Last updated: 2025-05-04

18 Regulatory Compliance jobs in Charlotte.

Hiring now: Sr Auditorcapital Markets @ Citizens, Corporate Governance Mgr @ Albemarle, Sr Compliance Advisory Di @ Varo, Global Financial Crimes S @ Bank Of Am, Managing Principal Bankin @ Capco, Sr Mgr Deposit Products @ Ameriprise, Underwriting Spec @ Figure, Sr Compliance Mgr @ Lendingtre.Explore more at jobswithgpt.com.

🔥 Skills

financial services (6) risk management (6) compliance (6) regulatory compliance (6) Compliance (4) capital markets (3) banking (2) regulatory (2) audits (2) operational risk (2)

📍 Locations

Charlotte (18)
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Citizens

Sr Auditor-Capital Markets/Broker Dealer Audit Charlotte
Skills & Focus: audit, capital markets, broker dealer, financial services, professional, banking, risk management, compliance, regulatory, analytics
About the Company: Citizens is a leading financial institution committed to providing diverse banking solutions while focusing on inclusion and community support.
Experience: Professional level experience in auditing or financial services
Type: Full Time
Benefits: Comprehensive benefits including health, wellness, and education support programs.

Albemarle

Corporate Governance Manager Charlotte
Skills & Focus: corporate governance, board support, compliance, minute books, directors, legal matters, Securities, annual meeting, audits, dividend issuance
About the Company: Albemarle transforms essential resources into critical ingredients for mobility, energy, connectivity, and health. Our core values make us successful for ourse…
Experience: 7-10+ years of relevant experience or Bachelor’s degree and 12-15+ years of relevant experience.
Type: Full Time
Benefits: Competitive compensation, comprehensive benefits package, resources for professional and personal support.

Citizens

Chief Credit Officer - Consumer Risk Charlotte
Skills & Focus: Credit, Risk, Management, Leadership, Compliance, Consumer, Strategy, Analysis, Regulatory, Financial
Type: Full Time
Risk Manager Charlotte
Skills & Focus: risk management, capital markets, commercial risk, operational risk, data risk, advisory, financial institution, AI oversight, program lead, multiple locations
About the Company: Citizens offers a range of financial products and services with a commitment to building a diverse, inclusive, and high-performing culture.
Type: Full-time
Benefits: We’re committed to providing benefits, resources and programming to support the whole you.

Varo

Sr. Compliance Advisory Director Charlotte
Skills & Focus: compliance, consumer protection, financial services, product development, regulations, business problems, growth mindset, self-starter, fast-paced environment, digital bank
About the Company: Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us.

Bank Of America

Global Financial Crimes Specialist - Global Economic Sanctions - US Advisory Charlotte
Skills & Focus: sanctions compliance, money laundering, operational risk, regulatory compliance, risk management, financial crimes, compliance policies, OFAC regulations, investigative techniques, risk assessment
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: Minimum of 5 years of relevant experience
Salary: $75,000.00 - $106,200.00
Type: Full-time
Benefits: We provide industry-leading benefits, access to paid time off, resources and support to our employees.
EFR Liquidity Risk Manager Charlotte
Skills & Focus: risk management, monitoring, analytical skills, collaboration, communication, financial wellness, portfolio analysis, liquidity management, technical skills, regulatory compliance
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsi…
Salary: $110,000.00 - $180,000.00
Type: Full-time
Benefits: This role is currently benefits eligible. We provide industry-leading benefits, access to paid time off, resources and …

Capco

Managing Principal – Banking Risk Management Charlotte
Skills & Focus: risk management, regulatory, banking sector, consulting, financial services, Federal Reserve, OCC, FDIC, project delivery, client satisfaction
About the Company: Capco FRC is a global team that prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advi…
Experience: 10+ years of risk management and/or regulatory experience within the banking sector, either as an operator or industry consultant; Minimum of 3 years within financial services consulting
Type: Full-time
Benefits: highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement

Bank Of America

Credit Risk Officer Charlotte
Skills & Focus: Credit and Risk Assessment, Financial Accounting, Issue Management, Portfolio Analysis, Risk Analytics, Attention to Detail, Business Intelligence, Regulatory Compliance, Presentation Skills, Project Management
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We are committed to an inclusi…
Experience: 10+ years of solid Commercial Banking experience
Salary: $120,000.00 - $178,000.00
Type: Full-time
Benefits: Industry-leading benefits, access to paid time off, resources and support to contribute to sustainable growth.

Citizens

Senior Risk Manager - Capital Markets and Advisory Charlotte
Skills & Focus: risk management, capital markets, advisory risk, financial services, business banking, commercial banking, auditing, regulatory compliance, data analytics, financial analysis
About the Company: Citizens is a bank offering various financial services including business banking, mortgage, and corporate banking.
Experience: Professional
Type: Full Time
Benefits: Commitment to providing benefits, resources and programming to surface healthy habits and support the whole you.

Bank Of America

Attorney – Global Payments Solutions – Deposits, Liquidity and Receivables Charlotte
Skills & Focus: legal counsel, contract negotiations, cash management, drafting, project management, liquidity, receivables, regulatory compliance, stakeholder management, problem solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5-12 years
Salary: $141,100.00 - $250,000.00
Type: Full-time
Benefits: Industry-leading benefits, access to paid time off, resources and support to employees.

Ameriprise Financial

Senior Manager, Deposit Products Charlotte
Skills & Focus: deposit products, banking, product management, marketing, consumer checking, savings, CD accounts, digital banking, financial services, regulatory compliance
About the Company: A diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. They advise and manage assets and …
Experience: 7+ years’ experience in marketing, product management or related role. 5+ years’ experience in consumer or digital banking deposit product management or marketing experience.
Salary: $98,100 - $132,400 / year
Type: Full-time
Benefits: Comprehensive benefits program including vacation time, sick time, 401(k), and health, dental and life insurances.

Figure

Underwriting Specialist Charlotte
Skills & Focus: underwriting, loan applications, compliance, financial data, performance metrics, collaboration, training materials, regulatory standards, operational efficiency, product innovation
About the Company: Figure is maximizing the value of homeownership in ways that benefit consumers and the industry alike. We’re helping homeowners tap their liquidity easily, eff…
Experience: 3+ years of underwriting experience
Salary: $33 - $39/hr
Type: Full-time
Benefits: Comprehensive health, vision, and dental insurance, 401k, paid family leave, continuing education reimbursement.

Ameriprise Financial

Compliance Manager Charlotte
Skills & Focus: Compliance, document management, supervisory procedures, regulatory requirements, training, coaching, financial services, broker-dealer, controls, industry regulations
About the Company: We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in…
Experience: 5-7 years
Salary: $77,100 / $120,100 per year
Type: Full-time
Benefits: Comprehensive benefits program, including vacation time, sick time, 401(k), health, dental and life insurances.

Varo

Compliance Officer, Marketing & Advisory Charlotte
Skills & Focus: Compliance, Marketing, Advisory, Consumer protection, Product development, Financial services, Business problems, Fast-paced, Growth mindset, Self-starter
About the Company: Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us.

Capco

Principal Consultant – AML Financial Crimes Charlotte
Skills & Focus: Anti-Money Laundering, Financial Crimes, KYC, Risk Management, Compliance, Investigations, Regulatory Advisory, Transaction Monitoring, Suspicious Activity Reports, Due Diligence
About the Company: Capco is a global team that prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory…
Experience: Minimum of 8-10 years
Type: Full-time
Benefits: Medical, dental and vision insurance, a 401(k) plan, tuition reimbursement

Lendingtree

Sr. Compliance Manager Charlotte
Skills & Focus: compliance, risk assessment, lender due diligence, regulations, insurance laws, communication skills, analytical skills, regulatory environment, cross-functional teams, financial choices
About the Company: LendingTree is the nation’s largest online lending marketplace, connecting customers with multiple lenders to help them find the best deals on loans, credit ca…
Experience: Minimum 7-10 years’ experience in a compliance, legal or marketing review function, preferably in a banking or fintech organization
Type: Full-time

Figure

Servicing Compliance Manager Charlotte
Skills & Focus: compliance, equity line of credit, consumer loans, risk assessments, policies and procedures, regulatory compliance, financial technology, operational support, audits, consumer protection laws
About the Company: Figure is maximizing the value of homeownership in ways that benefit consumers and the industry alike. We’re helping homeowners tap their liquidity easily, eff…
Experience: 5+ years
Salary: $114,000 - $143,000
Type: Full-time
Benefits: Comprehensive health, vision, and dental insurance, HSA, FSA, 401k, and commuter benefits, paid family leave, continuin…