18 Regulatory Compliance jobs in Dallas.

Hiring now: Compliance Officer @ Iqeq, Attorney Global Payments @ Bank Of Am, Compliance Associate @ Blockchain, Regulatory Compliance Sup @ Iqeq, Credit Risk Consultant @ Rgp, Mgr Of Compliance @ Crypto, Compliance Analyst @ Farther, Compliance Mgr Customer S @ Stryker, Policy Analyst @ Onemain Fi, Corporate Counsel Food Re @ Keurig Dr .Explore more at jobswithgpt.com.

🔥 Skills

compliance (8) regulatory (4) regulatory compliance (3) stakeholder management (3) risk management (3) SEC Rules (2) project management (2) audits (2) audit (2) financial services (2)

📍 Locations

Dallas (12) Richardson (2) Flower Mound (1) Fort Worth (1) Frisco (1) Grand Prairie (1)
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Iq-Eq

Compliance Officer Dallas
Skills & Focus: regulatory compliance, SEC Rules, compliance program, Securities Act, Advisers Act, marketing materials, annual review, client training, compliance functions, monitoring activities
About the Company: IQ-EQ is a leading global investor services group, providing compliance, administration, and other fund-related services to clients in the private equity and h…

Bank Of America

Attorney – Global Payments Solutions – Deposits, Liquidity and Receivables Dallas
Skills & Focus: legal counsel, contract negotiations, cash management, drafting, project management, liquidity, receivables, regulatory compliance, stakeholder management, problem solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5-12 years
Salary: $141,100.00 - $250,000.00
Type: Full-time
Benefits: Industry-leading benefits, access to paid time off, resources and support to employees.

Blockchain.Com

Compliance Associate Dallas
Skills & Focus: compliance, financial crime, BSA/AML, regulatory, audits, crypto, innovation, reporting, metrics, team collaboration
About the Company: Blockchain.com is the world's leading software platform for digital assets, offering the largest production blockchain platform in the world.
Experience: Minimum of 3 years of relevant experience in compliance/financial crime operations
Salary: $120,000 - $170,000
Type: Full-time
Benefits: Competitive salary, equity, health/dental/vision benefits, unlimited vacation policy, performance-based bonuses.

Iqeq

Regulatory Compliance Support Dallas
Skills & Focus: compliance, SEC Rules, regulatory policies, forex compliance, investment adviser, federal securities laws, drafting policies, regulatory examinations, compliance programs, alternative asset industry

Bank Of America

Credit Sr. Officer/Credit Risk Manager-Technology, Media &Telecom Dallas
Skills & Focus: Credit and Risk Assessment, Critical Thinking, Risk Analytics, Risk Management, Strategic Thinking, Decision Making, Regulatory Compliance, Portfolio Analysis, Business Intelligence, Financial Accounting
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsi…
Experience: 9+ years Corporate/Commercial credit experience
Salary: $125,000.00 - $250,000.00
Type: Full-time
Benefits: We provide industry-leading benefits, access to paid time off, resources and support to our employees.

Rgp

Credit Risk Consultant Dallas
Skills & Focus: credit risk, audit, lending practices, stress testing, risk management, counterparty credit risk, regulatory guidelines, financial services, CCAR, commercial real estate
About the Company: RGP is a next-generation human capital firm, connecting the best talent in the market to execute transformation and high-value projects for global clients in a…
Experience: Extensive experience in auditing within the financial services industry, particularly in credit risk management.
Salary: $65-85 DOE
Type: Full-time
Benefits: Medical, Dental, Vision, Life insurance, Disability insurance, 401(k) savings plan, Employee Stock Purchase plan, Profe…

Crypto

Manager of Compliance Dallas
Skills & Focus: compliance, regulatory, risk profile, data analysis, customer complaints, operations, FinCrime, Reg E, UDAAP, UDAP

Blockchain.Com

Deputy BSA & Sanctions Officer Dallas
Skills & Focus: BSA, AML, OFAC, financial crimes compliance, customer identification, due diligence, regulatory reporting, risk assessment, financial institutions, cryptocurrencies
About the Company: Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the pass…
Experience: Minimum of 5 years of relevant experience in financial crimes compliance at a regulated financial institution.
Salary: $120,000 to $170,000
Type: Full-time
Benefits: Competitive salary and meaningful equity, hybrid office model, comprehensive health benefits, unlimited vacation policy…

Farther

Compliance Analyst Dallas
Skills & Focus: Compliance Analyst, financial services, compliance framework, trading oversight, relationship-building, SMARSH, SMARTRIA, financial products, entrepreneurial mindset, scalable compliance solutions
About the Company: Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience…
Experience: 3+ years of supervisory experience in financial services
Benefits: Competitive comp package that rewards impact, Full health benefits + 401(k) matching & Roth IRA options, Unlimited PTO

Bank Of America

Attorney – Mortgage Dallas
Skills & Focus: Legal Counsel, Mortgage Origination, Regulatory Matters, Legal Research, Loan Transactions, Compliance, Stakeholder Management, Legal Drafting, Federal Regulations, Problem Solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5+ years of related experience handling mortgage origination and regulatory matters in a law firm, regulatory agency or in-house
Type: Full-time
Benefits: Offering competitive benefits to support their physical, emotional, and financial well-being.
Global Financial Crimes Specialist Dallas
Skills & Focus: financial crimes, economic sanctions, risk management, compliance, monitoring, testing, quality assurance, stakeholder management, strategic planning, regulatory compliance
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we r…
Experience: Minimum 5 years of business and/or functional experience in financial services industry, risk management, financial crimes, testing, or experience in a related field. Minimum 3 years of experience in economic sanctions.
Type: Full-time
Benefits: Competitive benefits to support their physical, emotional, and financial well-being.

Stryker

Compliance Manager - Customer Solutions Dallas
Skills & Focus: compliance, risk management, training, investigation, policy development, auditing, communications, ethics, regulations, continuous improvement
About the Company: Stryker offers innovative products and services in MedSurg, Neurotechnology, and Orthopaedics that help improve patient and healthcare outcomes.
Experience: 8+ years of professional work experience required
Salary: $100,500 - 215,300 plus bonus eligible + benefits
Type: Full Time
Benefits: Health benefits include medical and prescription drug insurance, dental insurance, vision insurance, critical illness i…
Senior Corporate Governance Specialist Flower Mound
Skills & Focus: corporate governance, legal compliance, documentation, legal entities, entity management, audits, meetings, board member appointments, document review, intercompany funding
About the Company: Stryker offers innovative products and services in MedSurg, Neurotechnology, and Orthopaedics that help improve patient and healthcare outcomes.
Experience: 2+ years of relevant experience with a Bachelor's degree or 8+ years with a high school diploma.
Salary: $77,200 - $160,800 plus bonus eligible
Type: Full Time
Benefits: Medical and prescription drug insurance, dental insurance, vision insurance, critical illness insurance, accident insur…

Onemain Financial

Policy Analyst Fort Worth
Skills & Focus: policy filings, insurance department standards, legislation, compliance, product needs, regulatory changes, communication skills, market interaction, product information, analytical skills
About the Company: OneMain Financial (NYSE: OMF) is the leader in offering nonprime customers responsible access to credit and is dedicated to improving the financial well-being …
Experience: 2+ years of experience in insurance industry
Type: Hybrid Schedule
Benefits: Health and wellbeing options, Up to 4% matching 401(k), Employee Stock Purchase Plan (10% share discount), Tuition reim…

Keurig Dr Pepper

Corporate Counsel, Food Regulatory and Advertising Frisco
Skills & Focus: food regulatory, advertising attorney, food labeling, dietary supplements, food safety, marketing, FDA, FTC, Lanham Act, legal compliance
About the Company: Keurig Dr Pepper (NASDAQ: KDP) is a leading beverage company in North America, with a portfolio of more than 125 owned, licensed and partnered brands and power…
Experience: At least five years of legal experience in advising clients at a law firm, or as part of an in-house corporate legal department.
Type: Full-Time
Benefits: Medical, Dental, Vision, Disability, Paid Time Off (including paid parental leave, vacation, and sick time), 401k with …

Elevance Health

Compliance Manager Grand Prairie
Skills & Focus: compliance, regulatory, audit, project management, risk assessment, investigations, stakeholder management, gap analysis, healthcare, ethics
About the Company: Elevance Health is a health company dedicated to improving lives and communities – and making healthcare simpler.
Experience: 6 years health care, regulatory, ethics, compliance or privacy experience
Salary: $95,656.00 to $143,484.00
Type: Hybrid
Benefits: comprehensive benefits package, incentive and recognition programs, equity stock purchase and 401k contribution, merit …

Service Experts Llc

Director, ABS Treasury Richardson
Skills & Focus: financial management, asset-backed securities, bank lending, capital markets, securitization experience, liquidity management, capital risk assessment, interest rate risk, regulations compliance, structured product reporting
About the Company: Service Experts Heating & Air Conditioning is committed to making our workplace accessible to individuals with disabilities. We provide our employees with trai…
Experience: 7+ years of work experience
Type: Full-time
Benefits: Competitive Pay with incentive opportunities, Paid Time Off and Company Holiday Pay, Medical, Dental, and Vision Insura…

Celestica International Inc.

Staff Regulatory Compliance Engineer Richardson
Skills & Focus: compliance, safety, engineering, EMC, testing, design, data center, failure analysis, regulatory, collaboration
About the Company: Celestica enables the world's best brands through a recognized customer-centric approach, partnering with leading companies across various sectors to deliver s…
Experience: 7 to 10 years of related experience