skills & Focus: Client Services, Onboarding, Investment Banking Operations, KYC, AML, Risk Management, Automation, Analytical Skills, Client Communication, Cross-functional Collaboration
About the Company: Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. It services the needs of individuals, institutio…
Experience: 7+ years

Adyen

Principal Officer - AML Mumbai
Skills & Focus: AML officer, CFT, regulations, transaction monitoring, machine learning models, data-driven approach, financial technology, reporting, compliance, stakeholder collaboration
About the Company: Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technolo…
Experience: 5 years +
Type: Full-time

Interactive Brokers Group, Inc.

Identity Verification Analyst Mumbai
Skills & Focus: identity verification, fraud prevention, KYC, AML compliance, investment brokerage, fintech, banking, financial services, fraud detection, document verification
About the Company: Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. W…
Experience: 1-3+ years’ experience in identity verification, fraud prevention, KYC/AML compliance, or a similar role in investment brokerage, fintech, banking, or financial services is preferred.
Type: Full-time
Benefits: Competitive salary package, Performance-based annual bonus (cash and stocks), Group Medical & Life Insurance, Modern of…

Nomura Holdings, Inc.

OPS-BA / IWM Mumbai
Skills & Focus: Operations, Wealth management, Trade processing, KYC, Mutual funds, Hedge funds, Corporate actions, Reporting, Reconciliation, Risk management
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomur…
Experience: 1-3 years