78 Regulatory Compliance jobs in London.

Hiring now: Compliance Dir Aml Mlro @ Automatic , Regulatory Reporting Cont @ Bank Of Am, Regulatory Affairs Associ @ Perrigo, Head Of Issuing Outreach @ Checkoutco, Compliance Monitoring Off @ Columbia T, Sftr Regulatory Reporting @ Nomura, Asst Company Secretary @ Reach Plc, Compliance Professional @ Caxton Ass, Legal Counsel @ Capital On, Risk Analyst @ Dentons.Explore more at jobswithgpt.com.

🔥 Skills

compliance (17) risk management (12) analytical skills (11) Compliance (10) financial services (8) regulatory requirements (8) communication skills (7) stakeholder engagement (7) Risk Management (6) collaboration (6)

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London (77) Staines (1)
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Automatic Data Processing Limited (Adp Uk)

Compliance Director AML & MLRO Staines
Skills & Focus: Compliance, AML, KYC, Financial Crime, Regulations, Risk Management, Reporting, Monitoring, Policies, Controls
About the Company: We are a comprehensive global provider of cloud-based human capital management (HCM) solutions that unite HR, payroll, talent, time, tax and benefits administr…
Experience: 5+ years previous AML/KYC experience

Bank Of America

Regulatory Reporting Controller London
Skills & Focus: Regulatory Reporting, Capital calculations, RWA calculations, EU and UK regulations, Business Partnering, Stakeholder interaction, Issue management, Financial products, Prudential reporting, Control-focused
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: Experience in a prudential regulatory reporting function in an international financial institution
Type: Full-time
Benefits: UK Private healthcare, competitive pension plan, 20 days of childcare, access to mental health support, volunteering op…

Perrigo

Regulatory Affairs Associate London
Skills & Focus: regulatory affairs, biocides, compliance, administrative support, product qualifications, time-management, collaborative, customer service, communication skills, pharmaceutical
About the Company: At Perrigo, we are driven by our mission to Make Lives Better Through Trusted Health and Wellness Solutions, Accessible to All. We are proud to be a Top 10 pla…
Experience: University degree (Bachelor’s degree) in life science preferred.
Benefits: Alongside competitive compensation, we offer benefits tailored to supporting you and your family, as well as career dev…

Checkout.Com

Head of Issuing Outreach London
Skills & Focus: Issuing Outreach, Payment Performance, Stakeholder Management, Cross-Functional Collaboration, Strategic Vision, Team Leadership, Performance Optimisation, Payment Metrics, Industry Trends, Regulatory Changes
About the Company: Checkout.com is a global online payment solutions provider.
Experience: 7+ years in leadership roles, preferably in payments or finance
Type: Full-time
Head of Issuing Outreach London
Skills & Focus: Issuing Outreach, Payment Performance, Stakeholder Management, Cross-Functional Collaboration, Strategic Vision, Team Leadership, Performance Optimisation, Payment Metrics, Industry Trends, Regulatory Changes
About the Company: Checkout.com is a global online payment solutions provider.
Experience: 7+ years in leadership roles, preferably in payments or finance
Type: Full-time
Head of Issuing Outreach London
Skills & Focus: Issuing Outreach, Payment Performance, Stakeholder Management, Cross-Functional Collaboration, Strategic Vision, Team Leadership, Performance Optimisation, Payment Metrics, Industry Trends, Regulatory Changes
About the Company: Checkout.com is a global online payment solutions provider.
Experience: 7+ years in leadership roles, preferably in payments or finance
Type: Full-time

Columbia Threadneedle Investments

Compliance Monitoring Officer London
Skills & Focus: Compliance monitoring, regulatory topics, financial services, assurance testing, UK/EU regulatory regimes, technical skills, organizational skills, collaboration, Global team, Asset Management
About the Company: Columbia Threadneedle Investments is a global investment firm with a team of 2,500 people that offers a broad array of investment strategies, focusing on clien…
Experience: Experience of conducting Compliance monitoring, audit or similar assurance work in the financial services industry
Type: Full-time
Benefits: Work-life balance, flexible working requirements

Nomura Holdings, Inc.

SFTR Regulatory Reporting Associate London
Skills & Focus: Regulatory reporting, Operations, Stakeholder management, Financial services, Compliance, Data analytic tools, Breaches management, Analytical skills, Collaboration, SFTR
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…

Reach Plc

Assistant Company Secretary London
Skills & Focus: company secretarial, governance, Board support, corporate transactions, share scheme management, Annual Report, AGM organisation, corporate governance, compliance, Modern Slavery Working Group
Type: Contract

Caxton Associates

Compliance Professional London
Skills & Focus: compliance programme, regulatory frameworks, hedge fund, trading firm, investment management, global monitoring, surveillance activities, judgement, multitasking, communication skills
About the Company: Caxton Associates, founded in 1983, is a global trading and investment firm with offices in London, New York, Monaco, Singapore and Dubai. Caxton Associates’ p…
Experience: 5+ years as a compliance generalist in a hedge fund, trading firm, or investment management firm
Compliance Professional London
Skills & Focus: compliance programme, regulatory frameworks, hedge fund, trading firm, investment management, global monitoring, surveillance activities, judgement, multitasking, communication skills
About the Company: Caxton Associates, founded in 1983, is a global trading and investment firm with offices in London, New York, Monaco, Singapore and Dubai. Caxton Associates’ p…
Experience: 5+ years as a compliance generalist in a hedge fund, trading firm, or investment management firm

Checkout.Com

Legal Counsel London
Skills & Focus: Legal Counsel, regulatory compliance, payments regulations, legal advisor, financial partnerships, market expansion, compliance laws, contractual commitments, critical judgment, collaborative approach
About the Company: Checkout.com is one of Europe's most valuable fintech companies, providing pragmatic and trusted legal advice while balancing risk management with high perform…
Experience: Strong regulatory and product background in financial services and payments regulations
Type: Full-time

Capital On Tap

Legal Counsel London
Skills & Focus: legal advice, structured finance, capital markets, debt funding, negotiation, legal documentation, stakeholder liaison, commercial contracts, asset-backed securitisations, credit cards
About the Company: Capital on Tap was founded with the mission to help small business owners and make their lives easier. Today, we provide an all-in-one business credit card & s…
Experience: At least 2 years PQE in securitisation, structured finance or capital markets.
Type: Hybrid
Benefits: Private Healthcare including dental and optician services through Vitality, Worldwide travel insurance through Vitality…

Dentons

Risk Analyst London
Skills & Focus: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, international law firm, Intapp Open system, analytical skills, effective communication, multicultural environment
About the Company: Dentons is a law firm that is focused on providing comprehensive legal services and assisting in risk management, especially within commercial and legal confli…
Experience: Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required
Type: Full-time
Risk Analyst London
Skills & Focus: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, international law firm, Intapp Open system, analytical skills, effective communication, multicultural environment
About the Company: Dentons is a law firm that is focused on providing comprehensive legal services and assisting in risk management, especially within commercial and legal confli…
Experience: Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required
Type: Full-time

Seccl

CASS Control Tester London
Skills & Focus: CASS compliance, control testing, operational risk, regulatory requirements, FCA regulations, assurance, 1LoD, control assessment, investment management, wealth management
About the Company: Seccl is the Octopus-owned embedded investment platform that’s on a mission to helping more people to invest – and invest well. We’re B-Corp certified with an …
Experience: Mid-level
Salary: up to ÂŁ45,000
Type: Full-time
Benefits: 27 days holiday + bank holidays, day off on birthday, three days for Dependant leave, two volunteering days, 6% employe…

Gemserv

Principal Assurance Consultant London
Skills & Focus: assurance, audit, electricity, market, stakeholders, regulatory, compliance, risk management, strategic, best practices

Janus Henderson Investors

Senior Compliance Manager, LatAM & USO (12mth FTC) London
Skills & Focus: Compliance, Regulatory Risk, LatAM, Financial Promotions, UCITS, AIFMD, MiFID II, Cross border distribution, Change management, Teamwork
About the Company: A corporate environment focused on investment management with over 90 years of experience.
Type: Full-time
Benefits: Generous Holiday policies, Excellent Health and Wellbeing benefits, Paid volunteer time, Professional development suppo…

Apollo

Regulatory Affairs Director London
Skills & Focus: Regulatory Affairs, Insurance Regulation, Solvency, Investment Products, Regulatory Engagement, Financial Sector, Analytical Skills, Communication Skills, Collaboration, Policy Advocacy
About the Company: Apollo is a high-growth, global alternative asset manager specializing in providing clients with innovative capital solutions and retirement savings products.
Experience: 7+ years

Blackrock

LOB Private Markets Compliance (Infrastructure), VP London
Skills & Focus: compliance, regulatory, investment, policy, advice, infrastructure, market, risk, training, management
About the Company: BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services…
Experience: 5 years compliance experience
Type: Full-time
Benefits: Retirement investment and tools, education reimbursement, physical health resources, emotional well-being support, fami…

Clear Street

Compliance Manager London
Skills & Focus: Compliance, CASS, EMIR, SFTR, Regulatory, Legislation, Policies, Risk Assessment, Training, Investigations
About the Company: Clear Street is modernising the brokerage ecosystem, building a cloud-native clearing and custody system to enhance capital markets efficiency while minimizing…
Experience: Ten years of experience in a compliance role within the wholesale financial services industry.
Type: Full-time
Benefits: Competitive compensation packages, company equity, pension, gender neutral parental leave, full medical and dental insu…

Evelynpartners

Regulatory HR Manager London
Skills & Focus: Regulatory HR, Senior Managers & Certification Regime, policies, procedures, training, development, regulatory requirements, management, financial crime, data protection

3e

Associate Editor - Europe London
Skills & Focus: editorial, reporting, regulatory developments, sustainability, EHS, content editing, compliance, news stories, collaboration, feature writing
About the Company: 3E provides a comprehensive suite of data, analytics, and software solutions for enabling and improving workplace & chemical safety, product stewardship, suppl…
Experience: At least five (5) years of experience writing accurate, impartial news and feature stories; At least three (3) years of editing experience.
Type: Full-time

Bovill Newgate

Financial Crime Consulting Lead London
Skills & Focus: financial crime consulting, matrixed team, business development strategies, key client relationships, compliance reviews, regulatory change, data analysis, financial crime technology, technology solutions, client communications
About the Company: Bovill Newgate provides financial crime consulting services focusing on various sectors including asset management, wealth and consumer finance, capital market…
Financial Crime Consulting Lead London
Skills & Focus: financial crime consulting, matrixed team, business development strategies, key client relationships, compliance reviews, regulatory change, data analysis, financial crime technology, technology solutions, client communications
About the Company: Bovill Newgate provides financial crime consulting services focusing on various sectors including asset management, wealth and consumer finance, capital market…
Financial Crime Consulting Lead London
Skills & Focus: financial crime consulting, matrixed team, business development strategies, key client relationships, compliance reviews, regulatory change, data analysis, financial crime technology, technology solutions, client communications
About the Company: Bovill Newgate provides financial crime consulting services focusing on various sectors including asset management, wealth and consumer finance, capital market…

Gousto

Legal Advisor London
Skills & Focus: legal advice, compliance, commercial contracts, drafting, negotiation, regulatory, communication, analysis, solution-oriented, risk management
About the Company: Gousto is a meal kit delivery service that provides diverse and innovative meal solutions for customers.
Experience: Qualified solicitor (England and Wales) with in-house or secondment experience preferred

Intuit

Head of International Compliance London
Skills & Focus: Compliance, Legal, Policy, Regulation, Risk Management, Corporate Governance, Due Diligence, Mitigation Strategies, Cross-Border Transactions, International Law
About the Company: Intuit is a technology company that develops financial and business management software products for small businesses, accountants, and individuals.
Benefits: Intuit offers benefits to support employee health, financial security, and peace of mind for their families.

Uphold

Enterprise Onboarding Specialist London
Skills & Focus: KYC, Compliance, AML, OFAC, Risk Management, Fintech, Customer Identification Program (CIP), Due Diligence, Regulatory Compliance, Enterprise Onboarding
About the Company: Uphold is a Web3 financial platform that supports almost 300 digital assets and acts as a Regulated Gateway to the Web3 economy. Founded in 2013, it allows use…
Experience: Must have a minimum of two (2) years of financial services industry regulatory compliance experience, preferably at a crypto, banking, trading, payments, or fintech institution.
Type: Full-Time
Benefits: An amazing work environment, growth and career opportunities, flexible work environment, weekly updates, interesting ev…

Tide

Regulatory Risk & Compliance Manager - UK London
Skills & Focus: Compliance Monitoring Plan, regulatory submissions, FCA regulations, risk management, compliance frameworks, stakeholder engagement, regulatory guidance, audit participation, training delivery, regulatory risks
About the Company: At Tide, we are building a finance platform designed to save small businesses time and money. We provide our members with business accounts and related banking…
Experience: At least 7+ years of experience in Compliance, Regulatory Risk, or Risk Management at a senior level
Type: Full-time
Benefits: Flexible working options, Share options, Group Life Insurance, Vitality Health Insurance, 25 days holiday with an addit…

Intuit

Senior Counsel - Transactions and Marketing London
Skills & Focus: Legal, Compliance, Marketing, Transactions, Corporate, Counsel, Product, Privacy, Litigation, Governance
About the Company: Intuit is a global financial technology platform that helps individuals and businesses manage their finances.
Experience: 5+ years in legal role
Salary: Competitive, based on experience
Type: Full-time
Benefits: Comprehensive benefits package including health, dental, retirement plans.

Luxoft

EMIR Specialist or Business Analyst London
Skills & Focus: EMIR, MIFID, Transaction Reporting, Post-Trade Transparency, regulatory reporting, Business Requirements Document, testing, stakeholder management, project management, compliance
Experience: At least 2-3 years

Global Markets It Risk

C++ Developer London
Skills & Focus: C++, developer, Global markets, IT risk, corporate bank, business transformation, regulatory projects, corporate banking, stability, platform development
About the Company: A team focused on IT risk management within global corporate banking markets.
Type: Full-time
C++ Developer London
Skills & Focus: C++, developer, Global markets, IT risk, corporate bank, business transformation, regulatory projects, corporate banking, stability, platform development
About the Company: A team focused on IT risk management within global corporate banking markets.
Type: Full-time
C++ Developer London
Skills & Focus: C++, developer, Global markets, IT risk, corporate bank, business transformation, regulatory projects, corporate banking, stability, platform development
About the Company: A team focused on IT risk management within global corporate banking markets.
Type: Full-time

Visa

Ecosystem Risk Controls Director London
Skills & Focus: Ecosystem Risk, Controls, Fraudulent activity, Risk management, Acquirers, Monitoring, Risk mitigation, High Integrity Risk, Payment ecosystem, Compliance
About the Company: Visa is a global payments technology company that facilitates digital funds transfers.
Type: Hybrid

State Street Bank & Trust Company

Head of Compliance, UK, Ireland, Middle East & Africa (SVP) London
Skills & Focus: Compliance, regulatory experience, financial services, risk management, compliance strategy, senior management, AML, conduct standards, team leadership, stakeholder communication
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re …
Experience: Minimum of 20 years of related experience including time spent managing in an executive capacity. Minimum of 10 years as a UK Compliance Leader in Financial Services.
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Programs, development programs and educational suppor…

State Street

Legal Advisor - Global Markets London
Skills & Focus: ISDA Master Agreements, collateral arrangements, equity derivative, securities lending, GMSLA, GMRA, MiFID, EMIR, SFTR, regulatory compliance
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re m…
Experience: Extensive experience practising in a major law firm and/or in-house working in the relevant product areas in EMEA.
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible work program, development programs and educational support.

Marshmallow

FOS Complaints Handler London
Skills & Focus: complaints handling, FOS, insurance, complaint processes, data insights, customer service, regulatory knowledge, proactive, continuous improvement, effective communication
About the Company: We started Marshmallow when we found out how unfair insurance prices are for people who move to the UK. All because the industry hasn’t given this huge cohort …
Experience: Experience in complaint handling within an FCA-regulated business is essential.
Type: Full time
Benefits: Flexible working, competitive bonus scheme, mental wellbeing support, learning and development budgets, private healthc…

Aegon Asset Management

Chief Risk Officer London
Skills & Focus: risk management, global risk management programs, strategic advisor, operational resilience, crisis management, leadership, communication skills, stakeholder engagement, analytical capabilities, diversity and inclusion
About the Company: Aegon Asset Management (Aegon AM) is a leading global investor. Our 385 investment professionals manage and advise on assets of US $341 billion for a global cl…
Experience: >15 years of experience in risk management or related field
Benefits: Excellent terms of employment, a very diverse and inspiring work environment, and development opportunities.

Zopa

Regulatory Reporting Accountant London
Skills & Focus: Regulatory Reporting, Accountant, capital returns, liquidity returns, ad hoc projects, collaborative team, finance, peer-to-peer lending, Zopa Bank, impact
About the Company: We started our journey back in 2005, building the first ever peer-to-peer lending company. Fast forward to 2020 and we launched Zopa Bank. A bank that listens …
Regulatory Reporting Accountant London
Skills & Focus: Regulatory Reporting, Accountant, capital returns, liquidity returns, ad hoc projects, collaborative team, finance, peer-to-peer lending, Zopa Bank, impact
About the Company: We started our journey back in 2005, building the first ever peer-to-peer lending company. Fast forward to 2020 and we launched Zopa Bank. A bank that listens …
Regulatory Reporting Accountant London
Skills & Focus: Regulatory Reporting, Accountant, capital returns, liquidity returns, ad hoc projects, collaborative team, finance, peer-to-peer lending, Zopa Bank, impact
About the Company: We started our journey back in 2005, building the first ever peer-to-peer lending company. Fast forward to 2020 and we launched Zopa Bank. A bank that listens …

Amgen

Regulatory Affairs Manager London
Skills & Focus: regulatory submissions, clinical trials, marketing applications, regulatory strategies, product development, regulatory guidance, legislation, drug development, communication, conflict resolution
About the Company: At Amgen, our shared mission—to serve patients—drives all that we do. It is key to our becoming one of the world’s leading biotechnology companies.
Experience: Similar role in regulatory affairs
Type: Full time
Benefits: Generous Total Rewards Plan comprising health, finance and wealth, work/life balance, and career benefits.

Veeva Systems

Manager - Solution Consulting Regulatory London
Skills & Focus: Solution Consulting, SaaS, Regulatory, team leadership, customer engagement, performance management, presales best practices, pharmaceutical, R&D, multilingual
About the Company: Veeva Systems is a mission-driven organization and pioneer in industry cloud, helping life sciences companies bring therapies to patients faster. As one of the…
Experience: 6+ years of experience in Solution Consulting/presales in a multi-product SaaS environment, 3+ years of experience with managing Solution Consulting/presales teams
Type: Full-time
Benefits: Annual allocations for charitable contributions, Fitness reimbursement, Work anywhere

Luxoft

Regulatory Reporting Business Analyst London
Skills & Focus: Regulatory Reporting, Business Analysis, Compliance, UAT testing, Governance, Control Framework, Project Management, Financial Services, OTC Derivatives, Stakeholder Engagement
Experience: 5+ years working within a regulatory change or compliance role either as a Compliance Practitioner or Functional Analyst

Starling Bank

Customer Outcomes Department Leadership Role London
Skills & Focus: vulnerability, consumer duty, regulatory environment, data strategy, training, customer support, stakeholder engagement, policy design, financial wellbeing, communication skills
About the Company: We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a…
Experience: Deep experience working in a regulated financial institution
Benefits: 25 days holiday, extra day for birthday, increased holiday with service, volunteering time, enhanced pension, life insu…

State Street

Business Analyst London
Skills & Focus: Business Analyst, FX Connect, regulatory requirements, stakeholders, financial services, EMIR, MIFIR, MIFID2, analytical skills, communication skills
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. We provide investment servicing, data & analy…
Experience: Minimum of 3 to 5 years of experience working as a business analyst in the financial services space.
Benefits: Generous medical care, insurance and savings plans, flexible Work Programs, development programs and educational suppor…

Visa

Supervisory Risk Manager London
Skills & Focus: risk management, regulatory requirements, governance oversight, stakeholder engagement, supervisory relationships, regulatory requests, relationship management, strategic initiatives, incident reporting, regulatory landscape
About the Company: Our mission is to connect the world through the most innovative, reliable and secure digital payment network that enables individuals, businesses and economies…
Benefits: Market leading salary and fantastic benefits offering.

Starling Bank

Senior Compliance Monitoring Officer - Treasury London
Skills & Focus: regulatory compliance, Treasury function, conduct risk, compliance oversight, risk management, relationship building, analytical skills, Market Abuse, MiFiD, problem solving
About the Company: We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a…
Type: Full-time
Benefits: 25 days holiday, extra day’s holiday for birthday, annual leave increases with length of service, paid volunteering tim…
Senior Compliance Monitoring Officer - Treasury London
Skills & Focus: regulatory compliance, Treasury function, conduct risk, compliance oversight, risk management, relationship building, analytical skills, Market Abuse, MiFiD, problem solving
About the Company: We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a…
Type: Full-time
Benefits: 25 days holiday, extra day’s holiday for birthday, annual leave increases with length of service, paid volunteering tim…

Northern Trust

Risk Reporting Senior Consultant London
Skills & Focus: risk management, risk reporting, regulations, process improvement, data aggregation, stakeholder management, communication skills, enterprise risk, compliance, analytics
About the Company: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern…

Capco

Non-Financial Risk Managing Principal / Director London
Skills & Focus: Non-Financial Risk, Risk Management, Operational Risk, Financial Services, Consulting, Stakeholder Management, Risk Transformation, Regulatory Compliance, Business Processes, Client Relationships
About the Company: Capco is a global management and technology consultancy dedicated to the financial services industry, providing consulting solutions to help financial institut…
Experience: Experience in Enterprise Risk Management or Operational Risk, ideally within Financial Services
Type: Permanent
Benefits: Enhanced and competitive family friendly benefits, including maternity / adoption / shared parental leave and paid leav…

Experian

Director of Risk & Control Operations London
Skills & Focus: Risk Management, Control Operations, Leadership, Regulatory Requirements, Stakeholder Engagement, Policy Development, Customer Outcomes, Data Analytics, Risk Modelling, Team Management

Moneybox

CASS Junior Associate London
Skills & Focus: Client Assets Sourcebook, CASS, compliance, finance, regulation, payments, reconciliations, monitoring, banking partners, savings
About the Company: Moneybox is the award-winning app that helps you turn your money into something greater. We’ve brought saving, investing, home-buying, and retirement services …
Experience: Recent graduate or someone pursuing a career in finance or regulation

Capco

Financial Risk Transformation Consultant London
Skills & Focus: risk management, regulatory change, financial services, Basel, IFRS9, BCBS-239, risk frameworks, control implementation, data solutions, transformation
About the Company: Capco is a global business, data and technology consultancy, focused on the Financial Services sector. We are passionate about helping our clients succeed in a…
Benefits: Enhanced and competitive family friendly benefits, including maternity/adoption/shared parental leave and paid leave fo…

Bandwidth

Regulatory Counsel London
Skills & Focus: Regulatory Compliance, Legal Advice, Drafting, Negotiation, Communications, International, Documentation, Regulatory Changes, Electronic Communications, Contract Law
About the Company: Bandwidth delivers world-class messaging, voice, and emergency service connectivity for the world’s biggest brands. We provide APIs and a global network to sup…
Experience: Minimum of 3 - 5 years of work experience within the electronic communications market, preferably on regulatory topics in-house or in a law office practice.
Benefits: Work laptop and internet allowance, private pension contribution, income protection plan, life insurance, health insura…

Janus Henderson Investors

Senior Legal Counsel London
Skills & Focus: Legal advice, Fund documentation, Prospectuses, AIF, UCITS, ETF, Regulation analysis, Stakeholder management, Communication skills, Risk management
About the Company: A leading global asset manager helping clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and wor…
Experience: 5 years+ PQE
Type: Hybrid
Benefits: Generous Holiday policies, Excellent Health and Wellbeing benefits including corporate membership to ClassPass, Paid vo…

Wpp

Legal Counsel London
Skills & Focus: legal, compliance, risk, regulation, governance, advising, negotiating, investigating, training, policy
About the Company: WPP is the creative transformation company. We use the power of creativity to build better futures for our people, planet, clients, and communities.

Google

Senior Director, Regulatory Affairs, EMEA Defense Lead London
Skills & Focus: regulatory, compliance, risk management, investigations, incident response, cross-functional, strategic projects, communication, technical issues, government engagement
Experience: 15 years of experience in litigation/regulatory investigations and enforcement

Flagstone Group Ltd

Client Data & Remediation Executive London
Skills & Focus: AML, KYC, client onboarding, regulatory requirements, compliance, problem-solving, stakeholder management, financial crime monitoring, process efficiency, learning development
About the Company: Flagstone is many things. An online savings platform, reinventing how individuals, businesses, and charities manage, protect, and grow their cash. A diverse gr…
Benefits: Private healthcare, Life insurance (four times your annual salary), Dental/optical care, Matched pension contributions …

Moneybox

Pension Product Specialist London
Skills & Focus: defined contribution pensions, tax wrapped products, regulatory change, complaints handling, customer enquiries, business change, stakeholder engagement, analytical, problem-solving, documentation
About the Company: Moneybox is the award-winning app that helps you turn your money into something greater. We’ve brought saving, investing, home-buying, and retirement services …
Experience: Over five years experience supporting the operation of a pension product in a direct to consumer environment
Type: Full-time
Pension Product Specialist London
Skills & Focus: defined contribution pensions, tax wrapped products, regulatory change, complaints handling, customer enquiries, business change, stakeholder engagement, analytical, problem-solving, documentation
About the Company: Moneybox is the award-winning app that helps you turn your money into something greater. We’ve brought saving, investing, home-buying, and retirement services …
Experience: Over five years experience supporting the operation of a pension product in a direct to consumer environment
Type: Full-time

Dentons

Risk Analyst London
Skills & Focus: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, engagement letters, Intapp Open system, analytical skills, effective communication, multicultural environment
Experience: Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required
Benefits: Remote working from anywhere in the United Kingdom is available most of the time
Risk Analyst London
Skills & Focus: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, engagement letters, Intapp Open system, analytical skills, effective communication, multicultural environment
Experience: Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required
Benefits: Remote working from anywhere in the United Kingdom is available most of the time

Zopa

Risk Manager London
Skills & Focus: Risk Management, Operational Risks, Cross-Business Stakeholders, Risk Framework, Lending Product, Customer Centric, Driving Change, Responsible Growth, Peer-to-Peer Lending, Financial Services
About the Company: Zopa is a bank that started its journey in 2005 as the first peer-to-peer lending company and launched its own banking operations in 2020. The company emphasiz…
Type: Full-time

Janus Henderson Investors

Governance & Oversight Specialist London
Skills & Focus: Governance, Oversight, Consumer Protection, Distribution, Board Reporting, Stakeholder Engagement, Regulatory Compliance, Process Improvement, Cross-functional Collaboration, Asset Management
About the Company: Janus Henderson is committed to helping clients define and achieve superior financial outcomes through differentiated insights and world-class service.
Type: Hybrid
Benefits: Generous Holiday policies, Excellent Health and Wellbeing benefits, Paid volunteer time, Professional development suppo…

Bank Of America

Attorney - Equity Derivatives London
Skills & Focus: Legal Support, Securitised Derivatives, Structured Products, Equities, Fixed Income, Commodities, Documentation, Regulation, Negotiation, Market Practice
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We’re devoted to being a diver…
Type: Full-time
Benefits: UK Private healthcare for you and your family, competitive pension plan, access to emotional wellbeing helpline, and op…

Starling Bank

Customer Outcomes Department Leadership Role London
Skills & Focus: customer outcomes, conduct risk, regulatory environment, FCA’s Vulnerability Guidance, reporting requirements, interpersonal skills, data transformation, root cause analysis, senior stakeholders, automation
About the Company: We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a…
Experience: Deep experience working in a regulated financial institution.
Benefits: 25 days holiday plus additional benefits including enhanced pension, life insurance, private medical insurance, and mor…

Jbr Capital

Payouts Assistant London
Skills & Focus: customer service, payout requests, document checks, payout packs, credit conditions, bank details, finance clearance, regulatory compliance, internal compliance, Client Services

Janus Henderson Investors

Governance & Oversight Associate London
Skills & Focus: Governance, Oversight, Customer Governance, Investor Protection, Distribution Oversight, Consumer Duty, Board Management, Cross-functional relationships, Asset management, Regulatory obligations
About the Company: 90 years of investment experience helping over 60 million people.
Type: Full-time
Benefits: Hybrid working, generous holiday policies, excellent health and wellbeing benefits, paid volunteer time, support for pr…

Griffin

Compliance Manager London
Skills & Focus: compliance, regulatory, risk management, Consumer Duty, assurance, conduct risk, product governance, financial services, fintech, remote
About the Company: Hi, we’re Griffin! We’re the bank for companies who want to build and launch financial products. We want to make it easy for companies to bring finance to thei…
Experience: Experience within financial services in the UK, knowledge of the UK’s financial services regulatory framework, experience with regulatory bodies.
Salary: ÂŁ65,000 - ÂŁ80,000 (pro rata)
Type: Full-time
Benefits: 25 days off a year + bank holidays, flexible working, auto-enrolment into company pension scheme, coaching and therapy …

Capco

ESG Regulatory Consultant London
Skills & Focus: ESG, regulatory compliance, sustainability, risk assessments, policy development, stakeholder engagement, data management, project management, risk assessment, analytical skills
About the Company: Capco is a global business, data and technology consultancy, focused on the Financial Services sector. We are passionate about helping our clients succeed in a…
Experience: 5+ years of experience in management consulting, with a focus on ESG, sustainability, or regulatory compliance.
Benefits: Enhanced and competitive family friendly benefits, including maternity/adoption/shared parental leave and paid leave fo…

Moody's

Industry Practice Lead (Subject Matter Expert) - Third-party Risk Management (C… London
Skills & Focus: Third-party risk management, Sales, Customer engagement, Client lifecycle management, Lending, Underwriting, Financial crime compliance, Market feedback, Stakeholder engagement, Thought leadership
About the Company: At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We strive to create an inclusive environment where everyone feels…
Experience: 10-15+ years of experience in relevant roles
Type: Full-time
Benefits: Equal opportunity employer

State Street

VP Equity Swaps Trader London
Skills & Focus: equity swaps, trading, financial risk, compliance, reconciliation, stakeholders, collaboration, market regulations, Delta One trading, portfolio management
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re m…
Experience: 6+ years of securities markets/equity finance experience; 6+ years of previous Delta One trading experience (with knowledge of EMEA markets)
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Program, development programs and educational support

Monzo

Wealth Product Operations Role London
Skills & Focus: operations, financial services, customer experience, compliance, collaboration, product development, analytical skills, third-party integration, regulatory requirements, scalable strategies
About the Company: Monzo is a digital bank that aims to make financial services simpler and more accessible for everyone, with a focus on providing innovative features and except…
Experience: Proven track record in designing operations within regulated financial services; experience in securities & investment operations
Salary: ÂŁ45,000 - ÂŁ65,000 + share options
Type: Full-time
Benefits: Flexible working hours, ÂŁ1,000 learning budget, hybrid working, company MacBooks, support for remote work setup
Wealth Product Operations Role London
Skills & Focus: operations, financial services, customer experience, compliance, collaboration, product development, analytical skills, third-party integration, regulatory requirements, scalable strategies
About the Company: Monzo is a digital bank that aims to make financial services simpler and more accessible for everyone, with a focus on providing innovative features and except…
Experience: Proven track record in designing operations within regulated financial services; experience in securities & investment operations
Salary: ÂŁ45,000 - ÂŁ65,000 + share options
Type: Full-time
Benefits: Flexible working hours, ÂŁ1,000 learning budget, hybrid working, company MacBooks, support for remote work setup
Wealth Product Operations Role London
Skills & Focus: operations, financial services, customer experience, compliance, collaboration, product development, analytical skills, third-party integration, regulatory requirements, scalable strategies
About the Company: Monzo is a digital bank that aims to make financial services simpler and more accessible for everyone, with a focus on providing innovative features and except…
Experience: Proven track record in designing operations within regulated financial services; experience in securities & investment operations
Salary: ÂŁ45,000 - ÂŁ65,000 + share options
Type: Full-time
Benefits: Flexible working hours, ÂŁ1,000 learning budget, hybrid working, company MacBooks, support for remote work setup