Last updated: 2025-05-01
10 Regulatory Compliance jobs in Denver.
Hiring now: Compliance Associate @ Iqeq, Head Of Distribution Comp @ Janus Hend, Sr Associate Counsel @ Visa, Compliance Analyst Aml Co @ Da Davidso, Sr Regulatory Affairs Spe @ Stryker, Compliance Aml Sr Lead @ Robinhood .Explore more at jobswithgpt.com. at jobswithgpt.com
🔥 Skills
regulatory compliance (3)
Compliance (3)
Broker-Dealer (2)
Regulatory (2)
Risk Management (2)
Distribution (2)
Leadership (2)
product development (2)
regulatory support (2)
client counseling (2)
IQ-EQ
Compliance Associate
Denver
- Skills: regulatory compliance, SEC Rules, compliance program, private equity, hedge fund, Securities Act, Advisers Act, compliance functions, training, policy reviews
- Type: Full-time
Janus Henderson Investors
A firm with 90 years of investment experience dedicated to helping clients achieve superior financial outcomes through differentiated insights and disciplined …
Head of Distribution Compliance (US), CCO of Broker Dealer
Denver
- Skills: Compliance, Investment, Broker-Dealer, Regulatory, Risk Management, Securities Laws, Training Programs, Distribution, Policies, Leadership
- Experience: Fifteen (15) years of related work experience in Compliance required supporting sales and marketing of investment company/investment advisory products and services across North America
- Type: Hybrid
- Salary: $225,000 – $275,000
Visa
Senior Associate Counsel
Denver
- Skills: commercial agreements, transactional legal matters, product development, regulatory support, marketing, client counseling, negotiation, compliance, legal counsel, issuer processing products
- Type: Hybrid
D.A. Davidson Companies
D.A. Davidson & Co. is a leading financial services firm providing wealth management, financial planning, investment banking, and public finance services to a …
Compliance Analyst, AML Compliance Analyst
Denver
- Skills: AML Compliance, Financial Services, Transaction Monitoring, Customer Diligence, Regulatory Filings, Sanctions Screening, Investigations, Process Improvements, Bank Secrecy Act, Risk Management
- Experience: 1-3 years in financial services or financial crime prevention.
- Type: Full-time
- Salary: $61,431 - $76,788
Janus Henderson Investors
Over 90 years of investment experience helping over 60 million people.
Head of Distribution Compliance (US), CCO of Broker Dealer
Denver
- Skills: Compliance, Distribution, Asset classes, Regulatory guidelines, Risk management, Training programs, Leadership, Mutual Funds, ETFs, Broker-Dealer
- Experience: Fifteen (15) years of related work experience in Compliance required.
- Type: Full-time
- Salary: $225,000 – $275,000
Stryker
Stryker offers innovative products and services in MedSurg, Neurotechnology, and Orthopaedics that help improve patient and healthcare outcomes.
Senior Regulatory Affairs Specialist
Denver
- Skills: regulatory strategies, regulatory compliance, market access, regulatory submissions, product lifecycle, stakeholders, regulatory authorities, regulatory guidance, clinical data, product claims
- Experience: 2+ years of related experience
- Type: Full Time
- Salary: $84,900 - $136,100 plus bonus eligible
Janus Henderson Investors
Janus Henderson is a global asset management firm with over 90 years of investment experience focused on helping clients achieve superior financial outcomes th…
Senior Compliance Analyst - Private/Hedge Funds
Denver
- Skills: Compliance, Private Funds, Hedge Funds, Regulatory, Anti-Money Laundering, Financial Crime, Sales, Policy, Training, Audits
- Experience: 3-5+ years of experience in Compliance or regulatory roles within asset management, broker-dealers, or financial services.
- Type: Hybrid
- Salary: $75,000-90,000
Robinhood Markets
Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood…
Compliance AML Senior Lead
Denver
- Skills: AML compliance, regulatory compliance, financial crimes, cross-functional teams, risk identification, process improvement, product design, stakeholder influence, transaction surveillance, continuous improvement
- Experience: 6+ years working in AML investigations/regulatory compliance, preferably in payments
- Salary: Base pay for the successful applicant will depend on a variety of job-related factors...
Janus Henderson Investors
Janus Henderson is committed to helping clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and wo…
Risk Manager
Denver
- Skills: risk management, market risk, liquidity risk, counterparty risk, quantitative measures, SEC regulations, stress testing, ESG metrics, financial products, analytical frameworks
- Experience: 5+ years relevant experience in market risk, credit or counterparty risk, and/or liquidity risk management
- Type: Full-time
- Salary: $99,500 - $104,500
Visa
Associate Counsel
Denver
- Skills: commercial attorney, complex agreements, product development, negotiation, regulatory support, client counseling, legal compliance, transactional matters, risk services, collaboration
- Type: Hybrid