Last updated: 2025-08-11
19 Regulatory Compliance jobs in London.
Ballinger Group
At Ballinger Group we specialise in providing Foreign Exchange Risk Management and Trading Services to Financial Institutions and corporate clients worldwide. …
London
- Skills: AML, Compliance, KYC, Due Diligence, Transaction Monitoring, Risk Assessments, Regulatory Compliance, Financial Regulations, Customer Onboarding, Data Analysis
- Level: mid
- Type: full_time
Open
Open is an Australian-founded insurtech company on a mission to deliver the best insurance experiences for the world. With data and technology at our core, we …
London
- Skills: insurance operations, regulatory compliance, insurer partnerships, product innovation, FCA Handbook, compliance excellence, governance frameworks, analytical skills, data literacy, relationship management
- Level: mid
- Type: full_time
Capstone
Capstone is a leading policy analysis and regulatory due diligence firm with locations in Washington, DC, Houston, New York, Paris, London, and Mumbai. We advi…
London
- Skills: policy analysis, regulatory due diligence, financial services, business services, investment banking, client servicing, interpersonal skills, analytical skills, policy, investment ideas
- Level: entry
- Type: full_time
Dentons
London
- Skills: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, engagement letters, Intapp Open system, analytical skills, effective communication, multicultural environment
- Level: mid
- Type: full_time
Kroo
Kroo has a big vision. To be the first bank that is both trusted and loved by its customers. We’re helping people take control of their financial future and ac…
London
- Skills: Financial Crime Prevention, AML, CTF, Fraud Management, Alert Investigation, Trend Analysis, Collaboration, Customer Service Support, Process Improvement, Data Analysis
- Level: mid
- Type: full_time
Suade
Suade’s success is built on grit, determination, and our proven ability to develop cutting edge technology to create the next generation of RegTech.
London
- Skills: regulatory reporting, client-facing implementation, data mapping, regulatory changes, stakeholder management, financial data, practitioner expertise, banking product understanding, Excel proficiency, flexibility under pressure
- Level: mid
- Type: full_time
Monzo
Monzo is a financial technology company aiming to simplify banking through innovative solutions and outstanding customer service. We prioritize solving problem…
London
- Skills: regulatory reporting, PRA Rulebook, UK CRR, UAT, automated reporting, Excel, SQL, financial services, data visualisation, compliance
- Level: mid
- Type: full_time
Global Markets IT Risk
A team focused on IT risk management within global corporate banking markets.
London
- Skills: C++, developer, Global markets, IT risk, corporate bank, business transformation, regulatory projects, corporate banking, stability, platform development
- Level: mid
- Type: full_time
Apollo Global Management, LLC
Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along …
London
- Skills: risk management, operational risk, financial services, incident management, compliance, risk assessments, regulatory requirements, project management, data analytics, governance
- Level: senior
- Type: full_time
Intuit
Intuit is a technology company that develops financial and business management software products for small businesses, accountants, and individuals.
London
- Skills: Compliance, Legal, Policy, Regulation, Risk Management, Corporate Governance, Due Diligence, Mitigation Strategies, Cross-Border Transactions, International Law
- Level: mid
- Type: full_time
Veeva Systems
Veeva Systems is a mission-driven organization and pioneer in industry cloud, helping life sciences companies bring therapies to patients faster.
London
- Skills: regulatory, life sciences, cloud-based platform, data management, document management, submission publishing, archival, implementations, operational excellence, talent development
- Level: mid
- Type: full_time
Apollo
Apollo is a high-growth, global alternative asset manager specializing in providing clients with excess returns across various investment strategies.
London
- Skills: internal audit, risk assessment, controls, financial services, documentation, collaboration, communication, audit programs, process narratives, capital markets
- Level: mid
- Type: full_time
Clear Street
Clear Street is modernising the brokerage ecosystem, building a cloud-native clearing and custody system to enhance capital markets efficiency while minimizing…
London
- Skills: Compliance, CASS, EMIR, SFTR, Regulatory, Legislation, Policies, Risk Assessment, Training, Investigations
- Level: mid
- Type: full_time
Galaxy
At Galaxy we are building products and services to help the world invest in economic progress. We believe crypto and blockchain innovations will permeate and i…
London
- Skills: Client Onboarding, AML, KYC, FCA requirements, Customer Due Diligence, compliance, financial services, sales, crypto ecosystem, team collaboration
- Level: mid
- Type: full_time
Kroo
Kroo has a big vision. To be the first Bank that is both trusted and loved by its customers. We’re helping people take control of their financial future and ac…
London
- Skills: Financial Crime, Detection, Investigation, Risk Management, Compliance, Data Analysis, Trends, Collaboration, Processes, Customer Experience
- Level: mid
- Type: full_time
Apollo
Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along …
London
- Skills: regulatory policy, insurance regulation, solvency, investment products, strategic positioning, analysis, communication, collaboration, financial sector, cross-functional teams
- Level: senior
- Type: full_time
Robinhood Markets
Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood…
London
- Skills: operations, financial services, regulatory compliance, brokerage, risk management, data analysis, collaboration, process improvement, performance monitoring, customer experience
- Level: senior
- Type: full_time
Plaid
Plaid powers the tools millions of people rely on to live a healthier financial life. We work with thousands of companies like Venmo, SoFi, several of the Fort…
London
- Skills: legal, compliance, data protection, contracts, fintech, regulatory changes, intellectual property, stakeholder management, risk management, team player
- Level: mid
- Type: full_time
Blockchain.com
Blockchain.com is the world's leading software platform for digital assets, offering the largest production blockchain platform in the world, focused on buildi…
London
- Skills: AML, CTF, compliance, risk assessment, policy development, regulatory reporting, money laundering, regulatory compliance, FinTech, e-money
- Level: mid
- Type: full_time
HSBC
HSBC offers opportunities, support and rewards that will take you further in a complex global organization.
London
- Skills: executive remuneration, financial services regulations, PRA/FCA, remuneration policies, regulatory submissions, employee compensation, governance processes, reporting standards, risk management, stakeholder communication
- Level: mid
- Type: full_time