Last updated: 2025-08-06
5 Regulatory Compliance jobs in Charlotte.
Citizens
Citizens is a leading financial institution committed to building a diverse, inclusive, and high-performing culture where everyone feels valued, respected, and…
Charlotte
- Skills: Risk Management, Capital Markets, Advisory, Commercial Risk, Control Program, Financial Institution, Diversity, Inclusion, Professional Development, Community Engagement
- Level: mid
- Type: full_time
NetApp, Inc.
NetApp is a forward-thinking technology company focused on data management and cloud services.
Concord
- Skills: corporate law, securities compliance, M&A, corporate governance, equity compensation, SEC reporting, NASDAQ compliance, legal risk assessments, team collaboration, practical advice
- Level: mid
- Type: full_time
Capco
Capco is a global consulting firm focused on financial services, offering expertise in risk management and regulatory advisory.
Charlotte
- Skills: risk management, regulatory experience, banking sector, consulting, financial services, client relations, project delivery, compliance, regulations, risk methodologies
- Level: senior
- Type: full_time
LendingTree
LendingTree is the nation’s largest online lending marketplace. That means we connect customers with multiple lenders, so they find the best deals on loans, cr…
Charlotte
- Skills: compliance, regulatory, financial products, marketing materials, customer complaints, audit, consumer banking regulations, data-driven, WordPress, cross-functional
- Level: mid
- Type: full_time
Citi
Citi is a global bank with more than 200,000 dedicated people from around the globe.
Charlotte
- Skills: Compliance, Risk Management, Regulatory Inquiries, Project Management, Interpersonal Skills, Analytical Skills, Policy and Procedure, Program Management, Financial Services, Training Development
- Level: mid
- Type: full_time
Newell Brands
Newell Brands is a leading consumer products company with a portfolio of iconic brands like Graco®, Coleman®, Oster®, Rubbermaid®, Sharpie® and Yankee Candle® …
Huntersville
- Skills: product compliance, regulatory requirements, product safety, risk assessments, regulatory compliance, product development, consumer products, labeling regulations, food safety, project management
- Level: mid
- Type: full_time
Citi
Citi is a leading global bank that enables clients to make the most of their financial resources by providing a broad range of financial products and services.
Charlotte
- Skills: Regulatory Reporting, Data Scientist, Data Analysis, AI tools, Data Analytics, SQL, Python, Financial Reporting, Banking Consultancy, Change Management
- Level: mid
- Type: full_time
Figure
Figure is maximizing the value of homeownership in ways that benefit consumers and the industry alike. We’re helping homeowners tap their liquidity easily, eff…
Charlotte
- Skills: blockchain, crypto, securities, financial services, compliance, regulations, digital assets, negotiation, product lifecycle, investment advisor
- Level: mid
- Type: full_time
Brighthouse Financial
Brighthouse Financial is one of the largest providers of annuities and life insurance in the U.S., specializing in products designed to help people protect wha…
Charlotte
- Skills: risk management, compliance, governance strategy, regulatory risk, documentation, financial services, project management, organizational skills, legal regulations, reporting
- Level: mid
- Type: full_time
Ameriprise Financial
We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of 2024. With our team …
Charlotte
- Skills: compliance, operations, regulations, risk management, financial services, business process, data analysis, SEC, FINRA, reporting
- Level: mid
- Type: full_time
Coinbase
Coinbase is a company dedicated to building the open financial system, focused on increasing economic freedom globally through cryptocurrency and blockchain te…
Charlotte
- Skills: EDDY, compliance, BSA/AML, investigations, KYC, financial crime risk, due diligence, transaction monitoring, quality review, regulatory compliance
- Level: mid
- Type: full_time
Bank of America
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsi…
Charlotte
- Skills: financial crimes, compliance, money laundering, risk management, regulatory compliance, fraud prevention, audit, change management, operational risk, data-driven decision-making
- Level: mid
- Type: full_time
Aecon Group Inc.
Aecon is a North American leader in infrastructure development, safely and sustainably building impactful infrastructure projects in transportation and energy.
Charlotte
- Skills: Federal Compliance, Change Management, Contract Negotiation, Subcontract Management, Risk Management, Financial Oversight, Procurement Scheduling, Claims Administration, Strategic Planning, Regulatory Compliance
- Level: senior
- Type: full_time