Last updated: 2025-06-27
22 Regulatory Compliance jobs in Charlotte.
Hiring now: Sr Risk Manager Capital Markets And Advi @ Citizens, Compliance Manager @ Ameriprise, Sr Compliance Analyst Regulatory Change @ Brighthous, Sr Corporate Counsel @ Netapp, Sr Compliance Testing Analyst @ Varo Bank, Managing Principal Banking Risk Manageme @ Capco, Sr Compliance Analyst @ Lendingtre, Regional Fiduciary Officer @ Bank Of Am, Edd Quality Compliance Analyst Iii @ Coinbase. Explore more at at jobswithgpt.com
🔥 Skills
compliance (6)
Risk Management (5)
risk management (5)
financial services (5)
Compliance (4)
KYC (4)
regulatory compliance (3)
BSA/AML (3)
transaction monitoring (3)
documentation (3)
📍 Locations
Charlotte (17)
Concord (1)
Citizens
Citizens is a leading financial institution committed to building a diverse, inclusive, and high-performing culture where everyone feels valued, respected, and…
Ameriprise Financial
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in…
Compliance Manager
Charlotte
- Skills: Compliance, document management, supervisory procedures, regulatory requirements, training, coaching, financial services, broker-dealer, controls, industry regulations
- Experience: 5-7 years
- Type: Full-time
Brighthouse Financial
Brighthouse Financial is on a mission to help people achieve financial security. Our company is one of the largest providers of annuities and life insurance in…
Senior Compliance Analyst - Regulatory Change
Charlotte
- Skills: compliance, regulatory change, insurance, financial services, risk management, training development, policy governance, anti-money laundering, regulatory affairs, analytical skills
- Experience: 3+ years of relevant experience in the financial services industry.
- Type: Hybrid
NetApp, Inc.
NetApp is a forward-thinking technology company focused on data management and cloud services.
Senior Corporate Counsel
Concord
- Skills: corporate law, securities compliance, M&A, corporate governance, equity compensation, SEC reporting, NASDAQ compliance, legal risk assessments, team collaboration, practical advice
- Experience: 4+ years of corporate and securities experience in a law firm and/or in-house environment
- Type: Full-time
Varo Bank
Varo is a new kind of bank that is all-digital, mission-driven, FDIC insured, and designed around the modern American consumer. Launched in 2017, Varo aims to …
Sr. Compliance Testing Analyst
Charlotte
- Skills: Compliance Testing, Regulatory Compliance, Consumer Regulations, Risk Management, Auditing, Monitoring, Financial Services, Regulations (Reg B, Reg DD, Reg E, etc.), Automation, Scalability
- Experience: 5+ years of Audit or Compliance testing and monitoring in a regulated banking environment
- Type: Full-time
Capco
Capco is a global consulting firm focused on financial services, offering expertise in risk management and regulatory advisory.
Managing Principal – Banking Risk Management
Charlotte
- Skills: risk management, regulatory experience, banking sector, consulting, financial services, client relations, project delivery, compliance, regulations, risk methodologies
- Type: full_time
LendingTree
LendingTree is the nation’s largest online lending marketplace. That means we connect customers with multiple lenders, so they find the best deals on loans, cr…
Senior Compliance Analyst
Charlotte
- Skills: compliance, regulatory, financial products, marketing materials, customer complaints, audit, consumer banking regulations, data-driven, WordPress, cross-functional
- Type: full_time
Bank of America
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we r…
Regional Fiduciary Officer
Charlotte
- Skills: fiduciary law, trust administration, risk management, wealth management, fiduciary discretion, client relationships, estate planning, legal compliance, regulations, financial advice
- Type: full_time
Coinbase
Coinbase is building the open financial system.
EDD Quality Compliance Analyst III
Charlotte
- Skills: compliance, quality operations, BSA/AML, KYC, regulatory compliance, investigative analysis, financial services, transaction monitoring, documentation, customer behavior
- Type: full_time
Bank of America
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsi…
CFO Regulatory Reporting Controller II
Charlotte
- Skills: Regulatory Reporting, Financial Controls, Variance Analysis, Analytical Thinking, Risk Management, Project Management, Continuous Improvement, Compliance, Broker Dealer, Controls Management
- Type: full_time
Coinbase
Coinbase is a platform that powers the crypto economy and builds the open financial system.
TMS Quality Compliance Analyst III
Charlotte
- Skills: compliance, financial crime risk, AML, BSA, KYC, investigative review, regulatory compliance, documentation, quality assurance, transaction monitoring
- Type: full_time
Bank of America
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Business Control Executive (Global Payments Solutions)
Charlotte
- Skills: financial crimes compliance, risk and control environment, operational risk management, regulatory adherence, fraud monitoring, payment data flows, Banking Secrecy Act, governance forums, management oversight, quality assurance practices
- Type: full_time