39 Regulatory Compliance jobs in Chicago.

Chicago

• Skills: trade surveillance, regulatory compliance, anti-money laundering, Bank Secrecy Act, data analytics, suspicious activity review, communication skills, organizational skills, project management, broker-dealer
• Experience: 1-3 years of regulatory compliance experience; relevant educational credentials in finance, economics, or data analytics.
• Type: Contract (6-month assignment)

Chicago

• Skills: regulatory approval processes, state nursing boards, compliance, campus development, accreditation, relationship management, curriculum development, mock self-assessment, regulatory compliance, documentation submissions

Chicago

• Skills: Regulatory Counsel, Legal Advice, Cryptoassets, Strategic Direction, Project Execution, Financial Laws, Regulatory Issues, U.S. Regulatory Regimes, Trading, Communication
• Experience: 6+ years of legal experience with a focus on financial laws and regulations

Chicago

• Skills: Regulatory Counsel, legal advice, cryptoassets, financial laws, strategic partnerships, project execution, risk-weighted, U.S. regulatory regimes, trading operations, communication
• Experience: 6+ years of legal experience with a focus on financial laws and regulations
• Salary: $200,000 to $300,000

Chicago

• Skills: compliance, regulatory, surveillance, financial services, advisors, auditing, analytical skills, communication, business judgment, technology
• Experience: Regulatory experience working for an exchange, a regulatory organization, a Broker Dealer, or a Futures Commission Merchant or similar organization, or relevant experience in internal auditing, compliance, legal, or accounting.
• Type: Contract

Chicago

• Skills: data analysis, surveillance, investigations, regulatory compliance, market trends, cross-functional teams, report writing, analytical skills, remote work, detail-oriented
• Experience: No prior experience is required, but a background in market surveillance or compliance is preferred
• Type: Full-time
• Salary: Competitive salary

Chicago

• Skills: Product Development, Underwriting, Insurance, Contracts, Regulatory Compliance, Project Management, ISO Circular, Commercial Lines, Portfolio Management, Market Analysis
• Experience: Minimum of 2 years in commercial property and casualty product development
• Type: Full-time
• Salary: $84,500 - $99,500 USD

Chicago

• Skills: risk management, market risk, credit risk, liquidity risk, operational risk, financial products, quantitative, risk monitoring, risk controls, derivatives
• Experience: At least 5 years of relevant work experience in the financial risk management field
• Type: Full-time
• Salary: $150,000 - $200,000 USD

Chicago

• Skills: Compliance, audits, regulatory, documentation, analysis, data analytics, reporting, policy, procedures, internal customer service
• Experience: 8-10+ years of experience in a compliance, finance, or related position
• Type: Full time
• Salary: $58,990.00 - $69,400.00

Chicago

• Skills: CFTC regulations, NFA rules, compliance policies, regulatory inquiries, promotional material, documenting procedures, cybersecurity, customer protection, audit support, cross-functional collaboration
• Experience: 1+ years of futures industry compliance experience
• Type: Full-time
• Salary: $90,000 - $110,000 USD

Chicago

• Skills: Enterprise Risk Management, Governance, Risk, Compliance, Cyber Risk, Operational Risk, Risk Assessments, Fraud Risk, Stakeholder Management, Mentorship
• Experience: 10+ years
• Salary: $190,000 - $263,500 USD

Chicago

• Skills: Risk Advisory, Financial and Compliance Risk, Technology Risk, Strategic and Operational Risk, Internal Audit, Client Delivery, Business Development, Team Leadership, Cybersecurity, Audit Methodologies
• Experience: 10-15+ years advising public companies
• Type: Full-time
• Salary: $169,000 - $356,000 per year + annual bonus + additional benefits

Chicago

• Skills: Compliance, Trade Practices, Automated Surveillance, KYC, Risk Policies, Financial Services, Broker-Dealer, Proprietary Trading, Research, Regulation
• Experience: 0-3 years of experience in a compliance and/or regulatory position
• Type: Full-time
• Salary: $65K - $85K + discretionary bonus eligibility

Chicago

• Skills: financial services, legal counsel, compliance, regulations, banking products, product development, regulatory strategy, legal risks, stakeholder management, team collaboration
• Experience: 8+ years
• Type: Full-time
• Salary: $193,860 - $274,700

Chicago

• Skills: compliance, regulatory, Securities Act, private equity, hedge fund, Advisers Act, marketing materials, training, monitoring, filing
• Experience: 2-5 years in compliance or regulatory positions
• Type: Full-time

Chicago

• Skills: Compliance, Hotline management, Investigations, Regulatory guidelines, Data analysis, Audits, Corrective action plans, Training materials, Policy guidance, Risk assessment

Chicago

• Skills: AML, Compliance, Regulatory, Transaction Reviews, Due Diligence, Client Transactions, Sanctions Lists, Policies, Risk Management, Customer Due Diligence
• Experience: 3-5 years in an AML-related role
• Type: Hybrid
• Salary: $60,000.00 - $70,000.00

Chicago

• Skills: payments, financial services, regulations, legal review, product development, deals, negotiations, compliance, data privacy, partnerships
• Experience: 5+ years

Chicago

• Skills: corporate governance, securities compliance, SEC regulations, public company, entity management, board materials, regulatory readiness, legal advice, international expansion, SEC filings
• Experience: 4-7+ years of relevant experience at a top law firm and/or in-house legal department, focusing on public company representation and securities compliance
• Type: Full-time
• Salary: $208,000 - $245,000 USD

Chicago

• Skills: regulatory inquiries, legal advice, financial services, compliance reviews, law enforcement, regulators, risk assessment, regulatory regimes, financial markets, investigations
• Experience: Minimum of two (2) years of experience as a practicing attorney in the financial services industry
• Type: Full-time

Chicago

• Skills: legal counsel, marketing, advertising, compliance, federal regulations, state regulations, international regulations, FTC regulations, CAN-SPAM Act, consumer protection
• Experience: 5+ years in-house legal experience
• Type: Full-time
• Salary: $100,171.61 - $181,034.70

Chicago

• Skills: sanctions, investigations, compliance, regulations, investigative, risk, data-driven, enforcement, monitoring, team management
• Experience: 12+ years of experience in financial crime investigations, including dedicated experience overseeing sanctions investigations
• Type: Full Time
• Salary: $170,000/year to $242,000/year + bonus + equity + benefits

Chicago

• Skills: regulatory compliance, investment adviser, Securities Act, Advisers Act, compliance program, SEC rules, annual review, training, monitoring, restricted lists
• Type: full_time
• Salary: {'min': 90000.0, 'max': 145000.0, 'period': 'annual', 'currency': 'USD'}

Chicago

• Skills: compliance programs, financial services, regulatory compliance, SEC Exam, broker-dealers, investment advisers, internal control testing, mock regulatory exams, training materials, business development
• Type: other
• Salary: {'min': 170000.0, 'max': 225000.0, 'period': 'annual', 'currency': 'USD'}

Chicago

• Skills: legal advice, Title IV, higher education, regulatory compliance, intellectual property, consumer protection, litigation experience, contract negotiations, risk assessment, FERPA
• Type: full_time
• Salary: {'min': 100171.0, 'max': 181034.0, 'period': 'annual', 'currency': 'USD'}

Chicago

• Skills: Compliance, Investment banking, Broker dealer, Securities, Trade review, Regulatory inquiries, Due diligence, Research clearance, Documentation, Financial analysis
• Type: full_time
• Salary: {'min': 65000.0, 'max': 80000.0, 'period': 'annual', 'currency': 'USD'}

Chicago

• Skills: fiduciary law, trust administration, risk management, wealth management, fiduciary discretion, client relationships, estate planning, legal compliance, regulations, financial advice
• Type: full_time
• Salary: {'min': 130000.0, 'max': 201700.0, 'period': 'annual', 'currency': 'USD'}

Chicago

• Skills: compliance, regulatory, quality, ethics, privacy laws, health law, FDA regulations, False Claims Act, kickback laws, investigations
• Type: full_time
• Salary: {'min': None, 'max': None, 'period': '', 'currency': ''}